Insider sale plans at DaVita (NYSE: DVA) routed through UBS Financial

Rhea-AI Filing Summary

DaVita Inc. reported proposed sales of Common Stock under a Form 144 via UBS Financial Services Inc. The filing lists multiple blocks of shares tied to employee equity events, including awards and option exercises on 03/15/2025, 03/15/2024, 09/16/2024, 05/10/2023, and 05/15/2023.

The broker named is UBS Financial Services Inc. and the shares are listed on the NYSE. The filing documents planned dispositions of specific share counts associated with those grant/exercise dates (examples shown below).

Insights

Securities Compliance Analyst

Form 144 records proposed affiliate sales of common stock through a broker.

The filing is a routine compliance notice used when an affiliate or an officer proposes an open-market sale, here routed through UBS Financial Services Inc. The document ties each block to an employee award or exercise date.

Cash‑flow treatment and ultimate sale timing are not specified in the excerpt; subsequent trade execution will be reported in public trade filings if and when sales occur.

Key Figures

Block from 03/15/2025: 8,191 shares Block from 03/15/2024: 4,878 shares Block from 09/16/2024: 20,713 shares +2 more

5 metrics

Block from 03/15/2025 8,191 shares Employee Stock Benefit PSU Award dated 03/15/2025

Block from 03/15/2024 4,878 shares Employee Stock Benefit PSU Award dated 03/15/2024

Block from 09/16/2024 20,713 shares Employee Stock Appreciation Award exercise dated 09/16/2024

Block from 05/10/2023 9,421 shares Employee Stock Appreciation Award exercise dated 05/10/2023

Block from 05/15/2023 8,268 shares Employee Stock Benefit PSU Award dated 05/15/2023

Key Terms

Form 144, PSU Award, Employee Stock Appr Award exercise, UBS Financial Services Inc

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

PSU Award financial

"Employee Stock Benefit PSU Award"

Employee Stock Appr Award exercise compensation

"Employee Stock Appr Award exercise"

UBS Financial Services Inc market

"UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	51471	9856696.5	64200000	05/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2025	Employee Stock Benefit PSU Award	DaVita Inc.			8191	03/15/2025	Cash
Common	03/15/2024	Employee Stock Benefit PSU Award	DaVita Inc.			4878	03/15/2024	Cash
Common	09/16/2024	Employee Stock Appr Award exercise	DaVita Inc.			20713	09/16/2024	Cash
Common	05/10/2023	Employee Stock Appr Award Exercise	DaVita Inc.			9421	05/10/2023	Cash
Common	05/15/2023	Employee Stock Benefit PSU Award	DaVita Inc.			8268	05/15/2023	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DaVita's Form 144 with ticker DVA mean?

It signals a proposed sale of DaVita common stock by an affiliate or insider through a broker. The filing lists specific share blocks tied to employee awards and option exercises and names UBS Financial Services as the broker handling the proposed dispositions.

Which broker is handling the proposed sales in the DVA Form 144?

The broker named is UBS Financial Services Inc. The filing lists UBS's Weehawken, NJ address and indicates the proposed transactions would route through that broker on the NYSE.

How many shares are listed in the Form 144 excerpt for DaVita (DVA)?

The excerpt shows multiple share blocks tied to award or exercise dates: 8,191, 4,878, 20,713, 9,421, and 8,268 shares. These are the individual blocks shown in the provided content.

Do the Form 144 entries mean the shares have already been sold?

No. A Form 144 documents a proposed sale authorization, not a completed transaction. Actual sales, if executed, would appear in subsequent trade reports or other SEC filings reporting disposition details.