BlackRock ESG Capital Allocation Term Trust (ECAT) reported that Saba Capital Management, L.P., a ten percent owner, indirectly sold 2,480 common shares on October 1, 2026, at $13.88 per share and 900 common shares on October 2, 2026, at $14.06 per share. No Rule 10b5-1 plan is reported.
BlackRock ESG Capital Allocation Term Trust (ECAT) had two indirect common-stock sales reported by Saba Capital Management, L.P., a ten percent owner: 29,320 shares at $13.94 per share on September 29, 2026, and 24,024 shares at $14.05 per share on September 30, 2026. The reported total was 53,344 shares. No Rule 10b5-1 plan is reported.
BlackRock ESG Capital Allocation Term Trust (ECAT) is the subject of an amended Schedule 13D (Amendment No. 40) reporting that funds and accounts advised by Saba Capital Management, L.P. beneficially own 12,588,023 common shares, representing 12.66% of ECAT’s common shares outstanding as of June 30, 2026.
Saba Capital, Saba Capital Management GP, LLC and Boaz R. Weinstein report shared voting and dispositive power over all of these shares and no sole power. Approximately $187,126,237 was paid to acquire the reported position, funded by investor subscription proceeds, capital appreciation and ordinary-course margin borrowings. This amendment updates Items 3, 5 and 7 and incorporates recent open‑market transactions in Schedule A.
BlackRock ESG Capital Allocation Term Trust (ECAT) reported that Saba Capital Management, L.P., a ten percent owner, sold a total of 50,072 shares of Common Stock in indirect holdings on September 17–18, 2026 at prices around $14.36–$14.38 per share. No Rule 10b5-1 plan is reported for these transactions.
BlackRock ESG Capital Allocation Term Trust (ECAT) filed an initial statement of beneficial ownership for director Francis C. Mahoney on Form 3. The filing reports no non-derivative or derivative holdings and no reportable transactions for the reporting person at the time of this filing.
BlackRock ESG Capital Allocation Term Trust (ECAT) reported that significant holder Saba Capital Management, L.P., a ten percent owner, sold 100,836 shares of Common Stock on September 16, 2026 in a sale characterized as an open market or private transaction at $13.81 per share. After this sale, Saba Capital Management, L.P. reported 12,638,095 shares held indirectly. No Rule 10b5-1 trading plan is indicated.
BlackRock ESG Capital Allocation Term Trust (ECAT) had a Form 4 filed reporting that Saba Capital Management, L.P., a more than 10% holder, sold 26,644 shares of Common Stock on September 14, 2026, at $14.59 per share in an open-market or private transaction. Following this sale, Saba Capital Management, L.P. reported 12,738,931 shares held indirectly. No Rule 10b5-1 trading plan is reported for this transaction.
BlackRock ESG Capital Allocation Term Trust (ECAT) reported that Saba Capital Management, L.P., a ten percent owner, sold a total of 152,342 shares of ECAT common stock in two indirect open-market transactions on September 10–11, 2026, at prices between $14.83 and $15.07 per share. No Rule 10b5-1 trading plan is reported.
BlackRock ESG Capital Allocation Term Trust (ECAT) had a Form 4 filed reporting that Saba Capital Management, L.P., a more-than-10% owner, sold 102,824 shares of common stock on September 9, 2026 in an open-market or private transaction at $15.15 per share, held indirectly. Following this sale, Saba Capital Management, L.P. reported indirect ownership of 12,917,917 shares of ECAT common stock, and no Rule 10b5-1 trading plan is reported for this transaction.
BlackRock ESG Capital Allocation Term Trust (ECAT) had a large shareholder, Saba Capital Management, L.P., report a sale of common shares. On September 8, 2026, Saba Capital Management, L.P. sold 167,151 shares of ECAT common stock in an open market or private transaction at a price of $15.29 per share, held through indirect ownership. After this transaction, Saba Capital Management, L.P. reported beneficial ownership of 13,020,741 shares of ECAT common stock.
No Rule 10b5-1 trading plan was reported in connection with this transaction.