Welcome to our dedicated page for Duluth Holdings SEC filings (Ticker: DLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duluth Holdings Inc. filings document the public-company disclosures of an apparel retailer operating as Duluth Trading Company. Recent Form 8-K reports furnish quarterly and annual earnings releases, investor presentations and Regulation FD materials covering sales, margin, adjusted earnings measures, liquidity and forward-looking operating expectations.
The company’s SEC record also includes proxy materials for shareholder voting, board governance and executive compensation matters, as well as current reports on employment and compensation arrangements, officer changes and material credit-agreement amendments. Its disclosures identify Class B common stock registered under the symbol DLTH on the NASDAQ Global Select Market.
Williams Scott K reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. director Scott K. Williams received a grant of 22,858 shares of Class B common stock as restricted stock, awarded at $0.0000 per share under the company’s 2024 Equity Incentive Plan. These restricted shares vest in full on the earlier of June 3, 2027 or the date of Duluth Holdings Inc.’s 2027 annual meeting of shareholders. Following this equity award, Williams directly holds 164,942 shares of Class B common stock.
Robinson Ronald reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. director Ronald Robinson received a grant of 22,858 shares of Class B Common Stock as restricted stock under the company’s 2024 Equity Incentive Plan. These shares vest in full on the earlier of June 3, 2027 or the 2027 annual meeting of shareholders. Following this award, Robinson directly holds 97,831 shares.
RILEY SUSAN J reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. director Susan J. Riley received an award of 22,858 shares of Class B restricted stock as equity compensation. The grant was made at no cash cost to her and increases her direct holdings to 105,414 shares. These restricted shares vest in full on the earlier of June 3, 2027 or the company’s 2027 annual meeting of shareholders.
Paschke Brett Lee reported acquisition or exercise transactions in this Form 4 filing.
DULUTH HOLDINGS INC. director Brett Lee Paschke reported a compensation-related equity grant and updated holdings of Class B Common Stock. He received an award of 22,858 shares of restricted stock at $0.00 per share under the 2024 Equity Incentive Plan.
The restricted shares vest in full on the earlier of June 3, 2027 or the date of the company’s 2027 annual meeting of shareholders. After this grant, Paschke directly holds 159,213 Class B shares, and a trust associated with him indirectly holds 18,959 Class B shares, reflecting his overall equity stake reported in this filing.
Kennedy Janet H reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. director Janet H. Kennedy received an award of 22,858 shares of Class B common stock as restricted stock, granted at no cash cost under the company’s 2024 Equity Incentive Plan. These restricted shares vest in full on the earlier of June 3, 2027 or the company’s 2027 annual meeting of shareholders. Following this equity grant, Kennedy directly holds a total of 139,531 shares of Duluth Holdings Inc. Class B common stock.
FINCH DAVID COLE reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. reported that director David Cole Finch received an award of 22,858 shares of Class B common stock. The shares were granted at $0.00 per share under the company’s 2024 Equity Incentive Plan.
Following this equity award, Finch directly holds 230,338 Class B shares. The restricted stock vests in full on the earlier of June 3, 2027 or the date of Duluth Holdings Inc.’s 2027 annual meeting of shareholders, tying the grant to longer-term board service.
Stephanie L. Pugliese filed Amendment No. 3 to her Schedule 13D regarding Duluth Holdings Inc. Class B common stock. As of May 5, 2026, she beneficially owns 2,265,225 shares, representing 6.8% of the outstanding Class B shares.
The filing notes that 387,097 shares vested under an Inducement Restricted Stock Award Agreement effective May 5, 2025, and the issuer withheld 181,935 of those shares to cover tax obligations. Ms. Pugliese has sole voting power over 2,265,225 shares and sole dispositive power over 749,142 shares.
Duluth Holdings Inc. President and CEO Stephanie L. Pugliese reported a tax-related share disposition. On the reported date, 181,935 shares of Class B Common Stock were used to satisfy a tax withholding obligation upon the vesting of restricted stock at $3.31 per share, leaving her with 2,265,225 Class B shares held directly.
An additional 12,849 Class B shares are held by one of her children. Pugliese expressly disclaims beneficial ownership of those child-held shares, which are reported as an indirect holding and are not treated as her personal economic interest for Section 16 purposes.
Williams Scott K reported acquisition or exercise transactions in this Form 4 filing.
DULUTH HOLDINGS INC. director Scott K. Williams received an award of 5,455 shares of Class B Common Stock as equity compensation. The shares were granted at no cash cost per share and were issued under the company’s 2024 Equity Incentive Plan in lieu of a quarterly cash retainer for board service. Following this grant, Williams directly holds 142,084 shares of Class B Common Stock.
Kennedy Janet H reported acquisition or exercise transactions in this Form 4 filing.
Duluth Holdings Inc. director Janet H. Kennedy received an award of 4,545 shares of Class B Common Stock. The shares were granted under the company’s 2024 Equity Incentive Plan in lieu of her quarterly cash retainer for board service. Following this compensation grant, she directly holds 116,673 Class B shares.