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Eagle Point Credit (ECC) Insider Filing Shows No Holdings After Departure

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 filing overview

On 24 June 2025, Scott J. Bronner—identified as an affiliate of Eagle Point Credit Company Inc.’s (ECC) investment adviser—submitted a Form 4 to the SEC. The filing shows no shares or derivative securities were acquired, disposed of, or held; all ownership columns are blank, confirming zero beneficial ownership after the reported date.

The remarks clarify that Mr. Bronner ceased to serve on the board of managers of the parent company of ECC’s investment manager as of 18 June 2025. By filing, he notifies the Commission that he is no longer subject to Section 16 insider reporting obligations related to ECC. No financial metrics, purchase prices, or option exercises are disclosed because no transactions occurred.

Given the absence of trades and the insider’s exit from an affiliated governance role, the document is largely administrative and carries limited direct financial impact for current ECC shareholders.

Positive

  • None.

Negative

  • Governance change: Insider affiliate Scott Bronner ended his role on the adviser’s parent company board as of 18 Jun 2025, slightly reducing experienced oversight.
  • Zero ownership disclosure: Filing confirms the insider no longer holds ECC shares, limiting alignment of interests between this individual and shareholders.

Insights

TL;DR: Administrative insider update—no share ownership, affiliate steps down, minimal investor impact.

This Form 4 is essentially a housekeeping filing. Scott Bronner confirms he no longer holds ECC securities and has relinquished his position on the board of the adviser’s parent company. Because there are no transactions and no equity stake, the filing does not alter ownership structure or signalling. Investors should note the governance change but, absent additional context, there are no implications for capital allocation, dividend policy, or strategy. Overall, the disclosure is neutral from a governance-risk standpoint.

TL;DR: Zero-share Form 4; insider exits related board—information only, not market-moving.

The report documents no buying or selling activity, so liquidity and float remain unchanged. Mr. Bronner’s departure from a non-issuer board does not affect ECC’s management team or day-to-day operations. With no trade price, volume, or valuation signals, this filing does not influence earnings outlook, NAV, or risk profile. I classify it as not impactful for valuation models or trading decisions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bronner Scott Jonathan

(Last) (First) (Middle)
C/O EAGLE POINT CREDIT COMPANY INC.
600 STEAMBOAT RD, SUITE 202

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Affiliate of investment adviser. No securities beneficially owned. As of June 18, 2025, Scott Bronner is no longer a member of the board of managers for parent company of the issuer's investment manager.
/s/ Scott J. Bronner 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does ECC's latest Form 4 disclose?

It shows that Scott J. Bronner reported zero beneficial ownership and recorded no share or option transactions.

When did Scott Bronner file the Form 4 for Eagle Point Credit (ECC)?

The filing date is 24 June 2025 with the transaction reference date of the same day.

Does Scott Bronner currently own ECC stock?

No. The form lists no securities beneficially owned following the reported date.

Why was the Form 4 necessary if no shares were traded?

Section 16 insiders must file when their status changes; Mr. Bronner needed to report that he is no longer an insider and holds zero shares.

What governance change is mentioned in the Form 4 remarks?

Bronner states that he left the board of managers of ECC’s investment manager’s parent company on 18 June 2025.