Emergent BioSolutions (EBS) CFO has 3,964 RSU shares withheld for taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Emergent BioSolutions Inc. executive vice president and chief financial officer Richard S. Lindahl reported a routine tax-related share disposition. On the reported date, 3,964 shares of common stock were withheld at $8.00 per share to cover taxes tied to the vesting and settlement of restricted stock units, rather than being sold on the open market. After this withholding, Lindahl directly held 374,083 shares of common stock, indicating he retains a substantial equity position in the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
LINDAHL RICHARD S
Role
EVP, Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 3,964 | $8.00 | $32K |
Holdings After Transaction:
Common Stock — 374,083 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares withheld for taxes: 3,964 shares
Withholding price: $8.00 per share
Shares held after transaction: 374,083 shares
+1 more
4 metrics
Shares withheld for taxes
3,964 shares
Withheld to pay taxes on RSU vesting
Withholding price
$8.00 per share
Value used for tax-withholding disposition
Shares held after transaction
374,083 shares
Direct holdings following tax withholding
Transaction type
Tax-withholding disposition (Code F)
Payment of tax liability by delivering securities
Key Terms
restricted stock units, tax-withholding disposition, Common Stock, transaction code F
4 terms
restricted stock units financial
"vesting and settlement of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
transaction code F financial
""transaction_code": "F""
FAQ
What did Emergent BioSolutions (EBS) CFO Richard Lindahl report in this Form 4?
Richard Lindahl reported a tax-related disposition of 3,964 Emergent BioSolutions shares. The shares were withheld at $8.00 per share to satisfy taxes from restricted stock unit vesting, rather than sold in the open market, and are part of routine compensation processing.
Was the Emergent BioSolutions (EBS) CFO’s Form 4 transaction an open-market stock sale?
No, the transaction was not an open-market sale. The 3,964 shares were withheld by the company to pay taxes associated with the vesting and settlement of restricted stock units, according to the footnote, which characterizes it as a tax-withholding event, not discretionary selling.
What does transaction code F mean in the Emergent BioSolutions (EBS) Form 4?
Transaction code F indicates a disposition to pay an exercise price or tax liability by delivering securities. In this case, 3,964 Emergent BioSolutions shares were withheld to cover taxes on restricted stock unit vesting, rather than being sold at the holder’s discretion in the open market.