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Eagle Point Credit redeems 6.6875% notes due 2028

The reported redemption amount is aggregate principal for debt due in 2028, not a count of common shares.

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Form Type
4

Rhea-AI Filing Summary

Daniel M. Spinner reported disposition transactions in this Form 4 filing. Eagle Point Credit Co’s 6.6875% Notes due 2028 were mandatorily redeemed by the issuer on May 8, 2026. Daniel M. Spinner, identified as Principal & Portfolio Manager, reported 102,475 aggregate principal amount redeemed and direct holdings of 27,447 common shares as of May 8, 2026.

Insider Spinner Daniel M.
Role Insider
Type Security Shares Price Value
Other 6.6875% Notes due 2028 F2, F1 102,475 $25.00 $2.56M
Holding Common Shares -- -- --
Holdings After Transaction: 6.6875% Notes due 2028 — 0 shares (Direct); Common Shares — 27,447 shares (Direct)
Footnotes (2)
  1. F1. The securities were redeemed in accordance with a mandatory redemption by the Issuer.
  2. F2. The amount reported reflects the aggregate principal amount of notes.
Aggregate principal amount redeemed 102,475 aggregate principal amount 6.6875% Notes due 2028; May 8, 2026
Note rate 6.6875% Notes due 2028
Note maturity year 2028 6.6875% Notes due 2028
Direct common shares held 27,447 shares As of May 8, 2026
mandatory redemption financial
"in accordance with a mandatory redemption by the Issuer"
Mandatory redemption is a contract clause that forces an issuer to buy back a security—such as a bond, preferred share, or convertible—under specified conditions or at scheduled times. For investors it matters because it determines when and how they will get their principal or liquidation value returned, affects the timing of income, and can change the total number of outstanding securities, similar to a store being required to repurchase a product on a set schedule.
aggregate principal amount financial
"reflects the aggregate principal amount of notes"
The aggregate principal amount is the total amount of money borrowed through a bond or loan that the borrower promises to repay. It’s like the original price tag on a loan or bond, showing how much money is involved in the deal. This number matters because it indicates the size of the debt and helps investors understand the scale of the borrowing.
6.6875% Notes due 2028 financial
"6.6875% Notes due 2028"

FAQ

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How much ECC debt was redeemed in Daniel M. Spinner's Form 4?

The issuer mandatorily redeemed 102,475 aggregate principal amount of Eagle Point Credit Co’s 6.6875% Notes due 2028 on May 8, 2026, as reported by Daniel M. Spinner, Principal & Portfolio Manager.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spinner Daniel M.

(Last)(First)(Middle)
600 STEAMBOAT RD, SUITE 202

(Street)
GREENWICH CONNECTICUT 06830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co [ ECC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Principal & Portfolio Manager
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
6.6875% Notes due 202805/08/2026J102,475(2)D$25(1)0D
Common Shares27,447D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The securities were redeemed in accordance with a mandatory redemption by the Issuer.
2. The amount reported reflects the aggregate principal amount of notes.
/s/ Daniel Spinner11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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