Duos Technologies Group Inc SEC Filings

Duos Technologies Group, Inc. (DUOT) reported insider equity holdings for its Chief Financial Officer, Leah F. Brown. The filing shows she holds options to purchase 10,000 shares of Duos Technologies common stock at an exercise price of $4.22 per share, expiring on 11/30/2028. These options were granted on 04/01/2023 and vest over three years, with one third vesting each year. As of the event date of 11/15/2025, options to purchase 6,667 shares have vested and are exercisable.

Duos Technologies Group (DUOT) filed its Q3 2025 report, showing higher revenue and improved margins while remaining loss‑making. Revenue reached $6.88 million, up from $3.24 million a year ago, driven largely by services and consulting with related parties ($5.15 million). Gross margin increased to $2.52 million from $0.92 million. The quarter’s net loss narrowed to $1.04 million (loss per share $0.06) from $1.40 million.

For the nine months, revenue rose to $17.57 million from $5.82 million, with related‑party work a major contributor. The company recognized $2.7 million of revenue under its Asset Management Agreement with New APR and reported $4.5 million of remaining deferred revenue. Liquidity improved: cash increased to $33.2 million from $6.27 million, primarily from equity issuance proceeds of $53.96 million during the period. Total liabilities declined to $20.29 million, and stockholders’ equity rose to $49.50 million. Shares outstanding were 20,415,288 as of November 13, 2025.

Duos Technologies Group, Inc. furnished investor materials under Regulation FD. The company presented at the LD Micro Main Event XIX on October 21, 2025 at 5:30 p.m. Eastern and made the presentation deck available as Exhibit 99.1, along with a press release dated October 14, 2025 as Exhibit 99.2. The information under Item 7.01 is furnished, not filed, and the presentation is also available on the company’s website.

DUOS Technologies Group, Inc. director Frank A. Lonegro received 2,018 shares of common stock as compensation for board service on 09/30/2025 at a reported price of $7.4347 per share. After the issuance, Mr. Lonegro beneficially owns 22,626 shares. The Form 4 identifies the transaction as an issuance for services and the filing is signed by Mr. Lonegro on 10/02/2025. The filing is limited to this single non-derivative issuance and does not disclose additional transactions, changes in officer status, or derivative holdings.

Ned Mavrommatis, a Director of Duos Technologies Group, Inc. (DUOT), reported transactions on Form 4. On 09/30/2025 he received 1,346 shares of common stock as director compensation at a price of $7.4347 per share, bringing his post-transaction beneficial ownership to 39,148 shares. Separately, 10,000 shares were granted under the Issuer's 2021 Equity Incentive Plan and are subject to a one-year cliff vesting schedule; all of those shares vest on April 1, 2026. The Form 4 is signed by Mr. Mavrommatis on 10/02/2025.

James Craig Nixon, a director of Duos Technologies Group, Inc. (DUOT), was issued 2,018 shares of common stock as compensation for his director services on 09/30/2025 at an effective price of $7.4347 per share. After the issuance, Mr. Nixon beneficially owns 61,283 shares. The Form 4 was signed on 10/02/2025.

Frank Douglas Recker filed an Initial Statement of Beneficial Ownership reporting ownership of 400,000 shares of DUOS TECHNOLOGIES GROUP, INC. (DUOT) common stock in two non-derivative holdings. The filing shows 225,000 shares granted under the company’s 2021 Equity Incentive Plan vesting on January 1, 2028, and 175,000 shares granted under the same plan vesting on October 1, 2028. The form identifies Mr. Recker as an officer (President) and a director, and the statement was signed on September 17, 2025 for an event dated September 15, 2025. No derivative securities or amendments are reported. The filing discloses the grant dates and three-year cliff vesting schedule for the reported equity awards.

James Brian J., identified as a director of Duos Technologies Group, Inc. (DUOT), filed an initial Form 3 reporting his relationship to the company and stating that he does not beneficially own any securities of the issuer. The filing declares no direct or indirect ownership, and no derivative positions are reported. This is an initial ownership disclosure required for corporate insiders and confirms that the reporting person currently holds zero shares or options in DUOT.

Christopher T. King, formerly Chief Operating Officer of Duos Technologies Group, Inc. (DUOT), resigned effective September 15, 2025. In connection with his resignation he forfeited 112,500 restricted shares from a 225,000-share award under the company’s 2021 Equity Incentive Plan. Following the forfeiture, Mr. King is recorded as beneficially owning 112,500 restricted shares. The remaining restricted shares continue to be subject to the original cliff vesting schedule and are slated to vest on January 1, 2028. The Form 4 was signed on September 16, 2025.