[Form 3] Ocean Park High Income ETF Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

SEC Form 3 filing: Olivia Cameron D. McDonald, recently appointed Senior Vice President & Chief Human Resources Officer of Duke Energy Corp. (DUK), has disclosed her initial beneficial ownership.

• Direct ownership: 3,635 common shares
• Indirect ownership: 2,582 common shares held through a company 401(k) stock fund
• The filing is an initial statement required under Section 16(a) following her designation as an executive officer.

No derivative securities, option grants, or other transactions were reported. The total reported holding of 6,217 shares is modest relative to Duke Energy’s large public float and does not by itself constitute a material market-moving event, but it confirms the executive’s alignment with shareholders.

Insights

Securities Analyst

TL;DR: New Duke Energy SVP/CHRO reports ownership of ~6.2k shares; filing routine, market impact minimal.

Form 3 establishes Ms. McDonald’s status as an insider and discloses her equity stake: 3,635 shares held directly and 2,582 indirectly via the 401(k) plan. No options or derivatives were listed, and there are no purchase transactions to interpret. For a US$70 bn-cap utility, the stake is immaterial (<0.001% of shares outstanding). The filing is therefore classified as routine compliance rather than a signal of strategic intent or financial strength. Investors may note the presence of insider equity alignment, but should not expect any valuation impact.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

McDonald Olivia Cameron D.

(Last) (First) (Middle)

525 SOUTH TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2025

3. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Human Resources Off

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	3,635	D
Common Stock	2,582	I	By 401(k)(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents interests in an issuer stock fund.

Remarks:

	/s/ David S. Maltz, attorney-in-fact for Olivia Cameron D. McDonald	07/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Duke Energy (DUK)?

Olivia Cameron D. McDonald, Senior Vice President & Chief Human Resources Officer.

How many Duke Energy shares does the new executive own directly?

She reported 3,635 common shares held in her own name.

What indirect holdings were disclosed in the Form 3 filing?

An additional 2,582 shares held via the company’s 401(k) stock fund.

Were any stock options or other derivative securities reported?

No. The filing shows no derivative securities owned.

Does this filing indicate any recent insider purchase or sale?

No. It is an initial ownership report; it does not document transactions.