Welcome to our dedicated page for Eason Technology SEC filings (Ticker: DXF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Eason Technology Limited filings document a foreign issuer whose American depositary shares trade under DXF and whose reported business includes real estate management and digital technology operations in Hong Kong, China. The company furnishes Form 6-K reports covering interim financial statements, operating and financial review materials, annual general meeting notices, proxy cards, depositary voting materials, and shareholder vote results.
The filing record also includes governance and capital-structure disclosures, including director elections and departures, independent-director determinations, offer-letter exhibits, ordinary-share voting rights, material-event reports, and NYSE American listing-compliance notices. Annual-report disclosures address audited financial statements, risk factors, and going-concern language associated with the company’s reporting status.
Eason Technology Limited reported the closing of a previously announced private placement. Under a securities purchase agreement dated May 26, 2026, the company sold 2,000,000 units for gross proceeds of $2,000,000. Each unit consisted of 60,000 Class A ordinary shares and one warrant to purchase 60,000 shares.
At closing on June 8, 2026, Eason Technology issued an aggregate of 120,000,000,000 Class A ordinary shares and warrants to purchase 120,000,000,000 shares to the investors, following satisfaction of all closing conditions under the agreement.
Eason Technology Limited reported that it has entered into a securities purchase agreement with certain non-U.S. investors for an offering of up to 2,000,000 units at $1.00 per unit, for gross proceeds of $2,000,000. Each unit consists of 60,000 restricted Class A ordinary shares and a warrant to purchase 60,000 additional ordinary shares. The company currently plans to use the net proceeds for working capital and general corporate purposes.
The warrants are exercisable immediately at an initial exercise price of $1.00 per 60,000 ordinary shares, carry a three-year term, include full-ratchet anti-dilution protection, and may be exercised on a cashless basis under certain registration conditions. They also contain a mandatory exercise feature if the company’s ADSs trade at or above $5.00 per ADS for 20 consecutive trading days with specified volume and resale conditions. Closing is subject to NYSE approval of a supplemental listing application and other customary conditions.
Eason Technology Limited, a Cayman holding company with operations in China, files its Form 20-F for the year ended December 31, 2025. The company has 93,677,555,803 Class A and 512,232,237 Class B ordinary shares outstanding, and each ADS represents 60,000 Class A shares.
The report explains Eason’s shift away from a disposed microfinance VIE and its plans to develop real estate operation management and digital security technology businesses. It highlights extensive PRC-related risks, including regulatory intervention, foreign exchange controls, cybersecurity and data rules, and new CSRC filing regimes for overseas listings.
Eason discloses that its independent auditors expressed substantial doubt about its ability to continue as a going concern, citing very limited cash and a need for additional capital. The filing also warns of potential ADS volatility, NYSE American delisting risk, HFCAA-related delisting risk, and difficulties enforcing U.S. judgments against China-based management.
Eason Technology Ltd. announced that board member Yuan Gao resigned effective March 18, 2026, and the company stated his resignation was not due to any disagreement over operations, policies, or practices. On the same date, Haitao He was elected to the board as an independent director under the NYSE American Company Guide.
Mr. He will receive monthly compensation of $10,000 under an offer letter attached as an exhibit. He brings more than ten years of pharmaceutical industry experience in marketing, sales channels, e-commerce platforms, and supply chain operations, and holds a Bachelor of Science in Pharmacy from Chengdu Medical College.
Eason Technology Limited reported the results of its 2026 annual general meeting, where shareholders re-elected or elected all nominated directors and approved several share capital changes. Holders of 163,345,295,776 Class A shares and 512,232,237 Class B shares were represented, providing a quorum, with Class A carrying one vote and Class B fifty votes each.
Shareholders approved reducing the par value of each authorized and issued share from US$0.00005 to US$0.0000005, with the resulting credit moved to a distributable reserve that may be used, among other things, to eliminate accumulated losses. They also approved subdividing each authorized but unissued share into 100 shares at the new par value and changing authorized capital to US$400,000, divided into 780,000,000,000 Class A and 20,000,000,000 Class B shares at the new par value, of which 174,077,555,803 Class A and 512,232,237 Class B shares are issued and fully paid.
Eason Technology Limited reported first-half 2025 revenue of RMB5.1 million (US$0.7 million) from its new real estate management and digital technology businesses, a 7.8% increase from RMB4.7 million a year earlier. Despite this growth, the company recorded a net loss of RMB4.9 million (US$0.7 million), much lower than the prior period’s RMB500.9 million loss, which had been driven by a large disposal of its former microfinance operations.
The company undertook major equity transactions in January 2025, issuing 6,000,000,000 Class A ordinary shares for approximately US$0.3 million and a further 36,000,000,000 restricted Class A shares to acquire a property valued at RMB8.53 million (about US$1.17 million). As of June 30, 2025, cash and cash equivalents were RMB0.9 million (US$0.1 million), while net cash used in operating activities was RMB3.4 million (US$0.5 million) and financial expenses rose to RMB1.0 million due to 8% convertible notes.
Eason Technology Ltd: Streeterville Capital LLC, Streeterville Management LLC and John M. Fife report beneficial ownership of 17,390,347,825 Class A Ordinary Shares, representing 9.99% of 174,077,555,803 shares outstanding as of January 30, 2026. The holdings arise from rights under a convertible promissory note and are subject to a contractual 9.99% ownership cap aggregated across Streeterville and other entities owned by John Fife.
Eason Technology Ltd reported that Bucktown Capital LLC and related parties beneficially own 17,390,347,825 Class A Ordinary Shares, representing 9.99% of the Class A shares outstanding.
The ownership count is tied to Bucktown's conversion rights under a convertible promissory note and is subject to a contractual 9.99% ownership cap aggregated across Bucktown and other entities owned by John M. Fife. The filing cites January 30, 2026 as the shares-outstanding date (174,077,555,803 shares).
Eason Technology Limited submitted a Form 6-K as a foreign private issuer, mainly to provide materials for its 2026 Annual General Meeting of Shareholders. The filing furnishes the AGM notice, a proxy card for shareholders, a depositary notice for holders of American Depositary Shares, and a voting instruction card for those ADS holders. These documents are intended to organize how both ordinary shareholders and ADS investors can receive information and cast their votes at the 2026 annual meeting.
Eason Technology Limited reported two major share issuances completed on January 27, 2026. The company closed a private placement that raised $900,000 and issued 18,000,000,000 class A ordinary shares to investors, together with warrants issued as part of unit purchases.
The company also completed an asset acquisition of a property in Yingshan County, Hubei, China, issuing 63,600,000,000 shares to the seller as consideration. After these transactions, shares issued and outstanding totaled 174,589,788,040, indicating a substantial expansion of the share base tied to fundraising and a real estate asset purchase.