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Doximity (DOCS) interim finance chief reports equity, RSUs and options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Doximity, Inc. officer Sitaram Siddharth filed an initial Form 3 reporting his equity holdings. He directly holds 69,303 shares of Class A Common Stock, including several restricted stock unit (RSU) awards that vest quarterly over 36–48 months starting on May 15, 2023, May 15, 2024, and May 15, 2025, subject to continued service.

He also holds stock options to acquire 93,800 shares of Class B Common Stock at an exercise price of $4.12 per share expiring on December 21, 2030, and 70,000 shares at $8.26 per share expiring on February 15, 2031. Each share of Class B Common Stock is convertible into one share of Class A Common Stock under specified conditions.

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Insider Sitaram Siddharth
Role Interim PFO and PAO
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 93,800 shares (Direct); Class A Common Stock — 69,303 shares (Direct)
Footnotes (1)
  1. Includes an award of 14,565 restricted stock units ("RSUs") granted on May 15, 2023, of which 5,462 shares are currently unvested. Such award vests in equal quarterly installments over 48 months following May 15, 2023, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Includes an award of 16,200 RSUs granted on May 15, 2024, of which 6,750 shares are currently unvested. Such award vests in equal quarterly installments over 36 months beginning May 15, 2024, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Includes an award of 4,483 RSUs granted on May 15, 2025, of which 3,362 shares are currently unvested. Such award vests in equal quarterly installments over 36 months beginning May 15, 2025, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The shares subject to the stock option (including 206,200 shares previously exercised) vested as to 1/4th of the total number of shares on November 23, 2021 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on December 22, 2020. Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. The shares subject to the stock option vest in 48 equal monthly installments following December 1, 2024, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on February 16, 2021.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sitaram Siddharth
(Last) (First) (Middle)
C/O DOXIMITY, INC.
500 THIRD STREET
(Street)
SAN FRANCISCO CA 94107
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/03/2026 		3. Issuer Name and Ticker or Trading Symbol
Doximity, Inc. [ DOCS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim PFO and PAO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 69,303(1)(2)(3)(4) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (5) 12/21/2030 Class B Common Stock(6) 93,800 $4.12 D
Stock Option (Right to Buy) (7) 02/15/2031 Class B Common Stock(6) 70,000 $8.26 D
Explanation of Responses:
1. Includes an award of 14,565 restricted stock units ("RSUs") granted on May 15, 2023, of which 5,462 shares are currently unvested. Such award vests in equal quarterly installments over 48 months following May 15, 2023, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date.
2. Includes an award of 16,200 RSUs granted on May 15, 2024, of which 6,750 shares are currently unvested. Such award vests in equal quarterly installments over 36 months beginning May 15, 2024, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date.
3. Includes an award of 4,483 RSUs granted on May 15, 2025, of which 3,362 shares are currently unvested. Such award vests in equal quarterly installments over 36 months beginning May 15, 2025, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date.
4. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
5. The shares subject to the stock option (including 206,200 shares previously exercised) vested as to 1/4th of the total number of shares on November 23, 2021 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on December 22, 2020.
6. Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
7. The shares subject to the stock option vest in 48 equal monthly installments following December 1, 2024, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on February 16, 2021.
Remarks:
Exhibit 24 - Power of Attorney
/s/ John Vaughan, Attorney-in-Fact 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does Doximity (DOCS) disclose in this Form 3 for Sitaram Siddharth?

The Form 3 shows Interim PFO and PAO Sitaram Siddharth’s existing ownership in Doximity. He holds 69,303 Class A shares plus multiple RSU awards and stock options for Class B shares, all subject to stated vesting and conversion terms.

How many Doximity (DOCS) Class A shares does Sitaram Siddharth beneficially own?

He beneficially owns 69,303 shares of Doximity Class A Common Stock. This figure includes several RSU grants from 2023, 2024, and 2025, some of which remain unvested and will vest in equal quarterly installments over multi‑year periods.

What RSU awards are reported for Sitaram Siddharth in Doximity (DOCS) stock?

He holds RSU awards of 14,565, 16,200, and 4,483 shares granted in 2023, 2024, and 2025. Portions remain unvested and vest quarterly over 36–48 months, conditioned on his continuous service with Doximity through each vesting date.

What stock options does Sitaram Siddharth hold in Doximity (DOCS)?

He holds options to buy 93,800 Class B shares at $4.12 expiring December 21, 2030, and 70,000 Class B shares at $8.26 expiring February 15, 2031. These options were previously granted and follow the vesting schedules described in the footnotes.

How are Doximity (DOCS) Class B shares held by Sitaram Siddharth convertible?

Each Class B Common Share is convertible into one Class A Common Share. Conversion can occur at the holder’s option or automatically upon specified events, including certain transfers, the holder’s death or incapacity, or a defined final conversion date approved by Class B holders.

What role does Sitaram Siddharth hold at Doximity (DOCS) in this Form 3?

He is identified as an officer of Doximity, serving as Interim Principal Financial Officer (PFO) and Principal Accounting Officer (PAO). The Form 3 records his initial beneficial ownership positions as an executive subject to Section 16 reporting requirements.