DSS director sells 21,852 shares at $0.82

Rhea-AI Filing Summary

DSS, INC. (DSS) director and ten percent owner Chan Heng Fai Ambrose reported a sale of 21,852 shares of common stock on September 3, 2026 at $0.82 per share in an open-market or private transaction. After this sale, he directly held 1,031,944 shares, with additional securities held indirectly through various entities.

Insider Trade Summary

Net Seller: 21,852 shares

Net Sell 1 txn

Insider Chan Heng Fai Ambrose

Role Director, 10% Owner

Sold 21,852 shs ($18K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	21,852	$0.82	$18K

Holdings After Transaction: Common Stock — 1,031,944 shares (Direct)

Footnotes (2)

1. F1. On September 3, 2026 Chan Heng Fai sold 21,852 shares of the Issuer's common stock at a sale price of $0.82 per share.
2. F2. The beneficial ownership of Mr. Chan as of the date hereof may be deemed to include 1,031,944 shares of the Issuer's common stock held by Mr. Chan directly, and certain other securities held indirectly through various entities.

Key Figures

Shares sold: 21,852 shares Sale price per share: $0.82 per share Direct holdings after transaction: 1,031,944 shares +2 more

5 metrics

Shares sold 21,852 shares Common stock sale reported for September 3, 2026

Sale price per share $0.82 per share Price for the 21,852 DSS common shares sold on September 3, 2026

Direct holdings after transaction 1,031,944 shares Direct DSS common stock beneficially owned by Chan Heng Fai Ambrose after the sale

Net shares sold in filing 21,852 shares Net sell activity across all transactions reported in this Form 4

Number of sell transactions 1 transaction Single reported open-market or private sale of DSS common stock

Key Terms

beneficial ownership, ten percent owner, open market or private transaction, indirectly through various entities

4 terms

beneficial ownership financial

"The beneficial ownership of Mr. Chan as of the date hereof may be deemed to include"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

ten percent owner regulatory

"reporting person is identified as a director and ten percent owner of the issuer"

open market or private transaction financial

"described as a Sale in open market or private transaction"

indirectly through various entities financial

"certain other securities held indirectly through various entities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DSS (DSS) report for Chan Heng Fai Ambrose?

DSS reported that director and ten percent owner Chan Heng Fai Ambrose sold 21,852 shares of DSS common stock on September 3, 2026 in a sale characterized as an open-market or private transaction at $0.82 per share.

How many DSS (DSS) shares did Chan Heng Fai Ambrose sell and at what price?

Chan Heng Fai Ambrose sold 21,852 shares of DSS common stock at a sale price of $0.82 per share on September 3, 2026, according to the Form 4 and its transaction footnote.

What are Chan Heng Fai Ambrose’s direct DSS (DSS) holdings after this transaction?

After the September 3, 2026 sale, Chan Heng Fai Ambrose directly held 1,031,944 shares of DSS common stock. A footnote states that his beneficial ownership also includes certain other securities held indirectly through various entities.

Was the DSS (DSS) insider sale made under a Rule 10b5-1 trading plan?

The filing indicates no Rule 10b5-1 trading plan: the relevant affirmation checkbox is not marked, and the footnotes describing the sale do not reference any Rule 10b5-1 or other pre-arranged trading plan.

Is Chan Heng Fai Ambrose a major shareholder of DSS (DSS)?

Yes. The Form 4 identifies Chan Heng Fai Ambrose as both a director and a ten percent owner of DSS, and notes 1,031,944 shares held directly plus additional indirect holdings through various entities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 05:21 PM Accepted by SEC EDGAR 09/08/2026 - 05:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chan Heng Fai Ambrose

(Last) (First) (Middle)

9 TEMASEK BOULEVARD

#16-04 SUNTEC TOWER TWO

(Street)

SINGAPORE 038989

(City) (State) (Zip)

SINGAPORE

(Country)

2. Issuer Name and Ticker or Trading Symbol
DSS, INC. [ DSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		S		21,852(1)	D	$0.82(1)	1,031,944(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On September 3, 2026 Chan Heng Fai sold 21,852 shares of the Issuer's common stock at a sale price of $0.82 per share.

2. The beneficial ownership of Mr. Chan as of the date hereof may be deemed to include 1,031,944 shares of the Issuer's common stock held by Mr. Chan directly, and certain other securities held indirectly through various entities.

	/s/ Heng Fai Ambrose Chan	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)