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BlackRock ESG Capital (NYSE: ECAT) reappoints Chief Compliance Officer Charles Park

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BlackRock ESG Capital Allocation Term Trust reports that Charles Park, who previously served as Chief Compliance Officer from September 27, 2021 to June 30, 2023, has been reappointed to that role effective August 1, 2026. This insider status report lists no share transactions or holdings for Park.

Positive

  • None.

Negative

  • None.
Reported transactions 0 Total buy, sell, and derivative transactions for Charles Park in this insider statement
Holding entries reported 0 Beneficial ownership positions listed for Charles Park in this filing
Prior CCO term start September 27, 2021 Beginning of Charles Park’s earlier service as Chief Compliance Officer
Prior CCO term end June 30, 2023 End of Charles Park’s earlier service as Chief Compliance Officer
Reappointment effective date August 1, 2026 Date Charles Park is reappointed as Chief Compliance Officer
Chief Compliance Officer regulatory
"The Reporting Person was reappointed as Chief Compliance Officer of the Issuer"
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
Reporting Person regulatory
"The Reporting Person previously served as Chief Compliance Officer"
issuer regulatory
"Chief Compliance Officer of the Issuer from September 27, 2021"

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FAQ

What role does Charles Park hold at BlackRock ESG Capital Allocation Term Trust (ECAT)?

Charles Park serves as Chief Compliance Officer of BlackRock ESG Capital Allocation Term Trust. He previously held this role from September 27, 2021 to June 30, 2023 and has been reappointed effective August 1, 2026.

When was Charles Park reappointed as Chief Compliance Officer for ECAT?

Charles Park was reappointed effective August 1, 2026 as Chief Compliance Officer of BlackRock ESG Capital Allocation Term Trust. This follows an earlier term in the same role that ran from September 27, 2021 through June 30, 2023.

Does the ECAT insider report show any share transactions for Charles Park?

No share transactions are reported for Charles Park. The insider filing’s transaction summary shows zero buys, zero sells, and no derivative transactions, indicating no reportable trading activity in the issuer’s securities in this statement.

Does Charles Park report any holdings in ECAT in this filing?

No holdings are listed for Charles Park in this insider report. The summary indicates zero holding entries, meaning no beneficial ownership positions in the issuer’s securities are reported in connection with this Form 3 filing.

What prior service period did Charles Park have as ECAT’s Chief Compliance Officer?

Charles Park previously served as Chief Compliance Officer from September 27, 2021 to June 30, 2023. After this earlier term, he was later reappointed to the same role, effective August 1, 2026, according to the insider disclosure.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Park Charles

(Last)(First)(Middle)
50 HUDSON YARDS

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
BlackRock ESG Capital Allocation Term Trust [ ECAT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
The Reporting Person previously served as Chief Compliance Officer of the Issuer from September 27, 2021 to June 30, 2023. The Reporting Person was reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026.
No securities are beneficially owned.
/s/ Gladys Chang as Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)