STOCK TITAN

Dollar Tree (DLTR) Form 144 lists brokers, 2.23M-share forward entry

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Dollar Tree, Inc. (DLTR) submitted a Form 144 notice relating to proposed sales of Common Stock, $0.01 par value. The filing lists broker-dealers Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC and shows previously settled forward transactions on 01/20/2022 and open-market purchases on 12/22/2023. The excerpt includes quantities tied to those entries, including 2,228,824 shares associated with the forward settlement and 1,631 shares for the open-market purchases.

Positive

  • None.

Negative

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Insights

Form 144 lists proposed resale activity by an affiliate, with broker details and historical transactions.

The filing records Common Stock, $0.01 par value and names two broker-dealers, providing operational details for potential block or resale executions. The excerpt ties specific quantities to a forward settlement on 01/20/2022 and to open-market purchases on 12/22/2023.

Timing and cash-flow treatment for any future sales are not stated in the excerpt; subsequent filings would show sale execution details and proceeds handling.

Forward settlement shares 2,228,824 shares Settlement of forward transactions dated 01/20/2022
Open-market purchase shares 1,631 shares Open market purchases dated 12/22/2023
Par value $0.01 per share Common Stock par value as stated in the excerpt
Broker entry date 06/24/2026 Date appearing next to broker-dealer lines in the excerpt
Form 144 regulatory
"Filer Information | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
forward transactions market
"Settlement of forward transactions with third party financial institution"
A forward transaction is a private agreement to buy or sell an asset at a specified price on a future date, locking in terms now for delivery and payment later. Investors care because it lets them lock in prices to reduce uncertainty or speculate on future moves—like agreeing today to buy a house months from now at a fixed price—so it can protect profits or increase risk depending on market changes.
open market purchases market
"Open market purchases | 12/22/2023"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does Dollar Tree's (DLTR) Form 144 report show?

The Form 144 notice lists proposed sales of Common Stock, $0.01 par value, and names two brokers. It records a forward settlement dated 01/20/2022 and an open-market purchase dated 12/22/2023, with associated share quantities included in the excerpt.

Which broker-dealers are named in the DLTR Form 144 excerpt?

The excerpt names Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC. Each broker-dealer entry is paired with identifying numbers and a date of 06/24/2026 in the provided rows of the excerpt.

How many shares are tied to the forward settlement and open-market purchase in the excerpt?

The excerpt shows 2,228,824 shares associated with the forward settlement dated 01/20/2022 and 1,631 shares tied to open-market purchases dated 12/22/2023. These quantities appear as line items in the Securities To Be Sold section.

Does the excerpt state when any proposed resale will occur or who receives proceeds?

The provided excerpt does not state execution timing or proceeds recipients for future sales. It lists historical settlement and purchase dates and broker-dealer names; details about future sale timing and cash-flow treatment are not included in the excerpt.