Morgan Stanley Smith Barney (DOX) says 50,000-share sale tied to option exercise

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 50,000 shares of common stock of the issuer on 06/01/2026. The filing states the sale follows an exercise of options under a registered plan and lists proceeds of $3,257,700.00.

Insights

Securities Counsel

Notice of a planned Rule 144 sale tied to option exercise.

The filing reports a proposed sale of 50,000 shares on 06/01/2026, described as resulting from an exercise of options under a registered plan. The listing of $3,257,700.00 appears to reflect gross proceeds linked to the shares.

Form 144 is an administrative notice required before certain restricted or control stock sales. Timing and execution details beyond the stated date are not provided here; subsequent transaction confirmations would appear in resale reports or broker statements.

Key Figures

Shares to be sold: 50,000 shares Gross proceeds listed: $3,257,700.00 Reference number: 108,448,276

3 metrics

Shares to be sold 50,000 shares Proposed sale date <date>06/01/2026</date>

Gross proceeds listed $3,257,700.00 Amount shown alongside the securities entry

Reference number 108,448,276 Numeric field present on the filing (context not defined)

Key Terms

Form 144, exercise of options under a registered plan, Rule 144 resale

3 terms

Form 144 regulatory

"Form 144 notice to sell 50,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

exercise of options under a registered plan financial

"Exercise of options under a registered plan listed as the source"

Rule 144 resale regulatory

"Securities To Be Sold entry referencing exercise and sale procedure"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	3257700.00	108448276	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Exercise of options under a registered plan	Issuer			50000	06/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the DOX Form 144 filing announce?

It notifies a proposed sale of 50,000 shares on 06/01/2026. The filing states the shares arise from an exercise of options under a registered plan and shows $3,257,700.00 associated with the transaction.

Who is the selling party named in the Form 144 for DOX?

The filing lists Morgan Stanley Smith Barney LLC as the intermediary for the sale. It identifies the transaction as an issuer-related exercise under a registered plan dated 06/01/2026.

Does the Form 144 confirm the sale was completed?

No. The Form 144 is a notice of intent to sell 50,000 shares and does not itself confirm completion. Final sale details would appear in subsequent resale reports or broker confirmations.

What triggered the sale reported on DOX Form 144?

The filing specifies the shares result from an exercise of options under a registered plan. The method of sale is listed as cash and the transaction date shown is 06/01/2026.

Will Form 144 filings affect DOX outstanding share count?

A Form 144 itself does not change outstanding shares; it reports an intended resale of 50,000 shares. Any effect on outstanding share count depends on whether sales occur and whether new shares were issued upon exercise.