J.F. Lehman entities report 10% stake in DPC
DPC Holdings Ltd received an initial ownership report showing that multiple investment entities affiliated with J.F.
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
3
Rhea-AI Filing Summary
DPC Holdings Ltd received an initial ownership report showing that multiple investment entities affiliated with J.F. Lehman & Company are ten percent owners of its common stock. The filing is a Form 3, which records existing holdings rather than new purchases or sales.
The report shows 23,224,942 shares of common stock held indirectly through affiliated entities. According to the footnotes, this includes 20,235,129 shares held by Alloy Holdings, 2,535,267 shares held by TPCI, and 454,546 shares held by JFL Credit Opportunities Fund II. Each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest, and the filing states that C. Alexander Harman does not beneficially own any securities.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
J.F. Lehman & Company, LLC, JFL Fund VI Alloy Holdings, LLC, JFL Equity Investors VI, L.P., JFL Parallel Fund VI, L.P., JFL Executive Investors VI, L.P., JFL GP Investors VI, LLC, JFL Credit Opportunities Fund GP Rollover, L.P., JFL Fund VI Credit Opps Holdings, LLC, JFL Credit GP Investors I, LLC, JFL Credit Opportunities Fund I, L.P.
Role
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 23,224,942 shares (Indirect, See footnotes);
Common Stock — 0 shares (Direct)
Footnotes (6)
- F1. This report is filed by the following Reporting Persons: JF Lehman & Company, LLC ("JFLCo"); JFL Fund VI Alloy Holdings, LLC ("Alloy Holdings"); TPCI LLC ("TPCI"); JFL Credit Opportunities Fund II, L.P. ("JFL Credit II"); JFL Equity Investors VI, L.P. ("JFL Fund VI"); JFL Parallel Fund VI, L.P. ("JFL Parallel VI"); JFL Executive Investors VI, L.P. ("JFL Executive VI"); JFL GP Investors VI, LLC ("Investors GP VI"); Tamarac Holdings, LLC ("Tamarac"); JFL Fund VI Credit Opps Cayman Holdings, LLC ("JFL Fund VI Cayman"); JFL Fund VI Credit Opps Holdings, LLC ("Fund VI Credit Opps I");
- F2. JFL Credit Opportunities Fund I, L.P. ("Credit Opps I LP"); JFL Credit Opportunities Fund GP Rollover, L.P. ("JFL Credit Rollover"); JFL Credit GP Investors I, LLC ("JFL Credit GP I"); JFL Credit GP Investors II, LLC ("JFL Credit GP II" and, together with its affiliates, including those named in this Form 3, the "JFLCo Entities"); and C. Alexander Harman. This Form 3 is in two parts and is jointly filed with the Reporting Persons in both parts. See Remarks.
- F3. Alloy Holdings may be deemed to be controlled by JFL Fund VI, JFL Parallel VI, and JFL Executive VI and their general partner, Investors GP VI. TPCI may be deemed to be controlled by Tamarac, which may be deemed to be controlled by JFL Fund VI Cayman, which may deemed to be controlled by Fund VI Credit Opps I, which may be deemed to be controlled by Credit Opps I LP and JFL Credit Rollover and their general partner, Credit GP I. JFL Credit II may be deemed to be controlled by its general partner, JFL Credit GP II.
- F4. Each of the Reporting Persons disclaims beneficial ownership of the securities listed in this report, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein.
- F5. Represents shares held directly by the following entities: 20,235,129 shares by Alloy Holdings; and 2,535,267 shares by TPCI; and 454,546 shares by JFL Credit II.
- F6. No securities are beneficially owned by Mr. Harman.
Key Figures
Indirectly held common shares: 23,224,942 shares
Alloy Holdings position: 20,235,129 shares
TPCI position: 2,535,267 shares
+3 more
6 metrics
Indirectly held common shares
23,224,942 shares
Total indirect DPC Holdings common stock reported on Form 3
Alloy Holdings position
20,235,129 shares
DPC Holdings common stock held directly by Alloy Holdings
TPCI position
2,535,267 shares
DPC Holdings common stock held directly by TPCI
JFL Credit II position
454,546 shares
DPC Holdings common stock held directly by JFL Credit Opportunities Fund II
Holding entries
2 entries
Number of holding-type entries in transaction summary
Reported buy transactions
0 transactions
No buy or sell transactions; holdings only in this Form 3
Key Terms
ten percent owner, beneficial ownership, pecuniary interest, Section 16, +1 more
5 terms
ten percent owner financial
"each reporting person is indicated as a ten percent owner of DPC Holdings"
beneficial ownership financial
"Each of the Reporting Persons disclaims beneficial ownership of the securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of such Reporting Person's pecuniary interest therein"
Section 16 regulatory
"for the purpose of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect ownership financial
"23,224,942 shares of common stock held indirectly through affiliated entities"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 3 for DPC Holdings (DPC) disclose?
The Form 3 discloses that entities affiliated with J.F. Lehman & Company are ten percent owners of DPC Holdings common stock. It records existing indirect holdings totaling 23,224,942 shares rather than reporting any new purchases or sales.
Does C. Alexander Harman own any DPC Holdings (DPC) securities?
The Form 3 states that C. Alexander Harman does not beneficially own any DPC Holdings securities. This clarification appears in the footnotes, distinguishing his position from the various J.F. Lehman–affiliated entities that indirectly report share holdings.
Is the DPC Holdings Form 3 a record of trades or just ownership?
This Form 3 functions as an initial statement of beneficial ownership, not a trade report. The transaction summary shows only holding entries and no buy or sell activity, indicating it simply records existing indirect positions in DPC Holdings common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
