Welcome to our dedicated page for Duke Energy SEC filings (Ticker: DUK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duke Energy Corporation filings document the regulatory record of a Delaware energy holding company with electric and natural gas utility subsidiaries. Disclosures cover material events, operating and financial results, governance matters, shareholder voting, annual meeting proxy materials, and capital-structure matters tied to its regulated utility business.
The filing record identifies registered securities including DUK common stock, junior subordinated debentures, depositary shares representing Series A preferred stock, and senior notes listed on the New York Stock Exchange. SEC reports also reference major subsidiaries such as Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas, along with disclosures on infrastructure investment, generation resources, regulatory matters and risk factors.
Duke Energy EVP and Chief Customer Officer Alexander J. Weintraub reported routine plan-related movements in his Duke Energy interests. A discretionary transaction under Rule 16b-3(f) involved 394 shares of common stock held indirectly through a 401(k) plan at $123.81 per share, bringing his indirect 401(k) holdings to 3,011 shares.
He also reported a discretionary transaction in the Executive Savings Plan, showing 3,265 phantom stock units at $124.56 per unit, each economically equivalent to one share of Duke Energy common stock and generally settled six months after termination of service. Separately, he holds 12,187 shares of common stock directly, with no open-market purchases or sales indicated.
Duke Energy director and chair Theodore F. Craver Jr. reported a bona fide gift of 2,402 shares of Common Stock on May 18, 2026. The filing describes this as a transfer from directly held shares to a joint trust, so it does not reflect a market sale.
After the transfer, Craver reports 19,193 Duke Energy shares as directly owned, which now includes shares held through the joint trust. The transaction is a non-cash internal reallocation of ownership rather than a change in his overall economic exposure to the stock.
Duke Energy director and chair Theodore F. Craver Jr. reported a bona fide gift of 2,402 shares of Common Stock on May 18, 2026. The filing describes this as a transfer from directly held shares to a joint trust, so it does not reflect a market sale.
After the transfer, Craver reports 19,193 Duke Energy shares as directly owned, which now includes shares held through the joint trust. The transaction is a non-cash internal reallocation of ownership rather than a change in his overall economic exposure to the stock.
Duke Energy Corporation reported the final voting results from its Annual Meeting of Shareholders held on May 7, 2026. All nominated directors were elected, generally receiving between about 89% and over 99% of votes cast in favor, indicating broad shareholder support for the existing board.
Shareholders also approved three key management proposals. Deloitte & Touche LLP was ratified as independent auditor for 2026 with 639,757,086 votes for and 28,434,117 against. The advisory vote on named executive officer compensation passed with 496,884,668 votes for and 26,030,663 against. A management proposal to amend the certificate of incorporation to eliminate supermajority voting requirements received 516,664,589 votes for, representing 66.39% of shares outstanding, and therefore failed to meet the required 80% approval threshold.
Duke Energy executive Louis E. Renjel reported an open‑market sale of 3,500 shares of Common Stock at $125.15 per share. After the sale, he holds 21,415 shares directly and 914 shares indirectly through a 401(k) stock fund, according to the Form 4.
Duke Energy director Jeffrey B. Guldner reported a compensation-related equity award. He acquired 1,602 Director Savings Plan restricted stock unit deferrals at a reference value of $124.87 per unit, each convertible into one share of Duke Energy common stock.
These units are generally payable upon his termination of service. Following this grant, his reported balance in this plan is 1,022 restricted stock unit deferrals. The transaction reflects an award or other acquisition rather than an open‑market stock purchase or sale.
Duke Energy director Michael J. Pacilio reported a compensation-related grant of 1,602 Director Savings Plan restricted stock unit deferrals on Common Stock at a reference value of $124.87 per unit. These units convert into Common Stock on a 1-for-1 basis and are generally payable upon his termination of service. Following this award, his deferred balance under this plan totals 7,347 units. This is a routine grant/award acquisition rather than an open-market share purchase or sale.
Duke Energy Corp director Derrick Burks received an equity award through the company’s Director Savings Plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit Deferrals tied to Duke Energy common stock at a reference value of $124.87 per unit.
The units convert to common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this grant, Burks has 7,681 restricted stock unit deferrals recorded as directly owned.
Duke Energy CORP director Caroline Dorsa reported receiving a grant of 1,602 shares of Common Stock on May 7, 2026. The grant is recorded at a reference price of $124.87 per share and is classified as a grant, award, or other acquisition. After this award, Dorsa directly holds 12,723 shares of Duke Energy common stock.
Duke Energy director John T. Herron reported an automatic acquisition of 1,602 shares of Common Stock, classified as a grant or award at $124.87 per share. The increase was due to dividend reinvestment. After this transaction, he directly owns 34,525 shares, including 33,166 held in a revocable joint trust.
Davis Robert M reported acquisition or exercise transactions in this Form 4 filing.
Duke Energy director Robert M. Davis received a grant of company stock. On this date, he was awarded 1,602 shares of Duke Energy common stock at a value of $124.87 per share. After this compensation-related award, he directly holds a total of 14,262 Duke Energy shares.