Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Dow Inc. (NYSE: DOW) and related issuers such as The Dow Chemical Company. These documents include current reports on Form 8-K, quarterly and annual reports when filed, and other registration and financing materials that outline Dow’s financial condition, governance and capital structure.
Dow’s 8-K filings illustrate how the company reports results of operations, restructuring actions, financing activities and governance changes. For example, Dow furnishes press releases announcing quarterly results, including segment performance for Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings. Other 8-Ks describe Board-approved restructuring actions to rationalize Dow’s global asset footprint, including shutdowns of specific European assets and associated asset write-downs, exit costs and severance.
Filings also cover capital markets transactions. The Dow Chemical Company has issued multiple series of notes under a shelf registration statement on Form S-3, and an 8-K details an underwriting agreement for new 4.800% Notes due 2031 and 5.650% Notes due 2036. Additional filings list existing notes due 2027, 2032, 2040 and 2044, which trade on the New York Stock Exchange. These documents help investors understand Dow’s debt profile and financing strategy.
Corporate governance and leadership changes appear in 8-Ks as well, including the retirement of a Senior Vice President and Chief Technology Officer, the appointment of a Chief Technology and Sustainability Officer, and the resignation of a director due to an external board role. Regulation FD filings provide press releases on strategic partnerships, such as the sale of a minority equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management.
On Stock Titan, AI-powered tools can be applied to Dow’s filings to highlight key items such as segment trends, restructuring charges, debt issuance terms and governance updates, helping readers interpret lengthy documents like 10-Ks, 10-Qs and Form 4 insider reports when those are filed.
Dow Inc. executive Andre Argenton, Chief Tech & Sustainability Officer, reported his equity holdings in Dow common stock and stock options as of January 1, 2026. He directly beneficially owns 39,103 shares of common stock, and indirectly owns 9,584 shares through his spouse. These totals include restricted stock units scheduled to be delivered in single installments on several dates through February 2028, subject to continued employment.
Argenton also holds multiple non-qualified stock options covering specific numbers of Dow common shares, with exercise prices such as $46.6, $61.97, and $38.34 and expiration dates ranging from February 2026 to February 2035. Some options are already fully exercisable, while others vest in tranches between February 2026 and February 2035, and the related option shares are designated to be used to satisfy withholding taxes.
Dow Inc. reported leadership changes involving a senior executive and a director. On December 29, 2025, A.N. Sreeram, Senior Vice President and Chief Technology Officer, gave notice that he will retire from the Company effective June 30, 2026. He will be succeeded by Andre Argenton, who has been appointed Chief Technology and Sustainability Officer effective January 1, 2026. Dr. Argenton has over 25 years of experience at Dow, including senior leadership roles in research and development, and will lead the global R&D organization while continuing to oversee environment, health, safety and sustainability.
Dow also disclosed that on January 2, 2026, director Rebecca B. Liebert resigned from the Board of Directors, effective immediately. Her resignation is due to her appointment as Chair of the Board of Directors of Occidental Chemical Corporation and is not related to any disagreement with Dow’s operations, policies or practices.
Dow Inc. reported an insider equity transaction by a senior vice president. On 11/28/2025, the officer disposed of 323 shares of common stock at $23.85 per share. The filing explains that these shares were withheld by the company to cover withholding tax obligations under an existing award agreement, and that the transaction is exempt under Rule 16b-3.
After this tax withholding transaction, the officer beneficially owns 117,334 shares of Dow common stock directly, plus 2,136.696 shares through a 401(k) plan and 315.947 shares through a 401(k) ESOP.
Dow Inc. reported an insider equity transaction by its Chief Financial Officer. On 11/28/2025, the CFO disposed of 524 shares of Dow common stock at $23.85 per share. The shares were withheld by the company to cover withholding tax obligations related to an equity award, as permitted under Rule 16b-3, rather than being sold on the open market.
After this tax withholding, the CFO beneficially owns 97,561 shares, which includes previously reported restricted stock units and 715 shares acquired through Dow’s Employee Stock Purchase Plan on October 3, 2025. The filing indicates the holdings are owned directly and does not report any derivative securities transactions.
Dow Inc. officer reports small share withholding transaction
Dow Inc. Senior Vice President and Chief Technology Officer Attiganal N. Sreeram reported a disposition of 407 shares of Dow common stock on 11/28/2025 at a price of $23.85 per share. The shares were withheld by Dow to cover tax withholding obligations related to an equity award, as permitted under the award agreement and exempt under Rule 16b-3.
After this transaction, Sreeram beneficially owns 129,791 Dow common shares directly, 41,296 shares indirectly through a trust, 2,613.755 shares through a 401(k) plan, and 1,312.067 shares through a 401(k) ESOP.
Dow Inc. officer reports small share withholding for taxes
A Dow Inc. executive, serving as President, Packaging & Specialty Plastics, reported a routine change in holdings involving Dow common stock. On 11/28/2025, 244 shares of common stock were disposed of at a price of $23.85 per share, with the filing explaining that these shares were withheld by Dow to cover withholding tax obligations tied to an equity award and that this is exempt under Rule 16b-3.
After this transaction, the executive directly owned 45,593 shares of Dow common stock, and also had additional indirect holdings through a 401(k) plan, an ESOP within the 401(k) plan, and a spouse’s 401(k) ESOP and plan accounts.
Dow Inc. insider filing shows a routine tax-related share withholding. The Chair and CEO of Dow Inc. reported the disposition of 1,929 shares of common stock on 11/28/2025 at a price of $23.85 per share. According to the explanation, these shares were withheld by the company to cover withholding tax obligations under an existing award agreement and are exempt under Rule 16b-3. After this transaction, the reporting person directly beneficially owns 131,438 shares of Dow common stock, with additional indirect holdings of 3,913.9 shares and 2,356.11 shares through 401(k) and ESOP plans, and 281,559 shares held via a trust.
Dow Inc. reported an insider equity transaction by Chief Operating Officer Karen S. Carter. On 11/28/2025, 1,093 shares of common stock were disposed of at $23.85 per share, representing shares withheld by the company to cover tax obligations related to an equity award, as described in the award agreement.
Following this withholding, Carter directly beneficially owned 120,134 shares of Dow common stock, plus 1,218.536 shares held through a 401(k) Plan and 320.376 shares held through a 401(k) Plan ESOP. She also held 11,970.377 phantom stock units, each equivalent to one share of Dow common stock and payable in cash under a compensation deferral election.
Dow Inc. insider reports routine tax withholding share disposition
Dow Inc.'s General Counsel and Secretary reported a routine share disposition tied to tax withholding. On 11/28/2025, 926 shares of Dow common stock were withheld by the company at a price of $23.85 per share to satisfy withholding tax obligations under an existing award agreement, a transaction described as exempt under Rule 16b-3.
Following this non-market transaction, the officer beneficially owns 91,635 shares of Dow common stock directly, plus 219.706 shares held through a 401(k) plan and 352.789 shares through a 401(k) ESOP. The filing reflects administrative equity compensation and tax treatment rather than an open-market sale.
Dow Inc. (DOW) reported a Form 4 for Chief Operating Officer Karen S. Carter. On 11/03/2025, she disposed of 16,259 shares of common stock at $23.23 per share, noted as shares withheld by the issuer to cover taxes upon settlement of prior awards. Following the transaction, she directly holds 121,227 shares. She also holds 1,218.536 shares indirectly via a 401(k) Plan and 320.376 shares via an ESOP. In addition, she reports 11,970.377 phantom stock units, which are payable in cash.
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