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DAQO New Energy (DQ) CFO Yang Ming-rain files initial insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DAQO NEW ENERGY CORP. filed an initial insider ownership report for its Chief Financial Officer, Yang Ming-rain

Positive

  • None.

Negative

  • None.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
YANG MING-RAIN
(Last) (First) (Middle)
29TH FLOOR, HUADU MANSION
838 ZHANGYANG ROAD
(Street)
SHANGHAI F4 200122
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026 		3. Issuer Name and Ticker or Trading Symbol
DAQO NEW ENERGY CORP. [ DQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Ming Yang 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does DAQO NEW ENERGY (DQ) disclose in this Form 3 filing?

DAQO NEW ENERGY discloses an initial insider ownership report for Chief Financial Officer Yang Ming-rain. The filing identifies Yang’s role as an officer but, in the provided data, does not show any reported transactions, share purchases, sales, or derivative positions.

Who is the reporting person in DAQO NEW ENERGY (DQ)’s Form 3?

The reporting person is Yang Ming-rain, who serves as Chief Financial Officer of DAQO NEW ENERGY. The Form 3 establishes Yang’s status as an officer subject to insider reporting rules, without detailing any specific shareholdings in the excerpted data.

Does DAQO NEW ENERGY (DQ)’s Form 3 show any insider stock purchases or sales?

No insider stock purchases or sales appear in the provided Form 3 data. The transaction summary shows zero buys, sells, exercises, gifts, or other transactions, indicating this filing functions purely as an initial ownership registration for the CFO.

Are there any derivative securities reported for DAQO NEW ENERGY (DQ)’s CFO in this Form 3?

The excerpted Form 3 data shows no derivative securities for Chief Financial Officer Yang Ming-rain. The derivative summary is empty and the transaction counts for options, conversions, and other derivatives are all zero in this filing.

What does the transaction summary indicate in DAQO NEW ENERGY (DQ)’s Form 3?

The transaction summary indicates no activity: buy, sell, exercise, gift, tax withholding, and restructuring counts are all zero. This suggests the filing is an initial statement of beneficial ownership without any concurrent insider trading activity reported.