DLH Holdings: Mink Brook fund buys 1,713 shares
DLH Holdings Corp. insider filing shows affiliated funds increasing their stake.
Accepted by SEC EDGAR
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Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
DLH Holdings Corp. insider filing shows affiliated funds increasing their stake. Mink Brook Asset Management LLC reported an open-market purchase of 1,713 shares of common stock at $5.50 per share for Mink Brook Partners LP, raising that fund’s holdings to 2,074,405 shares. Mink Brook Opportunity Fund LP is shown holding 694,322 shares, with Mink Brook entities disclaiming beneficial ownership beyond their pecuniary interests.
Insider Trade Summary
Net Buyer: 1,713 shares
Net Buy
1 txn
Insider
Mink Brook Asset Management LLC
Role
10% Owner
Bought
1,713 shs ($9K)
Increase in Position
0.08%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, par value $0.001 per share ("Common Stock") | 1,713 | $5.50 | $9K |
| Holding | Common Stock, par value $0.001 per share ("Common Stock") | -- | -- | -- |
Holdings After Transaction:
Common Stock, par value $0.001 per share ("Common Stock") — 2,074,405 shares (Indirect, By Mink Brook Partners LP);
Common Stock, par value $0.001 per share ("Common Stock") — 694,322 shares (Indirect, By Mink Brook Opportunity Fund LP)
Holdings Before and After:
Common Stock, par value $0.001 per share ("Common Stock"), 2,072,692 to 2,074,405 shares (Indirect, By Mink Brook Partners LP)
Footnotes (4)
- F1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
- F2. Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
- F3. Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4. Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
Key Figures
Open-market purchase: 1,713 shares at $5.50
Holdings after purchase (Partners LP): 2,074,405 shares
Holdings (Opportunity Fund LP): 694,322 shares
+1 more
4 metrics
Open-market purchase
1,713 shares at $5.50
Common Stock transaction by Mink Brook Partners LP
Holdings after purchase (Partners LP)
2,074,405 shares
Mink Brook Partners LP total DLH common stock
Holdings (Opportunity Fund LP)
694,322 shares
Mink Brook Opportunity Fund LP DLH common stock
Net buy shares
1,713 shares
Net buy direction in transaction summary
Key Terms
open-market purchase, beneficially own, pecuniary interest, Section 16(a), +1 more
5 terms
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficially own financial
"Mink Brook Asset Management LLC may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest"
Section 16(a) regulatory
"beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934"
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What is reported for Mink Brook Opportunity Fund LP’s DLH Holdings (DLHC) position?
Mink Brook Opportunity Fund LP is reported as holding 694,322 shares of DLH Holdings common stock. This entry is shown as a holding rather than a new trade, indicating the position size after the reported date in the Form 4.
What does the Form 4 say about Mink Brook’s beneficial ownership of DLH Holdings (DLHC)?
The filing states Mink Brook Asset Management LLC and related entities disclaim beneficial ownership of the reported DLH shares except to the extent of their pecuniary interest. The Form 4 clarifies this is not an admission of beneficial ownership under Section 16(a).
How was the DLH Holdings (DLHC) purchase price reported in the Form 4?
The Form 4 reports a weighted average purchase price of $5.50 per share for the 1,713 DLH Holdings shares. It notes the shares were bought in multiple transactions and offers to provide detailed pricing breakdowns upon request to regulators or shareholders.
AI-generated analysis. How Rhea-AI works. Not financial advice.
