STOCK TITAN

Saba Capital (NYSE: ECAT) sells 207,617 BlackRock ESG fund shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Saba Capital Management, L.P., a more than ten percent owner of BlackRock ESG Capital Allocation Term Trust (ECAT), reported open-market sales of common stock on two consecutive days. It sold 188,006 shares at $15.17 per share on June 11, 2026 and 19,611 shares at $15.49 per share on June 12, 2026, for total reported sales of 207,617 shares. Following these transactions, Saba Capital’s indirect holdings are reported at 18,479,315 common shares.

Positive

  • None.

Negative

  • None.
Insider Saba Capital Management, L.P.
Role null
Sold 207,617 shs ($3.16M)
Type Security Shares Price Value
Sale Common Stock 19,611 $15.49 $304K
Sale Common Stock 188,006 $15.17 $2.85M
Holdings After Transaction: Common Stock — 18,479,315 shares (Indirect, -)
Footnotes (1)
Total shares sold 207,617 shares Open-market sales reported in June 2026
June 11, 2026 sale 188,006 shares at $15.17/share Common stock open-market transaction
June 12, 2026 sale 19,611 shares at $15.49/share Common stock open-market transaction
Post-transaction holdings 18,479,315 shares Indirect ECAT common stock after June 12, 2026 sale
Net buy/sell direction Net sale of 207,617 shares Transaction summary across reported trades
open-market sale financial
"reported open-market sales of common stock on two consecutive days"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
ten percent owner financial
"Saba Capital Management, L.P., a more than ten percent owner"
indirect holdings financial
"Following these transactions, Saba Capital’s indirect holdings are reported"
common stock financial
"reported open-market sales of common stock on two consecutive days"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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FAQ

What insider activity did Saba Capital report for ECAT?

Saba Capital Management reported selling 207,617 shares of BlackRock ESG Capital Allocation Term Trust common stock. The sales occurred over two days in open-market transactions at prices between $15.17 and $15.49 per share, according to the Form 4 disclosure.

How many ECAT shares did Saba Capital sell on each transaction date?

Saba Capital sold 188,006 ECAT common shares on June 11, 2026 and 19,611 shares on June 12, 2026. Both transactions are reported as open-market sales, reflecting a combined total of 207,617 shares disposed across the two trading days.

What prices did Saba Capital receive for its ECAT share sales?

Saba Capital’s reported ECAT sales occurred at per-share prices of $15.17 and $15.49. The 188,006-share sale on June 11, 2026 was at $15.17, while the 19,611-share sale on June 12, 2026 was executed at $15.49 per share.

How many ECAT shares does Saba Capital hold after these transactions?

After the reported open-market sales, Saba Capital’s indirect ownership stands at 18,479,315 ECAT common shares. This post-transaction figure comes from the holdings reported following the June 12, 2026 sale and represents the remaining stake disclosed in the Form 4.

Is Saba Capital considered a major holder of ECAT?

Yes. Saba Capital Management is identified as a more than ten percent owner of BlackRock ESG Capital Allocation Term Trust. This status is explicitly noted in the insider disclosure, indicating a significant ownership position relative to other shareholders of the closed-end fund.

Were Saba Capital’s ECAT transactions direct or indirect holdings?

The reported ECAT transactions involve indirect ownership, as indicated by the “I” ownership code. Both sales of common stock are classified as indirect, meaning the shares are held through an entity or structure associated with Saba Capital rather than in its direct name.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saba Capital Management, L.P.

(Last)(First)(Middle)
405 LEXINGTON AVENUE
58TH FLOOR

(Street)
NEW YORK NEW YORK 10174

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BlackRock ESG Capital Allocation Term Trust [ ECAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026S188,006D$15.1718,498,926I-
Common Stock06/12/2026S19,611D$15.4918,479,315I-
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Saba Capital Management, L.P. By: Zachary Gindes06/15/2026
Boaz Weinstein06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)