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DNA (NYSE: DNA) holder plans sale of 736 Class A shares on NYSE per notice

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Steve Coen filed a notice of proposed sale of restricted stock for the company with ticker DNA. The filing covers a planned sale of 736 Class A shares through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/15/2025 and an aggregate market value of $6540.02. The table lists 48523595 Class A shares outstanding.

The shares to be sold were acquired on 12/12/2025 via restricted stock vesting from the issuer as compensation. The notice also reports that in the prior three months Steve Coen sold 5609 and 1312 Class A shares on 10/01/2025 and 10/17/2025, generating gross proceeds of $84135.00 and $17907.89. By signing, the seller represents he does not know any material adverse information about the issuer’s current and prospective operations that has not been publicly disclosed and acknowledges potential federal criminal penalties for intentional misstatements.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What stock sale is disclosed in this DNA filing?

The notice covers a planned sale of 736 Class A shares of the issuer with ticker DNA, to be sold through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/15/2025 and an aggregate market value of $6540.02.

How were the DNA shares being sold acquired?

The 736 Class A shares to be sold were acquired on 12/12/2025 through restricted stock vesting from the issuer, with the nature of payment described as compensation.

How many DNA Class A shares are outstanding according to this notice?

The securities information table lists 48523595 Class A shares outstanding for the issuer associated with ticker DNA.

Which broker and exchange will handle the DNA share sale?

The planned sale will be executed through Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, and the shares are listed on the NYSE.

What prior sales by the seller does the DNA notice report for the past 3 months?

The past 3 months section lists Steve Coen as selling 5609 Class A shares on 10/01/2025 for gross proceeds of $84135.00, and 1312 Class A shares on 10/17/2025 for gross proceeds of $17907.89.

What representations does the seller make about material information in this DNA filing?

By signing the notice, the seller represents that he does not know any material adverse information regarding the issuer’s current and prospective operations that has not been publicly disclosed and acknowledges that intentional misstatements or omissions can constitute federal criminal violations under 18 U.S.C. 1001.

Does this DNA notice mention a Rule 10b5-1 trading plan?

The representation language notes that if the person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1, then by signing and indicating the plan or instruction date, that person makes the same representation as of that adoption or instruction date.

Ginkgo Bioworks Holdings Inc

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Biotechnology
Biological Products, (no Disgnostic Substances)
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