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Daqo New Energy (DQ) director Arthur Wong reports 596,675-share holding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DAQO NEW ENERGY CORP. director Arthur Lap Tat Wong filed an initial ownership report showing his existing stake in the company. The Form 3 indicates direct ownership of 596,675 ordinary shares, represented by American depositary shares. This is a baseline disclosure of his holdings rather than a new transaction.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Wong Arthur Lap Tat

(Last) (First) (Middle)
29TH FLOOR, HUADU MANSION
838 ZHANGYANG ROAD

(Street)
SHANGHAI F4 200122

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026
3. Issuer Name and Ticker or Trading Symbol
DAQO NEW ENERGY CORP. [ DQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares (represented by American depositary shares) 596,675 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
/s/ Ming Yang, Attorney-in-Fact for Lap Tat Arthur Wong 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Arthur Lap Tat Wong’s Form 3 for DQ disclose?

Arthur Lap Tat Wong’s Form 3 discloses his initial report of beneficial ownership in DAQO NEW ENERGY CORP. It shows he directly holds 596,675 ordinary shares represented by American depositary shares, providing a baseline view of his stake as a company director.

How many DAQO NEW ENERGY (DQ) shares does Arthur Lap Tat Wong hold?

The filing shows Arthur Lap Tat Wong directly holds 596,675 ordinary shares of DAQO NEW ENERGY CORP., represented by American depositary shares. This figure represents his reported beneficial ownership following the reported position, without indicating any new purchase or sale activity.

Is Arthur Lap Tat Wong’s Form 3 for DQ a buy or sell transaction?

The Form 3 for Arthur Lap Tat Wong is not a buy or sell report. It is an initial statement of beneficial ownership, listing 596,675 ordinary shares held directly, rather than documenting a specific acquisition, disposition, or trading transaction in DAQO NEW ENERGY CORP. securities.

What type of security does Arthur Lap Tat Wong report holding in DQ?

Arthur Lap Tat Wong reports holding ordinary shares of DAQO NEW ENERGY CORP., represented by American depositary shares. The filing indicates direct ownership of 596,675 such shares, establishing the nature and size of his equity position as a company director.

Does the DQ Form 3 show any derivative securities for Arthur Lap Tat Wong?

The disclosed data for Arthur Lap Tat Wong’s Form 3 shows no listed derivative securities. It focuses on his direct ownership of 596,675 ordinary shares represented by American depositary shares, without additional option, warrant, or other derivative positions reported in the derivative section.
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