DNA (NYSE: DNA) holder plans sale of 736 Class A shares on NYSE per notice
Rhea-AI Filing Summary
Steve Coen filed a notice of proposed sale of restricted stock for the company with ticker DNA. The filing covers a planned sale of 736 Class A shares through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/15/2025 and an aggregate market value of $6540.02. The table lists 48523595 Class A shares outstanding.
The shares to be sold were acquired on 12/12/2025 via restricted stock vesting from the issuer as compensation. The notice also reports that in the prior three months Steve Coen sold 5609 and 1312 Class A shares on 10/01/2025 and 10/17/2025, generating gross proceeds of $84135.00 and $17907.89. By signing, the seller represents he does not know any material adverse information about the issuer’s current and prospective operations that has not been publicly disclosed and acknowledges potential federal criminal penalties for intentional misstatements.
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FAQ
What stock sale is disclosed in this DNA filing?
The notice covers a planned sale of 736 Class A shares of the issuer with ticker DNA, to be sold through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/15/2025 and an aggregate market value of $6540.02.
How were the DNA shares being sold acquired?
The 736 Class A shares to be sold were acquired on 12/12/2025 through restricted stock vesting from the issuer, with the nature of payment described as compensation.
How many DNA Class A shares are outstanding according to this notice?
The securities information table lists 48523595 Class A shares outstanding for the issuer associated with ticker DNA.
Which broker and exchange will handle the DNA share sale?
The planned sale will be executed through Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, and the shares are listed on the NYSE.
What prior sales by the seller does the DNA notice report for the past 3 months?
The past 3 months section lists Steve Coen as selling 5609 Class A shares on 10/01/2025 for gross proceeds of $84135.00, and 1312 Class A shares on 10/17/2025 for gross proceeds of $17907.89.
What representations does the seller make about material information in this DNA filing?
By signing the notice, the seller represents that he does not know any material adverse information regarding the issuer’s current and prospective operations that has not been publicly disclosed and acknowledges that intentional misstatements or omissions can constitute federal criminal violations under 18 U.S.C. 1001.
Does this DNA notice mention a Rule 10b5-1 trading plan?
The representation language notes that if the person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1, then by signing and indicating the plan or instruction date, that person makes the same representation as of that adoption or instruction date.