Welcome to our dedicated page for DLH Holdings SEC filings (Ticker: DLHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
DLH Holdings Corp. SEC filings document the company's federal-services business, operating results, governance, and capital-structure matters. Recent Form 8-K filings furnish quarterly financial results and related press releases, including disclosures about revenue trends, adjusted EBITDA, operating cash flow, free cash flow, debt, backlog, and program transitions within its government contract portfolio.
The company's proxy and governance filings cover annual meeting voting, director elections, executive compensation, shareholder proposals, and equity incentive plan matters. Additional 8-K disclosures address executive employment arrangements, amendments to the 2025 Equity Incentive Plan, preliminary financial information, and shareholder approval records tied to DLH's common stock and compensation programs.
Mink Brook Asset Management LLC, through affiliated funds, reported open-market purchases of a total of 7,275 shares of DLH Holdings Corp. common stock. Mink Brook Partners LP now holds 2,144,073 shares indirectly managed by the firm, and Mink Brook Opportunity Fund LP holds 694,322 shares. The prices reported are weighted averages based on multiple trades in narrow ranges around $5.14–$5.17 per share.
Mink Brook Asset Management LLC, as investment manager for affiliated funds, reported open-market purchases of DLH Holdings Corp. common stock. Mink Brook Partners LP bought 5,640 shares on July 2 at a weighted average price of $5.2477 per share and 9,422 shares on July 6 at a weighted average price of $5.1881 per share, for total reported purchases of 15,062 shares. Following these trades, Mink Brook Partners LP held 2,136,798 shares indirectly, while a separate holding line shows Mink Brook Opportunity Fund LP holding 694,322 shares. Mink Brook Asset Management LLC, its general partner, and William Mueller disclaim beneficial ownership of these shares except to the extent of any pecuniary interest.
DLH Holdings Corp. Chief Financial Officer Steven Vincent Oroho Jr. filed an initial ownership report showing his equity position in the company. He holds 42,595 shares of common stock, including 38,095 time-based restricted stock units that vest in full on June 30, 2029 if he remains employed.
Oroho also holds several employee stock options on DLH common stock, with exercise prices ranging from $5.25 to $11.08 per share and expiration dates between January 11, 2029 and August 31, 2033. These positions reflect compensation-based awards rather than recent market trades.
DLH Holdings Corp. announced a planned leadership transition, with long‑time President and CEO Zachary Parker retiring from the executive role effective June 30, 2026, while remaining on the board and serving as an advisor and later consultant.
The board appointed current Chief Financial Officer and Treasurer Kathryn M. JohnBull as President, CEO, and director effective July 1, 2026. Her new employment agreement provides a $600,000 annual base salary, a target bonus equal to 100% of base salary tied to profitability, revenue and operational goals, and restricted stock units with a grant date value of 75% of base salary that vest after three years.
On July 1, 2026, Steven V. Oroho, Jr. becomes Chief Financial Officer and Treasurer, with an annual base salary of $340,000, eligibility for a bonus up to 70% of base salary, and $200,000 in restricted stock units vesting after three years. Both JohnBull and Oroho receive severance protections for terminations without cause or for good reason, including salary-based severance, continued benefits, pro rata bonus eligibility, and, in certain cases, accelerated vesting of equity awards, with additional protections tied to defined change‑in‑control events.
JohnBull Kathryn M. reported acquisition or exercise transactions in this Form 4 filing.
DLH Holdings Corp. reported that Director, CEO and President Kathryn M. JohnBull received a grant of 85,714 time-based restricted stock units under the Company’s 2025 Omnibus Equity Incentive Plan. Each unit equals one share of common stock and vests in full on June 30, 2029, if she remains employed. Following this award, she beneficially owns 695,333 shares, including 98,763 previously granted time-based restricted stock units.
Mink Brook Asset Management LLC, as investment manager for affiliated funds, reported open-market purchases of DLH Holdings Corp. common stock. Through Mink Brook Partners LP, the funds bought a total of 5,183 shares at weighted average prices around $5.25 per share on June 29-30, 2026.
After these purchases, Mink Brook Partners LP indirectly holds 2,121,736 DLH shares, while Mink Brook Opportunity Fund LP is shown with an additional 694,322 indirectly held shares in a separate holding entry. The filing notes that Mink Brook Asset Management LLC and related entities disclaim beneficial ownership beyond their pecuniary interest.
Mink Brook Asset Management LLC, a ten percent owner of DLH Holdings Corp., reported additional open-market purchases of the company’s common stock through its affiliated funds. Mink Brook Partners LP bought 9,343 shares on June 25 at a weighted average price of $5.50 per share, bringing that fund’s holdings to 2,101,273 shares. On June 26, Mink Brook Partners LP purchased a further 15,280 shares at a weighted average price of $5.275 per share, increasing its position to 2,116,553 shares. A separate line shows Mink Brook Opportunity Fund LP holding 694,322 shares of DLH common stock. The filing notes that prices reflect weighted averages over multiple trades and that Mink Brook Asset Management, its general partner, and managing member disclaim beneficial ownership beyond their pecuniary interest.
Mink Brook Partners LP, a fund managed by Mink Brook Asset Management LLC, reported open-market purchases of 3,849 shares of DLH Holdings Corp. common stock at a weighted average price of $5.50 per share. These transactions are reported on an indirect ownership basis.
After these purchases, Mink Brook Partners LP is shown holding 2,091,930 DLH common shares indirectly. A related fund, Mink Brook Opportunity Fund LP, is reported with indirect ownership of 694,322 DLH common shares. Mink Brook Asset Management LLC may be deemed to beneficially own these fund-held shares but disclaims beneficial ownership beyond its pecuniary interest.
Mink Brook Asset Management LLC, as investment manager for affiliated funds, reported open-market purchases of DLH Holdings common stock. Mink Brook Partners LP bought a total of 7,084 shares at a weighted average price of $5.50 per share on June 18 and June 22, 2026.
Following these purchases, Mink Brook Partners LP held 2,088,081 shares indirectly attributed to Mink Brook Asset Management LLC, while Mink Brook Opportunity Fund LP held 694,322 shares. The filing states that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC, and William Mueller disclaim beneficial ownership beyond their pecuniary interest.
Mink Brook Asset Management LLC, as investment manager for affiliated funds, reported open-market purchases of DLH Holdings Corp. common stock. Mink Brook Partners LP bought 3,859 shares on June 16, 2026 and 2,733 shares on June 17, 2026, both at a weighted average price of $5.50 per share, for a total of 6,592 shares.
After these purchases, Mink Brook Partners LP held 2,080,997 DLH shares indirectly reported by Mink Brook Asset Management LLC, while Mink Brook Opportunity Fund LP held 694,322 shares. The manager and its general partner disclaim beneficial ownership of these shares except to the extent of their pecuniary interest.