Dollar Tree (DLTR) Form 144 lists brokers, 2.23M-share forward entry

Rhea-AI Filing Summary

Dollar Tree, Inc. (DLTR) submitted a Form 144 notice relating to proposed sales of Common Stock, $0.01 par value. The filing lists broker-dealers Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC and shows previously settled forward transactions on 01/20/2022 and open-market purchases on 12/22/2023. The excerpt includes quantities tied to those entries, including 2,228,824 shares associated with the forward settlement and 1,631 shares for the open-market purchases.

Insights

Equity Capital Markets Analyst

Form 144 lists proposed resale activity by an affiliate, with broker details and historical transactions.

The filing records Common Stock, $0.01 par value and names two broker-dealers, providing operational details for potential block or resale executions. The excerpt ties specific quantities to a forward settlement on 01/20/2022 and to open-market purchases on 12/22/2023.

Timing and cash-flow treatment for any future sales are not stated in the excerpt; subsequent filings would show sale execution details and proceeds handling.

Key Figures

Forward settlement shares: 2,228,824 shares Open-market purchase shares: 1,631 shares Par value: $0.01 per share +1 more

4 metrics

Forward settlement shares 2,228,824 shares Settlement of forward transactions dated 01/20/2022

Open-market purchase shares 1,631 shares Open market purchases dated 12/22/2023

Par value $0.01 per share Common Stock par value as stated in the excerpt

Broker entry date 06/24/2026 Date appearing next to broker-dealer lines in the excerpt

Key Terms

Form 144, forward transactions, open market purchases

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

forward transactions market

"Settlement of forward transactions with third party financial institution"

A forward transaction is a private agreement to buy or sell an asset at a specified price on a future date, locking in terms now for delivery and payment later. Investors care because it lets them lock in prices to reduce uncertainty or speculate on future moves—like agreeing today to buy a house months from now at a fixed price—so it can protect profits or increase risk depending on market changes.

open market purchases market

"Open market purchases | 12/22/2023"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

FAQ

What does Dollar Tree's (DLTR) Form 144 report show?

The Form 144 notice lists proposed sales of Common Stock, $0.01 par value, and names two brokers. It records a forward settlement dated 01/20/2022 and an open-market purchase dated 12/22/2023, with associated share quantities included in the excerpt.

Which broker-dealers are named in the DLTR Form 144 excerpt?

The excerpt names Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC. Each broker-dealer entry is paired with identifying numbers and a date of 06/24/2026 in the provided rows of the excerpt.

How many shares are tied to the forward settlement and open-market purchase in the excerpt?

The excerpt shows 2,228,824 shares associated with the forward settlement dated 01/20/2022 and 1,631 shares tied to open-market purchases dated 12/22/2023. These quantities appear as line items in the Securities To Be Sold section.

Does the excerpt state when any proposed resale will occur or who receives proceeds?

The provided excerpt does not state execution timing or proceeds recipients for future sales. It lists historical settlement and purchase dates and broker-dealer names; details about future sale timing and cash-flow treatment are not included in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/24/2026 - 09:48 PM Accepted by SEC EDGAR 06/24/2026 - 09:48 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01 per share	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	1115228	133102462.00	192174588	06/24/2026	NASDAQ
Common Stock, par value $ 0.01 per share	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	1115227	133102342.00	192174588	06/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $ 0.01 per share	01/20/2022	Settlement of forward transactions with third party financial institution	N/A			2228824	01/20/2022	Cash
Common Stock, par value $ 0.01 per share	12/22/2023	Open market purchases	N/A			1631	12/22/2023	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)