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[Form 4] Dynatrace, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Dynatrace director Michael L. Capone reported insider equity changes on Form 4. The filing shows certain unvested time-based restricted stock units (RSUs) previously reported in Table I were moved to Table II as derivative securities. A decrease of 3,981 common shares reflects RSUs reclassified; separately, 3,981 RSUs vested on 08/20/2025 and were reported as settled, and a new grant of 4,111 RSUs was reported that will vest on the earlier of the one-year anniversary of grant or the 2026 Annual Meeting, subject to continued service. The Form is signed by power of attorney on 08/21/2025.

Il direttore di Dynatrace, Michael L. Capone, ha comunicato variazioni di partecipazioni interne mediante il Modulo 4. La dichiarazione indica che alcune unità di azioni ristrette basate sul tempo (RSU) non ancora maturate, precedentemente riportate nella Tabella I, sono state trasferite nella Tabella II come strumenti derivati. Una riduzione di 3.981 azioni ordinarie riflette la riclassificazione delle RSU; inoltre, 3.981 RSU sono maturate il 20/08/2025 e sono state dichiarate come regolate, e è stato segnalato un nuovo assegnazione di 4.111 RSU che matureranno al più presto tra l'anniversario di un anno dalla concessione o l'Assemblea Annuale 2026, subordinatamente al mantenimento del rapporto di servizio. Il modulo è firmato per procura il 21/08/2025.

El director de Dynatrace, Michael L. Capone, informó cambios de participaciones internas en el Formulario 4. La presentación indica que ciertas unidades restringidas de acciones (RSU) basadas en tiempo y aún no vestidas, previamente informadas en la Tabla I, se movieron a la Tabla II como valores derivados. Una disminución de 3.981 acciones ordinarias refleja la reclasificación de las RSU; por separado, 3.981 RSU vencieron el 20/08/2025 y se informaron como liquidadas, y se reportó una nueva concesión de 4.111 RSU que vencerán a lo más temprano entre el primer aniversario de la concesión o la Junta Anual 2026, sujeto a la continuidad del servicio. El formulario está firmado por poder el 21/08/2025.

다이나트레이스 이사 마이클 L. 카폰(Michael L. Capone)이 양식 4에 내부 지분 변동을 보고했습니다. 제출서에는 이전에 표 I에 보고된 일부 미확정(기간 기반) 제한 주식 단위(RSU)가 파생증권으로서 표 II로 이동한 것으로 나타났습니다. 3,981 일반주 감소는 RSU의 재분류를 반영합니다; 별도로 3,981 RSU가 2025-08-20에 확정되어 청산된 것으로 보고되었으며, 신규로 4,111 RSU가 부여되어 부여일로부터 1주년 또는 2026년 연례 총회 중 더 이른 시점에 확보(베스트)되며 계속 근무 조건이 적용된다고 보고되었습니다. 해당 서류는 2025-08-21에 위임장으로 서명되었습니다.

Le directeur de Dynatrace, Michael L. Capone, a déclaré des mouvements d'actions d'initiés sur le Formulaire 4. Le dépôt indique que certaines unités d'actions restreintes (RSU) acquises en fonction du temps et non encore acquises, précédemment signalées dans le Tableau I, ont été transférées au Tableau II en tant que titres dérivés. Une diminution de 3 981 actions ordinaires reflète le reclassement des RSU ; par ailleurs, 3 981 RSU ont acquis droit le 20/08/2025 et ont été déclarées réglées, et une nouvelle attribution de 4 111 RSU a été signalée, qui deviendront acquises au plus tôt à l'anniversaire d'un an de l'attribution ou lors de l'Assemblée générale annuelle 2026, sous réserve de la poursuite du service. Le formulaire est signé par procuration le 21/08/2025.

Dynatrace-Direktor Michael L. Capone meldete Insider-Aktienveränderungen auf Formular 4. Die Einreichung zeigt, dass bestimmte noch nicht ausgeübte, zeitbasierte Restricted Stock Units (RSUs), die zuvor in Tabelle I angegeben waren, als Derivate in Tabelle II verschoben wurden. Eine Verringerung um 3.981 Stammaktien spiegelt die Umklassifizierung der RSUs wider; separat sind 3.981 RSUs am 20.08.2025 ausgeübt und als abgewickelt gemeldet worden, und eine neue Zuteilung von 4.111 RSUs wurde gemeldet, die zum früheren Zeitpunkt von einem Jahr nach Gewährung oder der Jahreshauptversammlung 2026 vesten, vorbehaltlich fortgesetzter Dienstzeit. Das Formular ist am 21.08.2025 per Vollmacht unterschrieben.

Positive
  • Scheduled vesting occurred: 3,981 RSUs vested on 08/20/2025, fulfilling a prior grant condition
  • New director equity grant: 4,111 RSUs were granted with one-year/meeting-based vesting, supporting continued alignment with shareholders
  • Clear SEC disclosure: Movement of RSUs between tables and vesting details were explicitly reported, meeting Section 16 transparency
Negative
  • None.

Insights

TL;DR: Routine director RSU vesting and a modest follow-on grant; no cash sales or purchases reported.

The filing documents administrative movement of previously reported time-based RSUs into the derivative securities table, the vesting/settlement of 3,981 RSUs on 08/20/2025, and a new grant of 4,111 RSUs subject to one-year or meeting-based vesting and continued service. There are no reported open-market purchases or sales, no option exercises, and no cash proceeds, so immediate balance-sheet or liquidity implications for the issuer are minimal. For investors, this is a routine compensation and governance disclosure rather than a material corporate event.

TL;DR: Disclosure aligns with standard director compensation and SEC Section 16 reporting requirements.

The report clarifies treatment of time-based RSUs previously reported in Table I by moving them to Table II as derivative securities and records vesting and a subsequent grant with typical service-based vesting conditions tied to the annual meeting schedule. Signing by a power of attorney is noted and permissible. This appears to be routine governance transparency about equity awards to a director and does not indicate a change in control, executive departure, or extraordinary governance action.

Il direttore di Dynatrace, Michael L. Capone, ha comunicato variazioni di partecipazioni interne mediante il Modulo 4. La dichiarazione indica che alcune unità di azioni ristrette basate sul tempo (RSU) non ancora maturate, precedentemente riportate nella Tabella I, sono state trasferite nella Tabella II come strumenti derivati. Una riduzione di 3.981 azioni ordinarie riflette la riclassificazione delle RSU; inoltre, 3.981 RSU sono maturate il 20/08/2025 e sono state dichiarate come regolate, e è stato segnalato un nuovo assegnazione di 4.111 RSU che matureranno al più presto tra l'anniversario di un anno dalla concessione o l'Assemblea Annuale 2026, subordinatamente al mantenimento del rapporto di servizio. Il modulo è firmato per procura il 21/08/2025.

El director de Dynatrace, Michael L. Capone, informó cambios de participaciones internas en el Formulario 4. La presentación indica que ciertas unidades restringidas de acciones (RSU) basadas en tiempo y aún no vestidas, previamente informadas en la Tabla I, se movieron a la Tabla II como valores derivados. Una disminución de 3.981 acciones ordinarias refleja la reclasificación de las RSU; por separado, 3.981 RSU vencieron el 20/08/2025 y se informaron como liquidadas, y se reportó una nueva concesión de 4.111 RSU que vencerán a lo más temprano entre el primer aniversario de la concesión o la Junta Anual 2026, sujeto a la continuidad del servicio. El formulario está firmado por poder el 21/08/2025.

다이나트레이스 이사 마이클 L. 카폰(Michael L. Capone)이 양식 4에 내부 지분 변동을 보고했습니다. 제출서에는 이전에 표 I에 보고된 일부 미확정(기간 기반) 제한 주식 단위(RSU)가 파생증권으로서 표 II로 이동한 것으로 나타났습니다. 3,981 일반주 감소는 RSU의 재분류를 반영합니다; 별도로 3,981 RSU가 2025-08-20에 확정되어 청산된 것으로 보고되었으며, 신규로 4,111 RSU가 부여되어 부여일로부터 1주년 또는 2026년 연례 총회 중 더 이른 시점에 확보(베스트)되며 계속 근무 조건이 적용된다고 보고되었습니다. 해당 서류는 2025-08-21에 위임장으로 서명되었습니다.

Le directeur de Dynatrace, Michael L. Capone, a déclaré des mouvements d'actions d'initiés sur le Formulaire 4. Le dépôt indique que certaines unités d'actions restreintes (RSU) acquises en fonction du temps et non encore acquises, précédemment signalées dans le Tableau I, ont été transférées au Tableau II en tant que titres dérivés. Une diminution de 3 981 actions ordinaires reflète le reclassement des RSU ; par ailleurs, 3 981 RSU ont acquis droit le 20/08/2025 et ont été déclarées réglées, et une nouvelle attribution de 4 111 RSU a été signalée, qui deviendront acquises au plus tôt à l'anniversaire d'un an de l'attribution ou lors de l'Assemblée générale annuelle 2026, sous réserve de la poursuite du service. Le formulaire est signé par procuration le 21/08/2025.

Dynatrace-Direktor Michael L. Capone meldete Insider-Aktienveränderungen auf Formular 4. Die Einreichung zeigt, dass bestimmte noch nicht ausgeübte, zeitbasierte Restricted Stock Units (RSUs), die zuvor in Tabelle I angegeben waren, als Derivate in Tabelle II verschoben wurden. Eine Verringerung um 3.981 Stammaktien spiegelt die Umklassifizierung der RSUs wider; separat sind 3.981 RSUs am 20.08.2025 ausgeübt und als abgewickelt gemeldet worden, und eine neue Zuteilung von 4.111 RSUs wurde gemeldet, die zum früheren Zeitpunkt von einem Jahr nach Gewährung oder der Jahreshauptversammlung 2026 vesten, vorbehaltlich fortgesetzter Dienstzeit. Das Formular ist am 21.08.2025 per Vollmacht unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Capone Michael L

(Last) (First) (Middle)
C/O DYNATRACE, INC.
280 CONGRESS STREET, 11TH FLOOR

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dynatrace, Inc. [ DT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 42,490(2) D
Common Stock 08/20/2025 M 3,981 A (3) 46,471 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) (4) (3) Common Stock 3,981 3,981 D
Restricted Stock Units (3) 08/20/2025 M 3,981 (4) (3) Common Stock 3,981 $0 0 D
Restricted Stock Units (3) 08/20/2025 A 4,111 (5) (3) Common Stock 4,111 $0 4,111 D
Explanation of Responses:
1. This Form 4 reports the moving of unvested time-based restricted stock units ("RSUs") previously reported in Table I to Table II in addition to the transactions reflected herein.
2. Reflects a decrease of 3,981 shares of the Issuer's Common Stock representing unvested RSUs that were previously reported in Table I and are being reported in Table II of this Form 4 as derivative securities.
3. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs do not expire. They either vest or are cancelled prior to the vesting date.
4. As previously reported on August 27, 2024, these RSUs were granted on August 23, 2024. 100% of the RSUs granted vested on August 20, 2025, which was the earlier of the one year anniversary of the date of grant (August 23, 2025) and the date of the Issuer's 2025 Annual Meeting of Stockholders (which was held on August 20, 2025).
5. Represents the grant of RSUs. 100% of the RSUs granted will vest on the earlier of the one year anniversary of the date of grant (August 20, 2026) and the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Issuer on the applicable vesting date.
Remarks:
/s/ Marc Gold, by power of attorney 08/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What RSU activity did Dynatrace director Michael L. Capone report on Form 4 (DT)?

The Form 4 reports 3,981 RSUs vested on 08/20/2025 and a new grant of 4,111 RSUs that will vest on the earlier of one year from grant or the 2026 Annual Meeting, subject to continued service.

Did Michael Capone sell or purchase Dynatrace (DT) shares in this filing?

No. The filing documents RSU vesting, reclassification from Table I to Table II, and a new RSU grant; there are no open-market purchases or sales reported.

When did the reported RSUs vest and when were they granted?

The RSUs that vested became effective on 08/20/2025. The previously reported RSUs were granted on or about 08/23/2024; the new RSU grant vests by the earlier of one year after grant or the 2026 Annual Meeting.

How many Dynatrace shares were reclassified between tables on the Form 4?

A decrease of 3,981 common shares in Table I reflects RSUs that were moved to Table II as derivative securities.

Who signed the Form 4 for Michael L. Capone and when?

The Form 4 was signed via power of attorney by Marc Gold on 08/21/2025.
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