Welcome to our dedicated page for Dyadic Intl Del SEC filings (Ticker: DYAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dyadic International, Inc. (DYAI) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Dyadic, doing business as Dyadic Applied BioSolutions, is a global biotechnology company that uses proprietary C1 and Dapibus™ microbial platforms to produce recombinant, animal-free proteins and enzymes for life sciences, food and nutrition, and bio-industrial markets.
Through this page, users can review Dyadic’s Forms 10-K and 10-Q for detailed discussions of its business, risk factors, microbial expression platforms, collaborations, and financial performance. These periodic reports explain how the company generates revenue from research and development contracts, grants, licenses, milestones, and commercial activities related to its recombinant protein portfolio.
Investors can also examine Dyadic’s Form 8-K current reports, which disclose material events such as equity offerings under its shelf registration statement, Nasdaq listing deficiency notices and subsequent compliance updates, commercial agreements, corporate rebranding to Dyadic Applied BioSolutions, and strategic presentations describing its transition from R&D to commercial operations.
In addition, this page is the place to track any proxy statements and shareholder meeting results, including votes on director elections, auditor ratification, and advisory votes on executive compensation and its frequency. These filings provide insight into Dyadic’s governance practices and shareholder decisions.
Stock Titan enhances Dyadic’s filings with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand complex sections of 10-Ks, 10-Qs, and 8-Ks. Real-time updates from EDGAR ensure that new filings appear promptly, while structured views of ownership and transaction reports, such as Form 4 insider trading disclosures when available, allow closer monitoring of insider activity.
By combining Dyadic’s original SEC documents with AI-generated explanations, this page helps investors, researchers, and other stakeholders navigate the company’s regulatory history, capital markets actions, and evolving commercial strategy around its C1 and Dapibus™ protein production platforms.
Dyadic International Inc. filed an amended Schedule 13G showing that Mark A. Emalfarb beneficially owns 6,675,439 shares of Dyadic common stock, representing 17.5% of the class based on 36,187,798 shares outstanding as of December 31, 2025.
The position includes 993,000 shares underlying presently exercisable options, 4,730,058 shares held through the MAE Trust, and 952,381 shares underlying an 8.0% Senior Secured Convertible Promissory Note due December 31, 2027, convertible at $1.05 per share. Emalfarb has sole voting and dispositive power over all reported shares through his role as sole trustee and beneficiary of the MAE Trust.
Dyadic International CFO Rawson Ping Wang reported equity compensation on Form 4. On January 2, 2026, Wang acquired 29,158 shares of common stock at $0, representing stock issued upon vesting of RSUs granted as a key employee annual bonus in lieu of a cash bonus earned for the year ended 2025. These RSUs vested in full upon grant, bringing Wang’s directly held common stock to 170,151 shares after the transaction.
On the same date, Wang also received an annual grant of 47,250 stock options with an exercise price of $0.94 per share. This option expires on January 2, 2036 and vests in four equal installments beginning on the first anniversary of the grant date, contingent on continued service to Dyadic International.
Dyadic International director Jack Kaye reported several equity transactions on January 2, 2026. He exercised 21,552 restricted stock units, receiving the same number of common shares at $0 per share, bringing his directly held common stock to 81,201 shares. The exercised units came from awards that vested after one year of board service and were settled fully in common stock.
On the same date, Kaye received an annual grant of 67,500 stock options with a $0.94 exercise price, exercisable starting January 2, 2027 and expiring January 2, 2036. He also received an annual grant of 39,894 restricted stock units, each representing a right to one share of common stock, scheduled to be settled entirely in shares when they vest, subject to continued board service.
Dyadic International director Seth Herbst reported equity compensation changes. On January 2, 2026, 21,552 restricted stock units were converted into the same number of shares of Dyadic common stock at a price of $0 per share, increasing his directly held common stock to 202,311 shares.
On the same date, Herbst received an annual grant of 50,000 stock options with an exercise price of $0.94 per share, exercisable from January 2, 2027 until January 2, 2036. He was also granted 39,894 restricted stock units, which the disclosure explains will be settled 100% in Dyadic common stock when they vest on the first anniversary of the grant date, subject to his continued service on the board.
Dyadic International, Inc. reported that it received a Nasdaq deficiency notice on December 19, 2025 because its common stock failed to maintain the required minimum bid price of $1 per share for 30 consecutive business days under Nasdaq Listing Rule 5550(a)(2). The notice does not immediately affect trading of the shares on the Nasdaq Capital Market.
The company has 180 calendar days, until June 17, 2026, to regain compliance by having its bid price close at or above $1 per share for at least 10 consecutive business days. If it does not regain compliance by that date, Dyadic may qualify for an additional 180-day grace period if it meets other initial listing standards and notifies Nasdaq of its plan to cure the deficiency. Otherwise, its shares could be subject to delisting, though Dyadic would have the right to appeal. The company states it plans to actively monitor its share price and evaluate options to address the issue.
Dyadic International (DYAI) filed its Q3 2025 report, showing lower revenue and a wider loss as it shifts toward commercial applications of its Dapibus and C1 protein platforms. Total revenue was $1,164,617 for the quarter (vs. $1,957,500 a year ago), driven by grant revenue and research services. Net loss was $1,976,012 (vs. $203,460), or $0.06 per share, as operating expenses and grant-related costs rose.
Liquidity improved with financing and awards. On August 1, the company completed an underwritten offering of 6,052,000 shares at $0.95, generating $4.9 million in net proceeds. As of September 30, 2025, Dyadic reported cash, cash equivalents, restricted cash and investments totaling about $10.4 million, and stated these resources are expected to cover at least the next 12 months. The company continued execution under a $3.09 million Gates Foundation grant and a CEPI award under which Dyadic may receive up to $2.4 million as a subcontractor.
Convertible notes issued in March 2024 remain outstanding at 8% interest, with a $1.40 conversion price set by amendment; a related trust purchased $1.0 million of the notes in September. Shares outstanding were 36,187,798 as of November 11, 2025.
Dyadic International, Inc. filed an 8-K describing two key updates. First, the company furnished a press release highlighting recent milestone achievements and business developments.
More importantly, Dyadic reports it has regained full compliance with Nasdaq listing standards. Its market value of listed securities was at least $35 million for 10 consecutive business days from September 16 to September 30, 2025, satisfying Nasdaq Listing Rule 5550(b)(2). In addition, its common stock maintained a closing bid price of at least $1.00 per share for 10 consecutive business days from September 19 to October 2, 2025, restoring compliance with Nasdaq Listing Rule 5550(a)(2) and closing prior deficiency matters.
Mark A. Emalfarb, who is listed as CEO, a director and a >10% owner of Dyadic International, purchased a $1,000,000 principal Senior Secured Convertible Promissory Note of Dyadic International on 09/15/2025. The note accrues interest at 8% per annum payable quarterly and matures on March 8, 2027 unless earlier converted, repurchased, or redeemed.
The note is convertible at $1.40 per share, representing 714,286 underlying common shares if converted in full. The reported ownership is held indirectly through the Mark A Emalfarb Trust U/A/ DTD 10/1/1987. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/17/2025.
Dyadic International, Inc. reported that it entered into an amendment to its existing Security Agreement covering its Senior Secured Convertible Promissory Notes due March 8, 2027. The amendment, dated September 15, 2025, was executed with a majority of the current noteholders.
The amendment replaces Schedule A of the Security Agreement to update the list of secured parties. These updates include adding a trust established for the benefit of Dyadic’s CEO, Mark Emalfarb, following his purchase and assignment to him of one of the company’s senior secured convertible notes with a principal amount of $1,000,000.
Bandera Partners LLC, together with Managing Members Gregory Bylinsky and Jefferson Gramm, filed an amended Schedule 13G reporting ownership of 1,383,308 shares of Dyadic International, Inc. common stock as of June 30, 2025. Those shares represent 4.6% of the outstanding class based on 30,090,661 shares reported by the issuer on May 13, 2025. The shares are directly held by Bandera Master Fund L.P.; Bandera Partners is the investment manager with authority to vote and dispose of the shares, and Messrs. Bylinsky and Gramm are reported as managing members with shared voting and dispositive power. The filing states the position is held in the ordinary course of business and not for control purposes.