[144] DAQO NEW ENERGY CORP. SEC Filing

Rhea-AI Filing Summary

Daqo New Energy Corp. (DQ) filed a Form 144 notifying the proposed sale of 30,000 ADS of common stock, with an aggregate market value of $800,400.00. The ADSs are listed for sale on the NYSE with an approximate sale date of 10/01/2025. The filing shows the shares were acquired through RSU vesting from Daqo New Energy Corp. on 09/06/2025, and payment/consideration is recorded as 0 in the table. No securities of the issuer were reported sold by the same person in the past three months. The filer affirms they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Insider intends to sell a small block of ADSs worth $800k; filing is routine and provides required disclosure.

This Form 144 reports a proposed sale of 30,000 ADS acquired via RSU vesting and scheduled for sale on 10/01/2025. The filing meets Rule 144 disclosure requirements by identifying the broker, the class, the number of ADSs, aggregate market value, outstanding shares count, and acquisition details. Given the large number of ADSs outstanding (674,243,161), the proposed sale represents a de minimis portion of total shares outstanding and appears procedural rather than transformational for capital structure or control.

Corporate Governance Expert

TL;DR: The disclosure is standard; it signals insider liquidity but contains no governance red flags.

The filer discloses RSU vesting as the acquisition source and includes the required representation about material nonpublic information. The document shows no prior sales in the past three months and provides broker details. There are no indications of unusual transfer mechanisms, exceptions, or aggregated sales that would trigger additional scrutiny under Rule 144 beyond routine monitoring.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
ADS(Common)	The Core Securities Co., Ltd. Suit C, 20/F, 4-4A Des Voeux Road Standard Chartered Bank Building Central K3 000000	30000	800400.00	674243161	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
ADS(Common)	09/06/2025	RSU Vesting	Daqo New Energy Corp			30000	09/06/2025	0

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DQ's Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 30,000 ADS valued at $800,400.00 on 10/01/2025, to be sold on the NYSE through The Core Securities Co., Ltd.

How were the 30,000 ADS acquired according to the filing?

The ADS were acquired via RSU vesting from Daqo New Energy Corp. on 09/06/2025 with an amount recorded as 30,000.

Does the filer report any securities sold in the past three months?

No; the filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker and exchange are named in the Form 144?

The broker listed is The Core Securities Co., Ltd. and the securities are slated to be sold on the NYSE.

Does the filing include a representation about material nonpublic information?

Yes; the signer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.