DLB (NYSE: DLB) broker files Rule 144 notice to sell 4,688 shares
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC filed a Form 144 disclosing an intended sale of 4,688 shares of common stock of DLB. The filing lists separate lots: 2,661 restricted shares, 280 restricted shares, and 1,747 performance shares. The filing notes NYSE and a filing date of 05/04/2026.
Positive
- None.
Negative
- None.
Key Figures
Total shares listed for sale: 4,688 shares
Restricted shares (lot 1): 2,661 shares
Restricted shares (lot 2): 280 shares
+3 more
6 metrics
Total shares listed for sale
4,688 shares
sum of listed lots in the Form 144
Restricted shares (lot 1)
2,661 shares
Restricted Stock entry dated 12/15/2023
Restricted shares (lot 2)
280 shares
Restricted Stock entry dated 12/15/2023
Performance shares
1,747 shares
Performance Shares entry dated 12/15/2023
Form filing date
05/04/2026
Filing date shown on the Form 144 header
Filer recorded shares count
4,688
Value shown near issuer/broker rows (4688)
Key Terms
Restricted Stock, Performance Shares, Rule 144 / Form 144
3 terms
Restricted Stock financial
"Securities To Be Sold ... Restricted Stock ... 2,661"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Rule 144 / Form 144 regulatory
"Form 144 filing header and Securities To Be Sold section"
FAQ
What does the Form 144 filed for DLB mean?
A Form 144 notifies the SEC of an intended sale under Rule 144. It lists the securities and amounts being sold; here the filing reports 4,688 shares across restricted and performance share lots and a filing date of 05/04/2026.
Who is the filer on the DLB Form 144?
The filer is identified as Morgan Stanley Smith Barney LLC Executive Financial Services. The filing shows the broker/dealer acting in connection with the proposed sale, listed with NYSE and a filing date of 05/04/2026.
Do these entries indicate completed sales of DLB stock?
No. Form 144 is a notice of intended sales under Rule 144 and does not itself confirm completion. The filing lists securities proposed for sale; transactions completed would appear in later trade or reporting records.
What types of securities are being sold in the DLB Form 144?
The filing shows three categories: Restricted Stock (two lots) and Performance Shares (one lot). Specific lot sizes are 2,661, 280, and 1,747 shares respectively.