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Chen Guoqing joins DAQO New Energy (DQ) board and files Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DAQO New Energy Corp. director Chen Guoqing filed an initial Form 3 to report his status as a director of the company. This filing does not report any share purchases, sales, or other equity transactions by him; it simply establishes his position as an insider for future reporting.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Chen Guoqing

(Last) (First) (Middle)
13TH FLOOR, TONGJI SCIENCE AND
TECHNOLOGY BUILDING, NO. 46 GUOKANG ROAD

(Street)
SHANGHAI F4 200092

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026
3. Issuer Name and Ticker or Trading Symbol
DAQO NEW ENERGY CORP. [ DQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/Ming Yang, Attorney-in-Fact for Guoqing Chen 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the DAQO New Energy (DQ) Form 3 filing for Chen Guoqing show?

The Form 3 shows that Chen Guoqing is a director of DAQO New Energy Corp.. It is an initial statement of beneficial ownership and, in this filing, does not list any share purchases, sales, or other equity transactions.

Did Chen Guoqing buy or sell DAQO New Energy (DQ) shares in this Form 3?

No, this Form 3 does not report any buying or selling of DAQO New Energy shares by Chen Guoqing. The transaction summary shows zero buys, zero sells, and no derivative exercises or other transactions.

What is the purpose of this DAQO New Energy (DQ) Form 3 for Chen Guoqing?

This Form 3 serves to register Chen Guoqing as an insider of DAQO New Energy Corp. As a director, he must file this initial ownership report so that any future trades can be disclosed on Forms 4 or 5.

Does the DAQO New Energy (DQ) Form 3 include derivative securities for Chen Guoqing?

No derivative securities are listed for Chen Guoqing in this Form 3. The derivative summary is empty and the transaction summary shows no derivative transactions or remaining option or warrant positions in this filing.

Is this DAQO New Energy (DQ) Form 3 filing a major event for investors?

This Form 3 is a routine compliance filing that records Chen Guoqing’s status as a director. It does not announce new deals, financial results, or material transactions, so its direct impact on the investment thesis is limited.
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