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[Form 3] Western Asset Mortgage Opportunity Fund Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Jeffrey Masom submitted an Initial Statement on Form 3 for Western Asset Mortgage Opportunity Fund Inc. (DMO) reporting that he does not beneficially own any securities of the issuer as of the event date 04/29/2025. The filing lists his relationship to the issuer as an officer (Director-Subadviser) and confirms the form was filed by one reporting person. The form includes a signed remark stating "No securities are beneficially owned." This filing is a routine Section 16 disclosure documenting current ownership (or lack thereof) by an insider.

Jeffrey Masom ha presentato una Dichiarazione iniziale sul Modulo 3 per Western Asset Mortgage Opportunity Fund Inc. (DMO), dichiarando di non detenere in modo benefico alcun titolo dell'emittente alla data dell'evento 29/04/2025. Il deposito indica la sua relazione con l'emittente come dirigente (Direttore-Subconsulente) e conferma che il modulo è stato presentato da una sola persona che presenta la dichiarazione. Il modulo include una nota firmata che afferma "Nessun titolo è detenuto in modo benefico." Questo deposito è una divulgazione di routine della Sezione 16 che documenta la proprietà attuale (o la sua mancanza) da parte di un insider.

Jeffrey Masom presentó una Declaración Inicial en el Formulario 3 para Western Asset Mortgage Opportunity Fund Inc. (DMO), informando que no posee de forma beneficiosa ningún valor del emisor a la fecha del evento 29/04/2025. El archivo señala su relación con el emisor como funcionario (Director-Subasesor) y confirma que el formulario fue presentado por una sola persona informante. El formulario incluye una observación firmada que dice "No se poseen valores de forma beneficiosa". Este archivo es una divulgación de rutina de la Sección 16 que documenta la propiedad actual (o su ausencia) por parte de un insider.

제프리 마섬은 Western Asset Mortgage Opportunity Fund Inc. (DMO)용 초기 진술서(Form 3)를 제출하여 사건일자 2025-04-29 현재 발행인의 유익하게 소유한 증권이 없음을 보고했습니다. 제출서는 발행인과의 관계를 임원(이사-서브자문인)으로 표시하고 양식이 한 명의 보고자에 의해 제출되었음을 확인합니다. 양식에는 "유익하게 보유하는 증권이 없다"라는 서명된 메모가 포함되어 있습니다. 이 제출은 내부자의 현재 소유(또는 부재)를 문서화하는 Seção 16의 일반적인 공시입니다.

Jeffrey Masom a soumis une Déclaration initiale sur le Formulaire 3 pour Western Asset Mortgage Opportunity Fund Inc. (DMO), indiquant qu'il ne détient pas d'instruments financiers de l'émetteur à la date de l'événement 29/04/2025. Le dépôt indique sa relation avec l'émetteur comme dirigeant (Directeur-Subconseiller) et confirme que le formulaire a été déposé par une seule personne déclarant. Le formulaire comprend une remarque signée indiquant « Aucun titre n'est détenu de manière bénéficiaire ». Ce dépôt est une divulgation routinière de la Section 16 documentant la propriété actuelle (ou l'absence) par un initié.

Jeffrey Masom hat eine Erste Erklärung zum Formular 3 für Western Asset Mortgage Opportunity Fund Inc. (DMO) eingereicht und berichtet, dass er zum Zeitpunkt des Ereignisses am 29.04.2025 keine vermögenswerte Wertpapiere des Emittenten besitzt hat. Die Einreichung listet seine Beziehung zum Emittenten als Beauftragter (Direktor-Unterberater) und bestätigt, dass das Formular von einer meldenden Person eingereicht wurde. Das Formular enthält eine unterzeichnete Bemerkung, die lautet: "Es werden keine Wertpapiere b Beneficially". Diese Einreichung ist eine routinemäßige Offenlegung gemäß Abschnitt 16, die das aktuelle Eigentum (oder dessen Fehlen) eines Insiders dokumentiert.

جيفري ماسوم قد قدَّم بيانًا أوليًا على النموذج 3 لصندوق Western Asset Mortgage Opportunity Fund Inc. (DMO)، مُعلناً أنه لا يمتلك أي أوراق مالية تابعة للمُصدر بشكل مستفيد اعتبارًا من تاريخ الحدث 29/04/2025. يذكر التقديم علاقته بالمُصدر كمسؤول (مدير-مستشار فرعي) ويؤكد أن النموذج قد تم تقديمه بواسطة شخص واحد مُبلغ. يتضمن النموذج ملاحظة موقّعة تقول "لا توجد أوراق مالية مملوكة بشكلBeneficial". هذا التقديم هو إفصاح روتيني وفق القسم 16 يوثق الملكية الحالية (أو غيابها) من قبل مُطلع (insider).

Jeffrey Masom 为 Western Asset Mortgage Opportunity Fund Inc.(DMO)提交了一个 Form 3 的初始陈述,报告在事件日 2025/04/29 时他 并未实际直接拥有发行人任何证券。该申报将他与发行人的关系列为一名高管(董事-子顾问),并确认该表格由一名申报人提交。表格包含一条署名备注,写着“未实际拥有任何证券。”该申报属于日常的第16条披露,用以记录内部人士当前的所有权状况(或缺失)。

Positive
  • Timely, transparent disclosure of insider status and ownership baseline
  • Clear statement that no securities are beneficially owned as of 04/29/2025
Negative
  • None.

Insights

Form 3 discloses no insider holdings as of 04/29/2025.

The filing shows Jeffrey Masom (listed as an officer and director-subadviser) reported zero beneficially owned shares in DMO on the event date. For insiders, a Form 3 simply establishes a baseline ownership position; here that baseline is a reported absence of holdings.

This is factual disclosure under Section 16 and does not imply misconduct or intent. It provides investors and the issuer with a clear starting record for any future Section 16 changes, such as purchases or option grants.

Jeffrey Masom ha presentato una Dichiarazione iniziale sul Modulo 3 per Western Asset Mortgage Opportunity Fund Inc. (DMO), dichiarando di non detenere in modo benefico alcun titolo dell'emittente alla data dell'evento 29/04/2025. Il deposito indica la sua relazione con l'emittente come dirigente (Direttore-Subconsulente) e conferma che il modulo è stato presentato da una sola persona che presenta la dichiarazione. Il modulo include una nota firmata che afferma "Nessun titolo è detenuto in modo benefico." Questo deposito è una divulgazione di routine della Sezione 16 che documenta la proprietà attuale (o la sua mancanza) da parte di un insider.

Jeffrey Masom presentó una Declaración Inicial en el Formulario 3 para Western Asset Mortgage Opportunity Fund Inc. (DMO), informando que no posee de forma beneficiosa ningún valor del emisor a la fecha del evento 29/04/2025. El archivo señala su relación con el emisor como funcionario (Director-Subasesor) y confirma que el formulario fue presentado por una sola persona informante. El formulario incluye una observación firmada que dice "No se poseen valores de forma beneficiosa". Este archivo es una divulgación de rutina de la Sección 16 que documenta la propiedad actual (o su ausencia) por parte de un insider.

제프리 마섬은 Western Asset Mortgage Opportunity Fund Inc. (DMO)용 초기 진술서(Form 3)를 제출하여 사건일자 2025-04-29 현재 발행인의 유익하게 소유한 증권이 없음을 보고했습니다. 제출서는 발행인과의 관계를 임원(이사-서브자문인)으로 표시하고 양식이 한 명의 보고자에 의해 제출되었음을 확인합니다. 양식에는 "유익하게 보유하는 증권이 없다"라는 서명된 메모가 포함되어 있습니다. 이 제출은 내부자의 현재 소유(또는 부재)를 문서화하는 Seção 16의 일반적인 공시입니다.

Jeffrey Masom a soumis une Déclaration initiale sur le Formulaire 3 pour Western Asset Mortgage Opportunity Fund Inc. (DMO), indiquant qu'il ne détient pas d'instruments financiers de l'émetteur à la date de l'événement 29/04/2025. Le dépôt indique sa relation avec l'émetteur comme dirigeant (Directeur-Subconseiller) et confirme que le formulaire a été déposé par une seule personne déclarant. Le formulaire comprend une remarque signée indiquant « Aucun titre n'est détenu de manière bénéficiaire ». Ce dépôt est une divulgation routinière de la Section 16 documentant la propriété actuelle (ou l'absence) par un initié.

Jeffrey Masom hat eine Erste Erklärung zum Formular 3 für Western Asset Mortgage Opportunity Fund Inc. (DMO) eingereicht und berichtet, dass er zum Zeitpunkt des Ereignisses am 29.04.2025 keine vermögenswerte Wertpapiere des Emittenten besitzt hat. Die Einreichung listet seine Beziehung zum Emittenten als Beauftragter (Direktor-Unterberater) und bestätigt, dass das Formular von einer meldenden Person eingereicht wurde. Das Formular enthält eine unterzeichnete Bemerkung, die lautet: "Es werden keine Wertpapiere b Beneficially". Diese Einreichung ist eine routinemäßige Offenlegung gemäß Abschnitt 16, die das aktuelle Eigentum (oder dessen Fehlen) eines Insiders dokumentiert.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Masom Jeffrey

(Last) (First) (Middle)
100 INTERNATIONAL DRIVE

(Street)
BALTIMORE MD 21202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2025
3. Issuer Name and Ticker or Trading Symbol
Western Asset Mortgage Opportunity Fund Inc. [ DMO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Director- Subadviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Mitchell O'Brien by Power of Attorney on behalf of Jeffrey Masom 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for Western Asset Mortgage Opportunity Fund (DMO) filed by Jeffrey Masom report?

The Form 3 reports that Jeffrey Masom does not beneficially own any securities of Western Asset Mortgage Opportunity Fund as of the event date 04/29/2025.

What is the relationship of the reporting person to DMO?

The filing lists the reporting person as an Officer with the title noted as Director-Subadviser.

Does this Form 3 indicate any derivative or non-derivative holdings?

No. The filing explicitly states "No securities are beneficially owned," and both Table I and Table II show no holdings.

When was the event date that triggered this Form 3 filing?

The event date requiring the statement is 04/29/2025.

Who signed the Form 3 on behalf of the reporting person?

The document shows it was signed by Mitchell O'Brien by power of attorney on behalf of Jeffrey Masom with a signature date of 08/28/2025.
Western Asset Mortgage Opp Fund Inc

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