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DLH Holdings Corp. (DLHC) CFO granted 46,708 time-based RSUs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DLH Holdings Corp. reported that its Chief Financial Officer, Kathryn M. JohnBull, received a grant of 46,708 shares of common stock as time-based restricted stock units on 12/17/2025 at a stated price of $0. The award was made under the company’s 2025 Equity Incentive Plan and will vest in full on September 30, 2028, if she remains employed by the company through that date.

After this grant, JohnBull beneficially owns 609,619 shares of DLH common stock, which includes 52,055 time-based restricted stock units previously granted under the company’s 2016 Omnibus Equity Incentive Plan.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JohnBull Kathryn M.

(Last) (First) (Middle)
DLH HOLDINGS CORP
3565 PIEDMONT ROAD, NE BLDG. 3-700

(Street)
ATLANTA GA 30305

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/17/2025 A 46,708 A $0 609,619(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of time-based restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2028, provided that the reporting person remains in the employment of the Company as of such date.
2. Includes 52,055 time-based restricted stock units previously granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.
Remarks:
/s/ Kathryn M. JohnBull 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did DLH Holdings Corp. (DLHC) report in this filing?

DLH Holdings Corp. reported that its Chief Financial Officer, Kathryn M. JohnBull, received a grant of 46,708 time-based restricted stock units of common stock on 12/17/2025 at a stated price of $0.

Under which plan were the new restricted stock units granted to the DLHC CFO?

The 46,708 restricted stock units were granted under DLH Holdings Corp.’s 2025 Equity Incentive Plan.

When do the newly granted DLHC restricted stock units vest?

The newly granted restricted stock units vest in full on September 30, 2028, provided that the Chief Financial Officer remains employed by the company on that date.

How many DLH Holdings Corp. shares does the CFO beneficially own after this transaction?

Following this grant, the Chief Financial Officer beneficially owns 609,619 shares of DLH Holdings Corp. common stock.

What prior equity awards are included in the DLHC CFO’s beneficial ownership total?

The 609,619 shares beneficially owned include 52,055 time-based restricted stock units previously granted under the company’s 2016 Omnibus Equity Incentive Plan.

What is the role of the reporting person in DLH Holdings Corp. (DLHC)?

The reporting person, Kathryn M. JohnBull, serves as the company’s Chief Financial Officer and is an officer of DLH Holdings Corp.

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Specialty Business Services
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United States
ATLANTA