[Form 4] Ocean Park High Income ETF Insider Trading Activity

Rhea-AI Filing Summary

E. Marie McKee, a director of Duke Energy Corp (DUK), reported a sale of common stock on 08/07/2025. The Form 4 shows a transaction coded "S" disposing of 1,610 shares at $124.88 per share. The filing was submitted under Section 16 and signed by an attorney-in-fact, documenting the director's reported sale and providing transparent disclosure of the transaction.

Positive

• Form 4 filed, providing transparent disclosure of the director's transaction
• Transaction details (shares and price) are clearly reported, aiding investor transparency

Negative

• Director sale of 1,610 shares may be interpreted negatively by some market participants
• The filing does not state whether the sale was under a 10b5-1 trading plan, leaving intent unclear

Insights

Financial Analyst

TL;DR: Director sold 1,610 Duke Energy shares at $124.88; a single disclosed sale with limited standalone market impact.

The Form 4 documents a straightforward insider sale: 1,610 shares disposed at $124.88 on 08/07/2025. As presented, there is no accompanying information about a planned trading program or intended use of proceeds, so the transaction should be treated as routine disclosure. Investors seeking signal interpretation should compare this sale to broader insider activity and ownership levels not included in this filing.

Corporate Governance Expert

TL;DR: Filing demonstrates compliance with Section 16 disclosure obligations but lacks context on whether the sale followed a 10b5-1 plan.

The Form 4 lists E. Marie McKee as a director and reports a sale coded "S" for 1,610 shares at $124.88. The report was signed by an attorney-in-fact, indicating timely reporting procedures were followed. The form does not state whether the sale was part of a Rule 10b5-1 plan or other pre-arranged program, so the governance context and intent behind the disposal remain unspecified in this document.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MCKEE E MARIE

(Last) (First) (Middle)

525 S. TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2025		S		1,610	D	$124.88	1	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	David S. Maltz, attorney-in-fact for E. Marie McKee	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who reported the transaction on the Form 4?

The reporting person is E. Marie McKee, identified as a director of Duke Energy Corp.

What did the Form 4 disclose about the DUK transaction?

The Form 4 discloses a sale (transaction code "S") of 1,610 common shares at $124.88 per share.

When did the reported transaction occur for Duke Energy (DUK)?

The transaction date shown on the Form 4 is 08/07/2025.

Does the filing indicate if the sale was part of a 10b5-1 plan?

The document does not explicitly state that the sale was executed pursuant to a 10b5-1 trading plan.

Who signed the Form 4 on behalf of the reporting person?

The form was signed by David S. Maltz, attorney-in-fact for E. Marie McKee.