DarkHorse Technologies CFO receives 7,811 shares

Q: How many DRK shares did CFO Kurt L. Kalbfleisch receive?

Kurt L. Kalbfleisch received 7,811 common shares when 7,811 RSUs vested on September 30, 2026, and were settled and delivered on October 30, 2026. His reported direct common-stock holdings after the transaction were 450,814 shares.

Q: What RSUs does Kurt L. Kalbfleisch have scheduled to vest?

The reported RSU position includes 7,813 outstanding shares scheduled to vest on December 31, 2026, and 28,125 outstanding shares, of which 9,375 vest quarterly from December 1, 2026, until June 1, 2027.

The reported RSU balance includes awards with vesting schedules extending through June 1, 2027.

Available on EDGAR 11/03/2026 - 07:09 PM EST Accepted by SEC EDGAR 11/03/2026 - 07:08 PM EST

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Rhea-AI Filing Summary

Kurt L. Kalbfleisch, DarkHorse Technologies Inc.'s chief financial officer, settled 7,811 RSUs on October 30, 2026, receiving 7,811 common shares; the RSUs had vested September 30, 2026. His reported direct holdings after the transaction were 450,814 common shares and 35,938 outstanding RSUs. He also reported 215 shares held by his daughter and 215 held by his son. No Rule 10b5-1 plan is reported.

Insider Trade Summary

7,811 shares exercised/converted

Exercise 2 txns

Insider Kalbfleisch Kurt L.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU) ^{F1, F2, F3}	7,811	$0.00	$0.00
Exercise	Common Stock ^F1	7,811	$0.00	$0.00
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit (RSU) — 35,938 contracts (Direct); Common Stock — 450,814 shares (Direct); Common Stock — 215 shares (Indirect, By Daughter); Common Stock — 215 shares (Indirect, By Son)

Footnotes (3)

F1. Each RSU represents a contingent right to receive one share of DarkHorse Technologies Inc. common stock.
F2. The RSUs reported under Column 5 vested on September 30, 2026; however, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until October 30, 2026.
F3. The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 7,813 outstanding shares which vest on December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.

Key Figures

RSUs settled: 7,811 RSUs Common shares acquired: 7,811 shares Direct common shares after transaction: 450,814 shares +3 more

6 metrics

RSUs settled 7,811 RSUs Settled and delivered on October 30, 2026

Common shares acquired 7,811 shares Received upon RSU settlement on October 30, 2026

Direct common shares after transaction 450,814 shares Reported following the October 30, 2026 transaction

Outstanding RSUs after transaction 35,938 shares Reported following the October 30, 2026 transaction

First award vesting 7,813 shares Scheduled to vest December 31, 2026

Second award outstanding 28,125 shares Includes 9,375 shares vesting quarterly from December 1, 2026, until June 1, 2027

Key Terms

Restricted Stock Unit (RSU), contingent right, vesting schedules

3 terms

Restricted Stock Unit (RSU) financial

"Each RSU represents a contingent right to receive one share"

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

contingent right financial

"a contingent right to receive one share of common stock"

vesting schedules financial

"underlying outstanding shares and vesting schedules are as follows"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DRK shares did CFO Kurt L. Kalbfleisch receive?

Kurt L. Kalbfleisch received 7,811 common shares when 7,811 RSUs vested on September 30, 2026, and were settled and delivered on October 30, 2026. His reported direct common-stock holdings after the transaction were 450,814 shares.

What RSUs does Kurt L. Kalbfleisch have scheduled to vest?

The reported RSU position includes 7,813 outstanding shares scheduled to vest on December 31, 2026, and 28,125 outstanding shares, of which 9,375 vest quarterly from December 1, 2026, until June 1, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kalbfleisch Kurt L.

(Last)

(First)

(Middle)

C/O DARKHORSE TECHNOLOGIES INC.

2810 N CHURCH ST, STE 90696

(Street)

WILMINGTON

DELAWARE

19802

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DarkHorse Technologies Inc. [ DRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/30/2026		M		7,811	A	$0⁽¹⁾	450,814	D
Common Stock								215	I	By Daughter
Common Stock								215	I	By Son

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit (RSU)	$0⁽¹⁾	10/30/2026		M			7,811	⁽²⁾	⁽²⁾	Common Stock	7,811	$0⁽¹⁾	35,938⁽³⁾	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of DarkHorse Technologies Inc. common stock.

2. The RSUs reported under Column 5 vested on September 30, 2026; however, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until October 30, 2026.

3. The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 7,813 outstanding shares which vest on December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.

	By: Denise Garrett For: Kurt Kalbfleisch	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR