Welcome to our dedicated page for DTF Tax-Free Income 2028 Term Fund SEC filings (Ticker: DTF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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DTF TAX-FREE INCOME 2028 TERM FUND INC reports that Almitas Capital LLC beneficially owns 355,089 shares of Common Stock (CUSIP 23334J107), representing 5.1% of the class. The filing states Almitas has sole voting and sole dispositive power over those 355,089 shares. The Schedule 13G is signed by Ronald Mass as Managing Principal on 05/15/2026.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC filed an amended Schedule 13G reporting shared beneficial ownership of 923,460 shares of DTF Tax-Free Income 2028 Term Fund Inc. common stock, representing 13.1% of the class. The filing cites 7,029,567 shares outstanding as of October 31, 2025.
The filing states the shares are owned by client accounts managed by the advisers and that the advisers disclaim beneficial ownership under Rule 13d-4; the advisers report shared voting and dispositive power over the listed shares.
DTF Tax-Free Income 2028 Fund Inc reported that Focus Partners Wealth, LLC has filed a Schedule 13G as a significant shareholder. Focus Partners Wealth beneficially owns 481,004 common shares, representing 6.8% of the fund’s outstanding common shares, with sole voting and dispositive power over this stake. The filing states the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
DTF submitted a Form N-CEN annual report template providing standard fund metadata and operational disclosures. The filing lists multiple principal transactions with reported total values, including $19,080,503 and $18,626,844, among other dealer amounts. The form otherwise contains blank/template fields for registrant identifiers, addresses, officer and director records, and many operational items.
David D. Grumhaus, Jr., President and CEO of Duff & Phelps Investment Management Co., reported a purchase of 1,400 shares of DTF Tax-Free Income 2028 Term Fund Inc. (DTF) common stock on 08/25/2025 at a price of $11.34 per share. Following the transaction, he beneficially owned 6,652 shares directly. The Form 4 was signed on 08/26/2025.
The filing also discloses that 238.403 shares were acquired since his last Form 4 through a dividend reinvestment plan that meets Rule 16a-11; the total number of shares held through that plan is 246. The report is filed individually by the reporting person and contains no derivative transactions or amendments noted.
Mark G. Kahrer, a director at Duff & Phelps Investment Management Co., reported a purchase of 1,000 shares of DTF Tax-Free Income 2028 Term Fund Inc. (DTF) on 08/15/2025 at a reported price of $11.3458 per share. The Form 4 shows beneficial ownership of 1,000 shares following the transaction and is signed 08/18/2025.
RiverNorth Capital Management, LLC filed an amendment to a Schedule 13G reporting beneficial ownership of 106,066 shares of common stock of DTF Tax-Free Income 2028 Term Fund Inc., representing 1.51% of the class. The filing shows RiverNorth has sole voting and sole dispositive power over these shares and classifies itself as an investment adviser.
The statement certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The issuer’s principal office and the filer’s principal business addresses are provided, and the filing notes that one person has the right to receive proceeds from the sale of the reported securities.