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DTE Insider Filing: 725-Share Gift by Chairman Norcia; 407,263 Shares Remain

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gerardo Norcia, a director and the Chairman and CEO of DTE Energy Co. (DTE), reported a gift of 725 shares of DTE common stock on 08/28/2025 (transaction code G) with no cash consideration. After the reported transaction, the filing shows 407,263 shares held directly by the reporting person. The filing also notes an indirect holding of 914.52 shares attributed to the DTE Energy Company Savings and Stock Ownership Plan per a Plan statement dated 08/28/2025. The Form 4 was signed by Todd A. Richards as attorney-in-fact on 09/02/2025. The disclosure is limited to the described gift and the stated direct and indirect holdings.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine insider disclosure of a gift and current beneficial ownership; no evident trading for cash proceeds.

The Form 4 reports a non-sale transfer coded as a gift (G) of 725 shares by the reporting person, resulting in 407,263 shares held directly afterward. The report also documents an indirect plan holding of 914.52 shares as of the plan statement dated 08/28/2025. There is no cash consideration received per the explanation, and the transaction appears to be a personal transfer rather than a market sale or option exercise. From a compliance perspective, the filing meets Section 16 reporting by disclosing the change in beneficial ownership and the source of indirect shares. No additional material disclosures or changes to control are indicated in the provided filing.

TL;DR: Disclosure describes a small gift by a senior officer/director and restates direct and plan-based indirect holdings.

The submission clarifies the nature of the transaction as a gift with no consideration to the recipient and references plan-held shares through the company savings and ownership plan. The scales of the reported amounts—725 shares gifted versus 407,263 shares retained directly—suggest the gift is immaterial to overall insider ownership percentages disclosed. The signature by an attorney-in-fact is documented, indicating proper execution of the filing. The Form 4 does not indicate any change in officer status, control intent, or other governance actions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Norcia Gerardo

(Last) (First) (Middle)
ONE ENERGY PLAZA

(Street)
DETROIT MI 48226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DTE ENERGY CO [ DTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 G 725 D $0(1) 407,263 D
Common Stock 914.52(2) I 401K
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The gift of stock did not involve payment of consideration by the recipient of the gift.
2. Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of August 28, 2025.
Remarks:
/s/Todd A. Richards, Attorney-in-Fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Gerardo Norcia report on the DTE Form 4?

The filing reports a gift of 725 shares of DTE common stock on 08/28/2025 (transaction code G) with no cash consideration.

How many DTE shares does the reporting person hold after the reported transaction?

The Form 4 shows 407,263 shares beneficially owned directly following the reported transaction.

Are there any indirect holdings disclosed in the Form 4 for DTE (symbol DTE)?

Yes. The filing discloses 914.52 shares held indirectly under the DTE Energy Company Savings and Stock Ownership Plan as of the Plan statement dated 08/28/2025.

Was there any cash received for the 725 shares reported on the Form 4?

No. The explanation states the gift did not involve payment of consideration by the recipient.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Todd A. Richards, Attorney-in-Fact on 09/02/2025.
Dte Energy Co

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