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DraftKings Inc. (DKNG) CLO reports RSU vesting and tax-share withholding

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

DraftKings Inc. reported that Chief Legal Officer Dodge R. Stanton settled 1,476 restricted stock units into an equal number of Class A Common shares on August 1, 2026. Of these, 646 shares were withheld at $23.48 per share to satisfy tax obligations. Following this vesting, 10,329 RSUs remain outstanding, and Stanton also has a 17,707-RSU grant awarded on February 17, 2026 that vests monthly over one year from March 1, 2026.

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Insider Dodge R Stanton
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 1,476 $0.00 $0.00
Exercise Class A Common Stock F1 1,476 -- --
Exercise Price or Tax Liability Class A Common Stock 646 $23.48 $15K
Holdings After Transaction: Restricted Stock Units — 10,329 shares (Direct); Class A Common Stock — 557,917 shares (Direct)
Footnotes (2)
  1. F1. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  2. F2. On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over (1) year from March 1, 2026.
RSUs converted 1,476 shares Restricted Stock Units converted into Class A Common Stock on August 1, 2026
Shares withheld for taxes 646 shares Class A Common shares withheld to satisfy withholding taxes at $23.4800 per share
Tax withholding price $23.4800 per share Per-share value used for withholding shares to cover tax liability on August 1, 2026
RSUs remaining 10,329 RSUs Restricted Stock Units outstanding following the reported vesting transaction
New RSU grant 17,707 RSUs RSUs granted on February 17, 2026, vesting monthly over one year from March 1, 2026
Restricted Stock Units financial
"upon the vesting of the restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"other than to the Issuer to satisfy withholding taxes"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
contingent right financial
"Each RSU represents a contingent right to receive one share"
Class A Common Stock financial
"one share of the Issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

How many DraftKings (DKNG) shares vested for Dodge R. Stanton on August 1, 2026?

On August 1, 2026, 1,476 of Stanton’s restricted stock units vested into 1,476 shares of DraftKings Class A Common Stock. These shares came from RSUs listed in Table II, each RSU representing a contingent right to receive one share.

How many DraftKings (DKNG) shares were withheld for taxes and at what price?

In connection with the RSU vesting, 646 shares of DraftKings Class A Common Stock were withheld to satisfy withholding taxes at $23.48 per share. This withholding represents payment of tax liability by delivering or withholding securities rather than an open-market sale.

How many restricted stock units does Dodge R. Stanton still hold at DraftKings (DKNG)?

After the reported vesting event, Dodge R. Stanton holds 10,329 restricted stock units. This figure reflects the remaining RSU balance following the conversion of 1,476 RSUs into Class A Common Stock on August 1, 2026.

What are the terms of Dodge R. Stanton’s new RSU grant at DraftKings (DKNG)?

Stanton was granted 17,707 RSUs on February 17, 2026, vesting monthly over one year from March 1, 2026. Each RSU represents a contingent right to receive one share of DraftKings Class A Common Stock upon vesting.

Did Dodge R. Stanton sell DraftKings (DKNG) shares in the open market in this filing?

No open-market sale is reported; 646 shares were withheld to satisfy tax obligations related to RSU vesting. The shares were delivered to the issuer for tax withholding, not sold to third parties, consistent with transaction code F.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dodge R Stanton

(Last)(First)(Middle)
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR

(Street)
BOSTON MASSACHUSETTS 02116

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DraftKings Inc. [ DKNG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/01/2026M1,476A(1)558,563D
Class A Common Stock08/01/2026F646D$23.48557,917D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/01/2026M1,476 (2) (2)Class A Common Stock1,476$010,329D
Explanation of Responses:
1. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over (1) year from March 1, 2026.
Remarks:
/s/ Faisal Hasan, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)