DAQO New Energy Form 3 for Deputy CEO Xu

DAQO NEW ENERGY CORP. filed an initial Form 3 for Xu Xiaoyu, who serves as both a director and Deputy Chief Executive Officer.

Accepted by SEC EDGAR 03/13/2026 - 06:09 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

DAQO NEW ENERGY CORP. filed an initial Form 3 for Xu Xiaoyu, who serves as both a director and Deputy Chief Executive Officer. The filing reports Xu’s status as an insider of the company, and shows no reported transactions or holdings at this time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for DAQO NEW ENERGY CORP. (DQ) disclose about Xu Xiaoyu?

The Form 3 identifies Xu Xiaoyu as a director and Deputy Chief Executive Officer of DAQO NEW ENERGY CORP. It is an initial insider ownership statement and, in this filing, does not report any specific transactions or holdings.

Does the DAQO NEW ENERGY CORP. (DQ) Form 3 show any stock transactions by Xu Xiaoyu?

No, the Form 3 shows no reported stock transactions by Xu Xiaoyu. The transaction summary lists zero buys, sells, exercises, gifts, or other dispositions, indicating this filing is purely an initial insider status disclosure.

What insider role does Xu Xiaoyu hold at DAQO NEW ENERGY CORP. (DQ)?

Xu Xiaoyu is reported as both a director and an officer at DAQO NEW ENERGY CORP., with the officer title of Deputy Chief Executive Officer. This dual role makes Xu a reporting insider subject to ongoing disclosure requirements.

Does the DAQO NEW ENERGY CORP. (DQ) Form 3 include any derivative securities for Xu Xiaoyu?

The Form 3 derivative summary is empty for Xu Xiaoyu. It shows no derivative transactions and no remaining derivative positions, reinforcing that this specific filing contains only role information, not details on options or other derivatives.

What does a zero net buy/sell direction mean in DAQO NEW ENERGY CORP. (DQ)’s Form 3?

A neutral net buy/sell direction indicates no net purchases or sales were reported. In this Form 3 for Xu Xiaoyu, all transaction counts and share amounts are zero, so there is no buying or selling activity disclosed in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Xu Xiaoyu

(Last) (First) (Middle)

29TH FLOOR, HUADU MANSION

838 ZHANGYANG ROAD

(Street)

SHANGHAI F4 200122

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026

3. Issuer Name and Ticker or Trading Symbol
DAQO NEW ENERGY CORP. [ DQ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Deputy Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Xiaoyu Xu	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.