DVA: Holder files Form 144 showing proposed sales, Kathleen Waters sold 8,950 shares

Rhea-AI Filing Summary

Form 144 notice: proposed sale of Common Stock related to DVA. The filing lists proposed sales tied to SAR exercises dated 11/17/2024 (1,400 shares) and 08/28/2024 (5,055 shares). The excerpt also records a sale by Kathleen Waters of 8,950 shares on 06/15/2026 for $1,860,202.07.

The filing identifies UBS Financial Services, Inc. at 11 Madison Ave as the broker-dealer line and shows a table entry with 6,455 in the securities column and a separate numeric entry of 64,200,000 shares tied to 06/15/2026. The document appears to be a routine Rule 144 notice of proposed sales rather than an operational or financial report.

Insights

Securities Compliance Analyst

Routine Rule 144 notice showing proposed sales and recent dispositions by a holder.

The excerpt lists proposed sales associated with SAR-related entries of 1,400 shares (11/17/2024) and 5,055 shares (08/28/2024), and a recorded sale by Kathleen Waters of 8,950 shares on 06/15/2026. These are transactional disclosures filed under Rule 144.

Filing shows a broker-dealer line for UBS Financial Services, Inc. and a tabulated quantity of 6,455. Timing and exact proceeds treatment for the proposed sales beyond the listed dates are not stated in the provided excerpt; subsequent SEC filings or broker confirmations would show settlement details.

Key Figures

Proposed SAR sale (11/17/2024): 1,400 shares Proposed SAR sale (08/28/2024): 5,055 shares Recent sale by Kathleen Waters: 8,950 shares +3 more

6 metrics

Proposed SAR sale (11/17/2024) 1,400 shares listed under "Securities To Be Sold" dated 11/17/2024

Proposed SAR sale (08/28/2024) 5,055 shares listed under "Securities To Be Sold" dated 08/28/2024

Recent sale by Kathleen Waters 8,950 shares recorded under "Securities Sold During The Past 3 Months" dated 06/15/2026

Proceeds reported for Kathleen Waters sale $1,860,202.07 amount shown alongside Kathleen Waters' 8,950-share sale on 06/15/2026

Table quantity 6,455 numeric entry in the securities information row

Shares figure tied to date 64,200,000 shares numeric entry paired with date 06/15/2026 in the securities information row

Key Terms

Rule 144, SAR, Issuer

3 terms

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

SAR financial

"Securities To Be Sold ... SAR ... 1,400 ... 5,055"

Issuer regulatory

"Securities To Be Sold ... SAR ... Issuer ... Cash"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. 11 Madison Ave 4th Floor New York NY 10010	6455	1342188.15	64200000	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/17/2024	SAR	Issuer			1400	11/17/2024	Cash
Common	08/28/2024	SAR	Issuer			5055	08/28/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kathleen Waters 2000 16TH STREET DENVER CO 80202	Common	06/15/2026	8950	1860202.07

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for DVA mean?

It notifies the SEC of an intended sale of DVA common stock by a holder. The excerpt lists SAR-related proposed sales of 1,400 and 5,055 shares and a recent sale of 8,950 shares on 06/15/2026 for $1,860,202.07, plus broker-dealer information for UBS Financial Services.

Who is listed as the broker-dealer on the DVA Form 144?

The filing lists UBS Financial Services, Inc. at 11 Madison Ave as the broker-dealer. That line appears in the securities information block associated with the listed quantities and dates in the excerpt.

How many shares did Kathleen Waters sell according to the filing?

Kathleen Waters is shown to have sold 8,950 shares on 06/15/2026. The excerpt also includes the sale amount of $1,860,202.07 tied to that transaction.

Are the SAR-related shares included in the Form 144 totals for DVA?

The excerpt lists SAR entries of 1,400 shares (11/17/2024) and 5,055 shares (08/28/2024) under "Securities To Be Sold." The filing shows these quantities as proposed sale items in the provided table.

Does the excerpt show total shares outstanding for DVA?

The table includes the figure 64,200,000 shares paired with the date 06/15/2026. That numeric appears in the securities information row in the provided excerpt.