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[Form 4] Duff & Phelps Utility and Infrastructure Fund Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Mark G. Kahrer, associated with Duff & Phelps Investment Management Co., reported a personal purchase of 1,000 shares of Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) on 08/15/2025 at a price of $12.6894 per share, leaving him with 1,000 shares owned directly. The Form 4 was signed and dated 08/18/2025.

Mark G. Kahrer, affiliato a Duff & Phelps Investment Management Co., ha dichiarato l'acquisto personale di 1.000 azioni del Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) in data 15/08/2025 al prezzo di $12.6894 per azione, portando il totale delle azioni possedute direttamente a 1.000. Il Modulo 4 è stato firmato e datato 18/08/2025.

Mark G. Kahrer, vinculado a Duff & Phelps Investment Management Co., informó la compra personal de 1.000 acciones de Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) el 15/08/2025 a un precio de $12.6894 por acción, quedando con 1.000 acciones en propiedad directa. El Formulario 4 fue firmado y fechado el 18/08/2025.

Mark G. Kahrer는 Duff & Phelps Investment Management Co. 소속으로, 2025-08-15에 Duff & Phelps Utility & Infrastructure Fund Inc.(DPG) 주식 1,000주를 개인적으로 매수했으며, 주당 $12.6894에 매수하여 직접 보유한 주식 수가 1,000주가 되었다고 보고했습니다. Form 4는 2025-08-18에 서명 및 기재되었습니다.

Mark G. Kahrer, rattaché à Duff & Phelps Investment Management Co., a déclaré un achat personnel de 1 000 actions de Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) le 15/08/2025 au prix de $12.6894 par action, ce qui porte son nombre d'actions détenues directement à 1 000. Le Formulaire 4 a été signé et daté le 18/08/2025.

Mark G. Kahrer, verbunden mit der Duff & Phelps Investment Management Co., meldete den persönlichen Kauf von 1.000 Anteilen des Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) am 15.08.2025 zu einem Preis von $12.6894 je Anteil und hält damit 1.000 Anteile direkt. Das Formular 4 wurde am 18.08.2025 unterschrieben und datiert.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small insider purchase reported; transaction is routine and not material to valuation.

The filing documents a direct purchase of 1,000 common shares by a reporting person who is identified as a director and is affiliated with the investment manager. The trade size and dollar value are modest and do not materially change outstanding ownership or control. No derivative transactions or additional disclosures are included.

TL;DR: Governance disclosure is complete and timely; transaction follows Section 16 reporting requirements.

The Form 4 shows the reporting person checked the appropriate single-filer box and provided a manual signature dated 08/18/2025. The acquisition is recorded as direct ownership with no indicated plans, derivatives, or indirect holdings, suggesting a straightforward compliance disclosure rather than a governance event.

Mark G. Kahrer, affiliato a Duff & Phelps Investment Management Co., ha dichiarato l'acquisto personale di 1.000 azioni del Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) in data 15/08/2025 al prezzo di $12.6894 per azione, portando il totale delle azioni possedute direttamente a 1.000. Il Modulo 4 è stato firmato e datato 18/08/2025.

Mark G. Kahrer, vinculado a Duff & Phelps Investment Management Co., informó la compra personal de 1.000 acciones de Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) el 15/08/2025 a un precio de $12.6894 por acción, quedando con 1.000 acciones en propiedad directa. El Formulario 4 fue firmado y fechado el 18/08/2025.

Mark G. Kahrer는 Duff & Phelps Investment Management Co. 소속으로, 2025-08-15에 Duff & Phelps Utility & Infrastructure Fund Inc.(DPG) 주식 1,000주를 개인적으로 매수했으며, 주당 $12.6894에 매수하여 직접 보유한 주식 수가 1,000주가 되었다고 보고했습니다. Form 4는 2025-08-18에 서명 및 기재되었습니다.

Mark G. Kahrer, rattaché à Duff & Phelps Investment Management Co., a déclaré un achat personnel de 1 000 actions de Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) le 15/08/2025 au prix de $12.6894 par action, ce qui porte son nombre d'actions détenues directement à 1 000. Le Formulaire 4 a été signé et daté le 18/08/2025.

Mark G. Kahrer, verbunden mit der Duff & Phelps Investment Management Co., meldete den persönlichen Kauf von 1.000 Anteilen des Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) am 15.08.2025 zu einem Preis von $12.6894 je Anteil und hält damit 1.000 Anteile direkt. Das Formular 4 wurde am 18.08.2025 unterschrieben und datiert.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kahrer Mark G.

(Last) (First) (Middle)
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
10 S. WACKER DR., 19TH FLOOR

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Duff & Phelps Utility & Infrastructure Fund Inc. [ DPG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 08/15/2025 P 1,000 A $12.6894 1,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Mark G. Kahrer 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Duff & Phelps Utility and Infra Fund Inc

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