STOCK TITAN

Direct Digital (DRCT) director exercises RSUs and sells 90 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Direct Digital Holdings director Antoinette Renee Leatherberry reported routine equity compensation activity and related tax sales. She exercised restricted stock units that converted into 286 shares of Class A Common Stock at a conversion price of $0.00 per share, reflecting vesting of prior grants. On June 9, 2026 and June 12, 2026, 90 shares were sold at prices between $2.91 and $2.96, with footnotes stating these shares were sold solely to satisfy tax liabilities from the RSU vesting. After these transactions, she directly owned 531 shares of Class A Common Stock, with all amounts adjusted for the company’s prior reverse stock splits.

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Insider Leatherberry Antoinette Renee
Role null
Sold 90 shs ($265.25)
Type Security Shares Price Value
Exercise Restricted Stock Units 37 $0.00 --
Exercise Class A Common Stock, par value $0.001 per share 37 $0.00 --
Sale Class A Common Stock, par value $0.001 per share 23 $2.91 $66.93
Exercise Restricted Stock Units 159 $0.00 --
Exercise Class A Common Stock, par value $0.001 per share 159 $0.00 --
Sale Class A Common Stock, par value $0.001 per share 67 $2.96 $198.32
Exercise Restricted Stock Units 90 $0.00 --
Exercise Class A Common Stock, par value $0.001 per share 90 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock, par value $0.001 per share — 554 shares (Direct, null)
Footnotes (1)
  1. On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split. Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits. Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares. Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares. On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Shares sold for taxes 90 shares Tax-liability sales on June 9 and June 12, 2026
Sale prices $2.96 and $2.91 per share Open-market sale code with tax-liability footnotes
RSUs exercised 286 shares Restricted stock units converted into Class A Common Stock at $0.00
Shares owned after transactions 531 shares Direct holdings of Class A Common Stock after reported trades
Reverse stock splits 55-to-1 and 4-to-1 Completed January 12, 2026 and April 27, 2026
reverse stock split financial
"the Company effected a 55-to-1 reverse stock split and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
restricted stock units financial
"Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
beneficially owned financial
"The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Leatherberry Antoinette Renee

(Last)(First)(Middle)
1177 WEST LOOP SOUTH, SUITE 1310

(Street)
HOUSTON TEXAS 77027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Direct Digital Holdings, Inc. [ DRCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
01/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock, par value $0.001 per share01/24/2026M90(1)A(2)425(3)D
Class A Common Stock, par value $0.001 per share06/09/2026M159A(2)584D
Class A Common Stock, par value $0.001 per share06/09/2026S67(4)D$2.96517D
Class A Common Stock, par value $0.001 per share06/12/2026M37A(2)554D
Class A Common Stock, par value $0.001 per share06/12/2026S23(5)D$2.91531D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)01/24/2026M90 (6) (6)Class A Common Stock, par value $0.001 per share90(6)$00D
Restricted Stock Units(2)06/09/2026M159 (7) (7)Class A Common Stock, par value $0.001 per share159(7)$00D
Restricted Stock Units(2)06/12/2026M37 (8) (8)Class A Common Stock, par value $0.001 per share37(8)$00D
Explanation of Responses:
1. On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares acquired reported in connection with this transaction have been adjusted to reflect the April Reverse Stock Split.
2. Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.
3. The Amount of Securities Beneficially Owned Following Reported Transactions has been adjusted to reflect the Reverse Stock Splits.
4. Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 159 shares.
5. Represents shares sold solely to satisfy tax liabilities associated with the reported vesting of restricted stock units for 37 shares.
6. On January 24, 2025, the reporting person was granted 90 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 20,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
7. On June 9, 2025, the reporting person was granted 159 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on June 9, 2026. This grant was previously reported as covering 35,000 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
8. On June 12, 2023, the reporting person was granted 111 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent vested on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units vested on June 12, 2026. This grant was previously reported as covering 24,615 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Remarks:
The Reporting Person is hereby disclosing delinquent transactions reportable on Form 4 that were not reported due to an administrative oversight.
/s/ Mark Walker, Attorney-in-fact for Antoinette Renee Leatherberry06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did DRCT director Antoinette Renee Leatherberry report?

She reported exercising restricted stock units into 286 shares of Class A Common Stock and selling 90 shares. The sales occurred on June 9 and June 12, 2026 and were described as solely to cover tax liabilities from the RSU vesting.

How many Direct Digital (DRCT) shares did the director sell and at what prices?

She sold a total of 90 shares of Class A Common Stock. The shares were sold in two transactions at per-share prices of $2.96 and $2.91. Footnotes state the sales were solely to satisfy tax obligations from vested restricted stock units.

How many Direct Digital (DRCT) shares does the director hold after these transactions?

Following the reported transactions, Antoinette Renee Leatherberry directly owned 531 shares of Direct Digital Class A Common Stock. This post-transaction holding reflects adjustments for the company’s prior reverse stock splits described in the footnotes to the filing.

Were the DRCT insider share sales part of a discretionary open-market sale?

The Form 4 codes the transactions as sales, but footnotes clarify they represent shares sold solely to satisfy tax liabilities from vesting restricted stock units. This indicates the dispositions were tax-related rather than discretionary portfolio sales by the director.

What do the footnotes say about DRCT’s reverse stock splits and these holdings?

Footnotes explain Direct Digital completed a 55-to-1 reverse stock split in January 2026 and a 4-to-1 reverse split in April 2026. The reported acquired shares and amounts beneficially owned after the transactions were adjusted to reflect the effects of these reverse stock splits.