Krispy Kreme CFO covers taxes with 959 shares

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a small share disposition tied to taxes, not a market trade.

Rhea-AI Filing Summary

Krispy Kreme, Inc. Chief Financial Officer Raphael Duvivier reported a small share disposition tied to taxes, not a market trade. He surrendered 959 shares of common stock at $3.38 per share to cover tax withholding on vesting restricted stock units. This was a routine tax-withholding disposition rather than an open-market sale. After the transaction, he is shown with 558,574 shares in total, including 145,745 shares held directly and 412,829 unvested RSUs.

Insider Trade Summary

Exercise Price or Tax Liability: 959 shares

Exercise Price or Tax Liability 1 txn

Insider Duvivier Raphael

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	959	$3.38	$3K

Holdings After Transaction: Common Stock — 558,574 shares (Direct)

Footnotes (2)

1. F1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").
2. F2. Direct: 145,745, Unvested RSUs: 412,829.

Key Figures

Shares surrendered for tax: 959 shares Price per share surrendered: $3.38 per share Total holdings after transaction: 558,574 shares/units +2 more

5 metrics

Shares surrendered for tax 959 shares Tax withholding on RSU vesting on 2026-04-02

Price per share surrendered $3.38 per share Value used for tax-withholding disposition

Total holdings after transaction 558,574 shares/units Total shown following the disposition

Direct share holdings 145,745 shares Directly held by CFO after transaction

Unvested RSUs 412,829 RSUs Unvested restricted stock units reported in footnote

Key Terms

restricted stock units ("RSUs"), tax withholding, Form 4/A, unvested RSUs

4 terms

restricted stock units ("RSUs") financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax withholding financial

"shares surrendered to cover tax withholding for the vesting of restricted stock units"

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

Form 4/A regulatory

"INSIDER FILING DATA (Form 4/A):"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

unvested RSUs financial

"Direct: 145,745, Unvested RSUs: 412,829."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Krispy Kreme (DNUT) CFO Raphael Duvivier report in this Form 4/A?

Raphael Duvivier reported surrendering 959 Krispy Kreme shares to satisfy tax withholding on vesting restricted stock units. This is a compensation-related, non-market transaction recorded on Form 4/A, not an open-market purchase or sale of stock.

How many Krispy Kreme (DNUT) shares did the CFO surrender and at what price?

The CFO surrendered 959 shares of Krispy Kreme common stock at $3.38 per share. These shares were used to cover tax withholding obligations arising from the vesting of restricted stock units rather than being sold on the open market.

Why were Krispy Kreme (DNUT) shares surrendered by the CFO in this filing?

The shares were surrendered to cover tax withholding for the vesting of restricted stock units. This mechanism allows taxes owed on equity compensation to be paid using a portion of the shares, avoiding the need for a separate cash payment by the executive.

How many Krispy Kreme (DNUT) shares and RSUs does the CFO hold after this transaction?

After the transaction, Raphael Duvivier is shown with 145,745 Krispy Kreme shares held directly and 412,829 unvested restricted stock units. Together these positions total 558,574 shares and units reported in the filing following the tax-withholding disposition.

Does this Krispy Kreme (DNUT) Form 4/A show an open-market sale by the CFO?

No, the filing shows a tax-withholding disposition, not an open-market sale. The 959 shares were surrendered to satisfy tax obligations from RSU vesting, a common administrative step in equity compensation rather than a discretionary trade in the public market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 05:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duvivier Raphael

(Last) (First) (Middle)

C/O KRISPY KREME, INC.

2116 HAWKINS STREET, SUITE 101

(Street)

CHARLOTTE NORTH CAROLINA 28203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
04/06/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/02/2026		F		959(1)	D	$3.38	558,574(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units ("RSUs").

2. Direct: 145,745, Unvested RSUs: 412,829.

Remarks:

This Amendment corrects the number of shares surrendered to cover tax withholding for the April 2, 2026 vesting of RSUs from 714 shares reported in the original Form 4 to 959 shares.

	/s/ Christine McDevitt, Attorney-in-fact	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)