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DLH Holdings grants Parker 142,857 stock units

DLH Holdings Corp. (symbol: DLHC) is the issuer of record for a Form 4 filing submitted to the SEC.

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Form Type
4

Rhea-AI Filing Summary

DLH Holdings Corp. (symbol: DLHC) is the issuer of record for a Form 4 filing submitted to the SEC. DLH Holdings Corp. director Zachary Parker received two restricted stock unit awards on October 1, 2026: 17,119 RSUs for non-employee director service, vesting in full on September 30, 2027, and 142,857 RSUs under a consulting agreement, half of which vested on October 1, 2026, with the other half scheduled to vest on September 30, 2027. Each RSU represents a contingent right to receive one common share.

Insider Parker Zachary
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 17,119 $0.00 $0.00
Grant/Award Common Stock F3, F2 142,857 $0.00 $0.00
Holdings After Transaction: Common Stock — 889,975 shares (Direct)
Footnotes (3)
  1. F1. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service as a non-employee director. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027.
  2. F2. Amounts reported in Column 5 of Table I of this Form 4 reflect the reporting person's transfer of 252,390 shares pursuant to a domestic relations order. Amounts reported also include (i) an aggregate of 58,176 shares issued to the reporting person upon the vesting of time-based restricted stock units which vested September 30, 2026 and (ii) an aggregate of 122,229 unvested time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.
  3. F3. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service pursuant to the consulting agreement between the reporting person and the issuer effective as of October 1, 2026. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. Of the total number of shares covered by the award, 50% of the award vested on October 1, 2026 and 50% will vest on September 30, 2027.
Restricted stock units 17,119 RSUs Awarded October 1, 2026, for non-employee director service
Consulting-agreement restricted stock units 142,857 RSUs Awarded October 1, 2026
Consulting-agreement award vesting 50% Vested October 1, 2026
Consulting-agreement award vesting 50% Scheduled to vest September 30, 2027
Restricted Stock Unit financial
"Each Restricted Stock Unit represents a contingent right"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"a contingent right to receive one share of common stock"
2025 Equity Incentive Plan financial
"pursuant to the Company's 2025 Equity Incentive Plan"
vesting financial
"50% of the award vested on October 1, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What plan covered Zachary Parker's DLHC restricted stock unit awards?

Both awards were granted under DLH Holdings Corp.'s 2025 Equity Incentive Plan, as amended. One was for service as a non-employee director; the other was for service under a consulting agreement effective October 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parker Zachary

(Last)(First)(Middle)
DLH HOLDINGS CORP
3565 PIEDMONT ROAD, NE

(Street)
ATLANTA GEORGIA 30305

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)10/01/2026A17,119A$0747,118(2)D
Common Stock(3)10/01/2026A142,857A$0889,975(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service as a non-employee director. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027.
2. Amounts reported in Column 5 of Table I of this Form 4 reflect the reporting person's transfer of 252,390 shares pursuant to a domestic relations order. Amounts reported also include (i) an aggregate of 58,176 shares issued to the reporting person upon the vesting of time-based restricted stock units which vested September 30, 2026 and (ii) an aggregate of 122,229 unvested time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans.
3. Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service pursuant to the consulting agreement between the reporting person and the issuer effective as of October 1, 2026. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. Of the total number of shares covered by the award, 50% of the award vested on October 1, 2026 and 50% will vest on September 30, 2027.
Remarks:
/s/ Zachary C. Parker10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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