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[Form 4] Dolphin Entertainment, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

agilon health, inc. (AGL) – Form 4, filed 08/05/2025

Chief Legal Officer Denise Zamore reported a Rule 16b-3 “F” transaction dated 08/01/2025. The issuer withheld 915 common shares at an indicated $1.70 per share to cover income-tax obligations arising from the net settlement of previously granted restricted stock units. Because the shares were withheld by the company rather than sold in the open market, Zamore’s underlying economic exposure to AGL stock is largely unchanged. Following the withholding, she directly owns 443,125 shares (including unvested RSUs); no derivative securities were acquired or disposed of. No other officers or directors were involved, and no additional transactions were disclosed.

The filing is routine and does not signal an intentional sale or purchase. Investors may view the update as neutral but can use it to monitor insider ownership trends and share-based compensation practices.

agilon health, inc. (AGL) – Modulo 4, presentato il 05/08/2025

La Chief Legal Officer Denise Zamore ha segnalato una transazione “F” ai sensi della Regola 16b-3 datata 01/08/2025. L'emittente ha trattenuto 915 azioni ordinarie al prezzo indicato di 1,70 $ per azione per coprire obblighi fiscali derivanti dal regolamento netto di unità di azioni vincolate precedentemente concesse. Poiché le azioni sono state trattenute dalla società e non vendute sul mercato aperto, l'esposizione economica sottostante di Zamore alle azioni AGL rimane sostanzialmente invariata. Dopo la trattenuta, detiene direttamente 443.125 azioni (incluse RSU non maturate); non sono stati acquisiti né ceduti titoli derivati. Nessun altro dirigente o amministratore è stato coinvolto e non sono state divulgate ulteriori transazioni.

La comunicazione è di routine e non indica una vendita o un acquisto intenzionale. Gli investitori possono considerare l'aggiornamento neutro, ma usarlo per monitorare le tendenze di proprietà interna e le pratiche di compenso basate sulle azioni.

agilon health, inc. (AGL) – Formulario 4, presentado el 05/08/2025

La Directora Legal Denise Zamore reportó una transacción “F” bajo la Regla 16b-3 fechada el 01/08/2025. El emisor retuvo 915 acciones ordinarias a un precio indicado de 1,70 $ por acción para cubrir obligaciones fiscales derivadas del ajuste neto de unidades restringidas de acciones previamente otorgadas. Debido a que las acciones fueron retenidas por la empresa y no vendidas en el mercado abierto, la exposición económica subyacente de Zamore a las acciones de AGL permanece mayormente sin cambios. Tras la retención, posee directamente 443,125 acciones (incluyendo RSU no consolidadas); no se adquirieron ni vendieron valores derivados. Ningún otro ejecutivo o director estuvo involucrado y no se divulgaron transacciones adicionales.

La presentación es rutinaria y no indica una venta o compra intencional. Los inversores pueden considerar la actualización como neutral, pero usarla para monitorear tendencias de propiedad interna y prácticas de compensación basadas en acciones.

agilon health, inc. (AGL) – 2025년 8월 5일 제출된 Form 4

법률 최고 책임자 Denise Zamore가 2025년 8월 1일자 Rule 16b-3 “F” 거래를 보고했습니다. 발행사는 이전에 부여된 제한 주식 단위의 순결제에 따른 소득세 의무를 충당하기 위해 주당 1.70달러로 표시된 915주 보통주를 원천징수했습니다. 주식을 공개 시장에서 판매하지 않고 회사가 원천징수했기 때문에 Zamore의 AGL 주식에 대한 기본 경제적 노출은 거의 변하지 않았습니다. 원천징수 후 그녀는 직접 443,125주를 보유하고 있으며(미확정 RSU 포함), 파생 증권은 취득하거나 처분하지 않았습니다. 다른 임원이나 이사는 관련되지 않았으며 추가 거래도 공개되지 않았습니다.

이번 제출은 일상적인 것으로 의도적인 매매를 의미하지 않습니다. 투자자들은 이를 중립적으로 볼 수 있으나 내부자 소유 동향과 주식 기반 보상 관행을 모니터링하는 데 활용할 수 있습니다.

agilon health, inc. (AGL) – Formulaire 4, déposé le 05/08/2025

La Directrice Juridique Denise Zamore a déclaré une transaction « F » conformément à la règle 16b-3 datée du 01/08/2025. L’émetteur a retenu 915 actions ordinaires au prix indiqué de 1,70 $ par action pour couvrir les obligations fiscales découlant du règlement net des unités d’actions restreintes précédemment attribuées. Comme les actions ont été retenues par la société et non vendues sur le marché ouvert, l’exposition économique sous-jacente de Zamore aux actions AGL reste largement inchangée. Après cette retenue, elle détient directement 443 125 actions (y compris les RSU non acquises) ; aucun titre dérivé n’a été acquis ou cédé. Aucun autre dirigeant ou administrateur n’a été impliqué et aucune transaction supplémentaire n’a été divulguée.

Le dépôt est de routine et ne signale aucune vente ou achat intentionnel. Les investisseurs peuvent considérer cette mise à jour comme neutre, mais l’utiliser pour suivre les tendances de propriété des initiés et les pratiques de rémunération basées sur les actions.

agilon health, inc. (AGL) – Formular 4, eingereicht am 05.08.2025

Chief Legal Officer Denise Zamore meldete eine Rule 16b-3 „F“-Transaktion vom 01.08.2025. Der Emittent behielt 915 Stammaktien zum angegebenen Preis von 1,70 $ pro Aktie ein, um Einkommenssteuerverpflichtungen aus der Nettoregelung zuvor gewährter Restricted Stock Units zu decken. Da die Aktien vom Unternehmen einbehalten und nicht auf dem freien Markt verkauft wurden, bleibt Zamores zugrunde liegende wirtschaftliche Beteiligung an AGL-Aktien weitgehend unverändert. Nach dem Einbehalt besitzt sie direkt 443.125 Aktien (einschließlich nicht unverfallbarer RSUs); es wurden keine Derivate erworben oder veräußert. Keine weiteren Führungskräfte oder Direktoren waren beteiligt, und es wurden keine zusätzlichen Transaktionen offengelegt.

Die Meldung ist routinemäßig und signalisiert keinen beabsichtigten Verkauf oder Kauf. Investoren können das Update neutral bewerten, es jedoch zur Beobachtung von Insider-Besitztrends und aktienbasierten Vergütungspraktiken nutzen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine tax-withholding transaction; negligible impact on ownership or valuation.

The "F" code indicates shares withheld by the company to satisfy taxes on vested RSUs. Only 915 shares (<1% of Zamore’s 443k position) were involved, so the move does not meaningfully alter insider alignment or market float. No price discovery or sentiment signal accompanies the action. I consider the disclosure immaterial for valuation or trading decisions.

TL;DR: Standard compliance filing; governance posture unchanged.

The filing demonstrates timely Section 16 compliance and transparent reporting of equity-based compensation settlements. Because it involves mandatory tax withholding rather than elective selling, it poses no governance red flag. Insider ownership remains substantial, supporting ongoing alignment with shareholders.

agilon health, inc. (AGL) – Modulo 4, presentato il 05/08/2025

La Chief Legal Officer Denise Zamore ha segnalato una transazione “F” ai sensi della Regola 16b-3 datata 01/08/2025. L'emittente ha trattenuto 915 azioni ordinarie al prezzo indicato di 1,70 $ per azione per coprire obblighi fiscali derivanti dal regolamento netto di unità di azioni vincolate precedentemente concesse. Poiché le azioni sono state trattenute dalla società e non vendute sul mercato aperto, l'esposizione economica sottostante di Zamore alle azioni AGL rimane sostanzialmente invariata. Dopo la trattenuta, detiene direttamente 443.125 azioni (incluse RSU non maturate); non sono stati acquisiti né ceduti titoli derivati. Nessun altro dirigente o amministratore è stato coinvolto e non sono state divulgate ulteriori transazioni.

La comunicazione è di routine e non indica una vendita o un acquisto intenzionale. Gli investitori possono considerare l'aggiornamento neutro, ma usarlo per monitorare le tendenze di proprietà interna e le pratiche di compenso basate sulle azioni.

agilon health, inc. (AGL) – Formulario 4, presentado el 05/08/2025

La Directora Legal Denise Zamore reportó una transacción “F” bajo la Regla 16b-3 fechada el 01/08/2025. El emisor retuvo 915 acciones ordinarias a un precio indicado de 1,70 $ por acción para cubrir obligaciones fiscales derivadas del ajuste neto de unidades restringidas de acciones previamente otorgadas. Debido a que las acciones fueron retenidas por la empresa y no vendidas en el mercado abierto, la exposición económica subyacente de Zamore a las acciones de AGL permanece mayormente sin cambios. Tras la retención, posee directamente 443,125 acciones (incluyendo RSU no consolidadas); no se adquirieron ni vendieron valores derivados. Ningún otro ejecutivo o director estuvo involucrado y no se divulgaron transacciones adicionales.

La presentación es rutinaria y no indica una venta o compra intencional. Los inversores pueden considerar la actualización como neutral, pero usarla para monitorear tendencias de propiedad interna y prácticas de compensación basadas en acciones.

agilon health, inc. (AGL) – 2025년 8월 5일 제출된 Form 4

법률 최고 책임자 Denise Zamore가 2025년 8월 1일자 Rule 16b-3 “F” 거래를 보고했습니다. 발행사는 이전에 부여된 제한 주식 단위의 순결제에 따른 소득세 의무를 충당하기 위해 주당 1.70달러로 표시된 915주 보통주를 원천징수했습니다. 주식을 공개 시장에서 판매하지 않고 회사가 원천징수했기 때문에 Zamore의 AGL 주식에 대한 기본 경제적 노출은 거의 변하지 않았습니다. 원천징수 후 그녀는 직접 443,125주를 보유하고 있으며(미확정 RSU 포함), 파생 증권은 취득하거나 처분하지 않았습니다. 다른 임원이나 이사는 관련되지 않았으며 추가 거래도 공개되지 않았습니다.

이번 제출은 일상적인 것으로 의도적인 매매를 의미하지 않습니다. 투자자들은 이를 중립적으로 볼 수 있으나 내부자 소유 동향과 주식 기반 보상 관행을 모니터링하는 데 활용할 수 있습니다.

agilon health, inc. (AGL) – Formulaire 4, déposé le 05/08/2025

La Directrice Juridique Denise Zamore a déclaré une transaction « F » conformément à la règle 16b-3 datée du 01/08/2025. L’émetteur a retenu 915 actions ordinaires au prix indiqué de 1,70 $ par action pour couvrir les obligations fiscales découlant du règlement net des unités d’actions restreintes précédemment attribuées. Comme les actions ont été retenues par la société et non vendues sur le marché ouvert, l’exposition économique sous-jacente de Zamore aux actions AGL reste largement inchangée. Après cette retenue, elle détient directement 443 125 actions (y compris les RSU non acquises) ; aucun titre dérivé n’a été acquis ou cédé. Aucun autre dirigeant ou administrateur n’a été impliqué et aucune transaction supplémentaire n’a été divulguée.

Le dépôt est de routine et ne signale aucune vente ou achat intentionnel. Les investisseurs peuvent considérer cette mise à jour comme neutre, mais l’utiliser pour suivre les tendances de propriété des initiés et les pratiques de rémunération basées sur les actions.

agilon health, inc. (AGL) – Formular 4, eingereicht am 05.08.2025

Chief Legal Officer Denise Zamore meldete eine Rule 16b-3 „F“-Transaktion vom 01.08.2025. Der Emittent behielt 915 Stammaktien zum angegebenen Preis von 1,70 $ pro Aktie ein, um Einkommenssteuerverpflichtungen aus der Nettoregelung zuvor gewährter Restricted Stock Units zu decken. Da die Aktien vom Unternehmen einbehalten und nicht auf dem freien Markt verkauft wurden, bleibt Zamores zugrunde liegende wirtschaftliche Beteiligung an AGL-Aktien weitgehend unverändert. Nach dem Einbehalt besitzt sie direkt 443.125 Aktien (einschließlich nicht unverfallbarer RSUs); es wurden keine Derivate erworben oder veräußert. Keine weiteren Führungskräfte oder Direktoren waren beteiligt, und es wurden keine zusätzlichen Transaktionen offengelegt.

Die Meldung ist routinemäßig und signalisiert keinen beabsichtigten Verkauf oder Kauf. Investoren können das Update neutral bewerten, es jedoch zur Beobachtung von Insider-Besitztrends und aktienbasierten Vergütungspraktiken nutzen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Dowd William IV

(Last) (First) (Middle)
C/O DOLPHIN ENTERTAINMENT, INC.
150 ALHAMBRA CIRCLE, SUITE 1200

(Street)
CORAL GABLES FL 33134

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dolphin Entertainment, Inc. [ DLPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/04/2025 P 4,400 A $1.117(1) 260,279 D
Common Stock 54,535 I By Dolphin Entertainment, LLC(2)
Common Stock 62,106 I By Dolphin Digital Media Holdings, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.14, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
/s/ William O'Dowd IV 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many agilon health (AGL) shares did Denise Zamore dispose of?

The filing shows 915 common shares were withheld by the issuer to cover taxes.

Was the transaction an open-market sale of AGL stock?

No. Code "F" denotes share withholding for tax purposes, not an open-market sale.

What is Zamore's total direct ownership after the transaction?

After the withholding, Zamore directly owns 443,125 AGL shares, including RSUs.

Were any derivative securities (options, warrants) involved?

No derivative securities were acquired or disposed of in this Form 4.

Does this Form 4 indicate a change in insider sentiment toward AGL?

The transaction is routine and tax-driven, so it does not provide a meaningful sentiment signal.
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