STOCK TITAN

DraftKings (NASDAQ: DKNG) CLO nets shares from RSU vesting, uses 646 for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DraftKings Inc. reported that Chief Legal Officer Dodge R. Stanton had restricted stock units vest and convert into Class A common stock. 1,475 RSUs converted into the same number of shares, of which 646 shares were withheld by the company to cover tax obligations, leaving an effective net of 829 shares received.

Following these transactions, Stanton directly held 557,733 shares of Class A common stock and 11,805 RSUs, each representing a contingent right to receive one share. A separate grant of 17,707 RSUs was awarded on February 17, 2026, vesting monthly over one year from March 1, 2026.

Positive

  • None.

Negative

  • None.
Insider Dodge R Stanton
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 1,475 $0.00 --
Exercise Class A Common Stock 1,475 $0.00 --
Tax Withholding Class A Common Stock 646 $25.77 $17K
Holdings After Transaction: Restricted Stock Units — 11,805 shares (Direct, null); Class A Common Stock — 557,733 shares (Direct, null)
Footnotes (1)
  1. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,475 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.
Shares withheld for taxes 646 shares Class A common stock delivered to issuer for withholding taxes
RSUs converted 1,475 RSUs Restricted Stock Units converting into Class A common stock
Shares held after transaction 557,733 shares Direct Class A common stock holding after reported transactions
RSUs outstanding 11,805 RSUs Restricted stock units remaining after the transactions
New RSU grant 17,707 RSUs Grant on February 17, 2026 vesting monthly from March 1, 2026
Tax-withholding shares in summary 646 shares TaxWithholdingShares in transactionSummary for code F disposition
Exercise shares in summary 1,475 shares ExerciseShares in transactionSummary for derivative exercise
Restricted Stock Units financial
"The Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"shares of Class A Common Stock were transferred or sold... to satisfy withholding taxes"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right financial
"Each RSU represents a contingent right to receive one share"
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dodge R Stanton

(Last)(First)(Middle)
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR

(Street)
BOSTON MASSACHUSETTS 02116

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DraftKings Inc. [ DKNG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026M1,475A(1)557,733D
Class A Common Stock07/01/2026F646D$25.77557,087D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/01/2026M1,475 (2) (2)Class A Common Stock1,475$011,805D
Explanation of Responses:
1. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,475 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.
Remarks:
/s/ Faisal Hasan, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did DraftKings (DKNG) report for Dodge R. Stanton?

DraftKings reported RSU vesting and related share movements for Chief Legal Officer Dodge R. Stanton. 1,475 RSUs converted into Class A shares, with 646 shares withheld for taxes and the remainder effectively added to his direct holdings.

Did Dodge R. Stanton sell DraftKings (DKNG) shares in the open market?

No open-market sale was reported. The 646 Class A shares were disposed of to DraftKings solely to satisfy withholding taxes upon RSU vesting, a non-market transaction distinct from discretionary buying or selling on an exchange.

How many DraftKings (DKNG) shares does Dodge R. Stanton hold after these transactions?

After the reported transactions, Dodge R. Stanton directly held 557,733 shares of DraftKings Class A common stock. This reflects the net effect of RSU conversion into shares and the tax withholding shares delivered back to the company.

What DraftKings (DKNG) RSU awards are outstanding for Dodge R. Stanton?

Following the Form 4 transactions, Stanton held 11,805 restricted stock units. Each RSU represents a contingent right to receive one share of DraftKings Class A common stock, providing additional potential equity exposure as the units vest in the future.

What new RSU grant did Dodge R. Stanton receive from DraftKings (DKNG)?

On February 17, 2026, Dodge R. Stanton was granted 17,707 restricted stock units. These RSUs are scheduled to vest monthly over one year starting March 1, 2026, gradually delivering additional equity-based compensation as service conditions are met.

How many shares were used to cover taxes on Dodge R. Stanton’s DraftKings (DKNG) RSUs?

To satisfy withholding taxes upon RSU vesting, 646 shares of DraftKings Class A common stock were delivered back to the issuer. This tax-withholding disposition is a standard mechanism and is separate from voluntary open-market share sales.