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DLH Holdings Corp. (DLHC) CEO receives 85,714 restricted stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JohnBull Kathryn M. reported acquisition or exercise transactions in this Form 4 filing.

DLH Holdings Corp. reported that Director, CEO and President Kathryn M. JohnBull received a grant of 85,714 time-based restricted stock units under the Company’s 2025 Omnibus Equity Incentive Plan. Each unit equals one share of common stock and vests in full on June 30, 2029, if she remains employed. Following this award, she beneficially owns 695,333 shares, including 98,763 previously granted time-based restricted stock units.

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Insider JohnBull Kathryn M.
Role Director, CEO and President
Type Security Shares Price Value
Grant/Award Common Stock 85,714 $0.00 --
Holdings After Transaction: Common Stock — 695,333 shares (Direct, null)
Footnotes (1)
  1. Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date. Includes 98,763 time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.
Restricted stock units granted 85,714 units Time-based RSU grant on June 30, 2026
Total shares after transaction 695,333 shares Beneficial ownership following RSU grant
Prior RSUs included 98,763 units Previously granted time-based RSUs included in total
Vesting date June 30, 2029 Full vesting of new RSU award conditional on continued employment
Grant price per unit $0.0000 per unit Compensation award, not an open-market purchase
restricted stock units financial
"Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2025 Omnibus Equity Incentive Plan financial
"pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended"
time-based restricted stock units financial
"Includes 98,763 time-based restricted stock units previously granted to the reporting person"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
contingent right financial
"Each Restricted Stock Unit represents a contingent right to receive one share of common stock"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JohnBull Kathryn M.
(Last)(First)(Middle)
DLH HOLDINGS CORP
3565 PIEDMONT ROAD, NE BLDG. 3-700
(Street)
ATLANTA GEORGIA 30305
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Director, CEO and President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)06/30/2026A85,714A$0695,333(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of time-based restricted stock units pursuant to the Company's 2025 Omnibus Equity Incentive Plan, as amended. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.
2. Includes 98,763 time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.
Remarks:
/s/ Kathryn M. JohnBull07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DLH Holdings Corp. (DLHC) report for Kathryn M. JohnBull?

DLH reported that CEO Kathryn M. JohnBull received a grant of 85,714 time-based restricted stock units. These awards are part of the company’s 2025 Omnibus Equity Incentive Plan and represent a contingent right to receive an equal number of common shares at vesting.

When do Kathryn M. JohnBull’s new DLHC restricted stock units vest?

The 85,714 restricted stock units vest in full on June 30, 2029. Vesting requires that Kathryn M. JohnBull remain employed by DLH Holdings Corp. through that date, making this a long-term, service-based equity incentive award.

How many DLH Holdings (DLHC) shares does Kathryn M. JohnBull own after this Form 4 transaction?

After the grant, Kathryn M. JohnBull beneficially owns 695,333 DLH shares. This total includes the newly granted restricted stock units as well as 98,763 previously granted time-based restricted stock units under the company’s equity incentive plans.

What is the nature of the DLH (DLHC) equity award granted to Kathryn M. JohnBull?

The award is a grant of time-based restricted stock units under DLH’s 2025 Omnibus Equity Incentive Plan. Each unit represents a contingent right to receive one share of common stock, with no cash purchase price listed for the grant.

Does Kathryn M. JohnBull pay a price per share for the new DLH restricted stock units?

The Form 4 lists a transaction price per share of $0.0000 for the 85,714 restricted stock units. This indicates the grant is a compensation award rather than an open-market purchase, consistent with typical equity incentive plan structures.