DoubleLine Yield Opportunities Fund VP buys 10,000 shares

The reported $13.0300 weighted-average price reflects multiple purchases from $13.0199 to $13.0304 per share.

Available on EDGAR 09/25/2026 - 05:23 PM EDT Accepted by SEC EDGAR 09/25/2026 - 05:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

DoubleLine Yield Opportunities Fund (DLY) Vice President Jeffrey J. Sherman purchased 10,000 Common Shares directly on September 24, 2026, at a weighted-average price of $13.0300 per share. The purchases occurred in multiple transactions ranging from $13.0199 to $13.0304 per share; no Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 10,000 shares

Net Buy 1 txn

Insider Sherman Jeffrey J.

Role Vice President

Bought 10,000 shs ($130K)

Type	Security	Shares	Price	Value
Purchase	Common Shares F1	10,000	$13.03	$130K

Footnotes (1)

1. F1. The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1).

Key Figures

Common Shares purchased: 10,000 shares Weighted-average purchase price: $13.0300 per share Purchase price range: $13.0199–$13.0304 per share

3 metrics

Common Shares purchased 10,000 shares September 24, 2026

Weighted-average purchase price $13.0300 per share Multiple transactions on September 24, 2026

Purchase price range $13.0199–$13.0304 per share Multiple transactions

Key Terms

weighted average price, Common Shares of beneficial interest

2 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Common Shares of beneficial interest financial

"These common shares of beneficial interest"

Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DLY shares did Jeffrey J. Sherman purchase, and at what price?

Jeffrey J. Sherman purchased 10,000 Common Shares on September 24, 2026, at a weighted-average price of $13.0300 per share. The purchases were made in multiple transactions at prices ranging from $13.0199 to $13.0304 per share.

Was Jeffrey J. Sherman's DLY purchase made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for Jeffrey J. Sherman's purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sherman Jeffrey J.

(Last) (First) (Middle)

C/O DOUBLELINE FUNDS

2002 N. TAMPA STREET, SUITE 200

(Street)

TAMPA FLORIDA 33602

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DoubleLine Yield Opportunities Fund [ DLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/24/2026		P		10,000	A	$13.03(1)	$10,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1).

	/s/ Adam Rossetti, as Attorney-in-Fact for Jeffrey J. Sherman	09/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)