STOCK TITAN

DaVita (NYSE: DVA) CCO awarded 1,756 and 20,533 shares of stock

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

HEARTY JAMES O reported acquisition or exercise transactions in this Form 4 filing.

DaVita Inc. reported that Chief Compliance Officer James O. Hearty received two non-derivative grants of common stock on March 10, 2026, comprising 1,756 shares and 20,533 shares, delivered upon satisfaction of criteria for earlier performance stock unit awards granted in 2022 and 2023 that are scheduled to vest 100% on March 15, 2026.

After these awards, he directly holds 48,587 shares of DaVita common stock.

Positive

  • None.

Negative

  • None.
Insider HEARTY JAMES O
Role Chief Compliance Officer
Type Security Shares Price Value
Grant/Award Common Stock 1,756 $0.00 $0.00
Grant/Award Common Stock 20,533 $0.00 $0.00
Holdings After Transaction: Common Stock — 48,587 shares (Direct)
Footnotes (2)
  1. F1. Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2022, of which 100% will vest on March 15, 2026.
  2. F2. Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2023, of which 100% will vest on March 15, 2026.
Stock award 1 1,756 shares Common stock awarded on March 10, 2026, as a non-derivative acquisition
Stock award 2 20,533 shares Additional common stock awarded on March 10, 2026, as a non-derivative acquisition
Direct holdings after awards 48,587 shares Direct DaVita common stock held by James O. Hearty after the reported transactions
PSU vesting date March 15, 2026 Date when 100% of the referenced performance stock unit awards will vest
performance stock units financial
"Shares received upon the satisfaction of criteria underlying the award of performance stock units"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
vest financial
"of which 100% will vest on March 15, 2026"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Grant, award, or other acquisition financial
"transaction code description noted as Grant, award, or other acquisition"

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FAQ

What insider stock awards did DaVita (DVA) report for its Chief Compliance Officer?

DaVita reported that Chief Compliance Officer James O. Hearty received two grants of common stock on March 10, 2026, comprising 1,756 and 20,533 shares. These shares were issued as stock awards following earlier performance stock unit grants.

How many DaVita (DVA) shares does James O. Hearty hold after this Form 4?

Following the reported stock awards, James O. Hearty directly holds 48,587 DaVita common shares. This holding figure reflects his post-transaction position as disclosed in the filing’s canonical holdings section for his direct ownership.

What are the vesting terms of the DaVita (DVA) performance stock units mentioned?

The performance stock units referenced were granted on March 15, 2022 and March 15, 2023. Footnotes state that 100% of these performance stock unit awards will vest on March 15, 2026, after satisfaction of specified performance criteria.

Were the DaVita (DVA) insider stock awards made under a Rule 10b5-1 plan?

The report’s Rule 10b5-1 checkbox is not marked as a trading plan, so these awards are not identified as made under a Rule 10b5-1 pre-arranged trading plan. They are reported as grants or awards of common stock.

What type of security was involved in the DaVita (DVA) Form 4 for James O. Hearty?

The Form 4 reports non-derivative Common Stock transactions for James O. Hearty. The shares were issued upon satisfaction of criteria tied to prior performance stock unit awards, rather than through open-market purchases or derivative exercises.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HEARTY JAMES O

(Last) (First) (Middle)
C/O DAVITA INC.
2000 16TH STREET

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DAVITA INC. [ DVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 A 1,756(1) A $0 28,054 D
Common Stock 03/10/2026 A 20,533(2) A $0 48,587 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2022, of which 100% will vest on March 15, 2026.
2. Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2023, of which 100% will vest on March 15, 2026.
Remarks:
/s/ Stephanie Berberich, Attorney-in-Fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.