DLB (NYSE: DLB) Rule 144 filing: Brokered sale of 1,000 shares

Rhea-AI Filing Summary

DLB submitted a Rule 144 notice reporting proposed sales of common stock totaling 1,000 shares. The filing lists 245 shares dated 02/06/2023 and 755 shares dated 02/05/2024 as restricted stock being sold through Morgan Stanley Smith Barney LLC. The securities are listed on NYSE.

Key Figures

Total shares reported: 1,000 shares Restricted stock lot 1: 245 shares Restricted stock lot 2: 755 shares +2 more

5 metrics

Total shares reported 1,000 shares aggregate of two restricted-stock lots listed in the notice

Restricted stock lot 1 245 shares dated 02/06/2023

Restricted stock lot 2 755 shares dated 02/05/2024

Broker-dealer Morgan Stanley Smith Barney LLC listed as the selling broker with address

Form type Form 144 Rule 144 notice for proposed sale of restricted securities

Key Terms

Restricted Stock, Rule 144, Broker‑dealer

3 terms

Restricted Stock financial

"Restricted Stock | ISSUER | 245 | 02/06/2023"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Rule 144 regulatory

"Form 144 (filing type) reporting proposed sale of restricted securities"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Broker‑dealer financial

"Morgan Stanley Smith Barney LLC listed as selling broker"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	60080.00	60884768	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/06/2023	Restricted Stock	ISSUER			245	02/06/2023	Not Applicable
Common	02/05/2024	Restricted Stock	ISSUER			755	02/05/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DLB's Form 144 report?

The Form 144 reports proposed sales of restricted common stock totaling 1,000 shares. It lists 245 shares dated 02/06/2023 and 755 shares dated 02/05/2024, to be sold via Morgan Stanley Smith Barney LLC.

Who is the broker handling the DLB sale under Rule 144?

The filing names Morgan Stanley Smith Barney LLC as the broker/dealer. The broker's address is shown as 1 New York Plaza, 8th Floor, New York, NY 10004 in the notice.

Are the shares in DLB's Form 144 restricted or unrestricted?

The notice identifies the reported securities as Restricted Stock. Each lot in the filing is labeled "Restricted Stock" with the specific grant dates 02/06/2023 and 02/05/2024.

On which exchange are the reported DLB shares listed?

The filing shows the common shares are listed on the NYSE. The Form 144 includes exchange identification alongside the security details.

What dates are associated with the securities in the DLB filing?

The two restricted-stock entries carry grant or acquisition dates of 02/06/2023 (245 shares) and 02/05/2024 (755 shares). These dates are shown next to each lot in the notice.