ENCISION (ECIA) CEO Robert H. Fries adds 166,785 shares in open-market buys

Filing Impact

(Neutral)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

ENCISION INC CEO and director Robert H. Fries reported buying additional common stock in two recent open-market transactions. On April 15, 2026, he purchased 155,535 shares at $0.14 per share. On April 16, 2026, he bought a further 11,250 shares at $0.20 per share. Following these purchases, he directly holds 1,506,785 shares of ENCISION INC common stock.

Insider Trade Summary

Net Buyer: 166,785 shares ($24,025)

Net Buy 2 txns

Insider FRIES ROBERT H

Role CEO

Bought 166,785 shs ($24K)

Type	Security	Shares	Price	Value
Purchase	common stock	11,250	$0.20	$2K
Purchase	common stock	155,535	$0.14	$22K

Holdings After Transaction: common stock — 1,506,785 shares (Direct, null)

Footnotes (1)

Key Figures

Shares bought 2026-04-15: 155,535 shares at $0.14 Shares bought 2026-04-16: 11,250 shares at $0.20 Total shares bought: 166,785 shares +2 more

5 metrics

Shares bought 2026-04-15 155,535 shares at $0.14 Open-market purchase of common stock on April 15, 2026

Shares bought 2026-04-16 11,250 shares at $0.20 Open-market purchase of common stock on April 16, 2026

Total shares bought 166,785 shares Combined April 15–16, 2026 open-market purchases

Post-transaction holdings 1,506,785 shares Direct ownership after latest reported purchase

Number of buy transactions 2 transactions Both reported as open-market purchases of common stock

Key Terms

open-market purchase, common stock, Form 4, directly holds

4 terms

open-market purchase financial

"reported buying additional common stock in two recent open-market transactions"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

common stock financial

"He purchased 155,535 shares at $0.14 per share of common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"as disclosed in the Form 4 filing"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

directly holds financial

"Following these purchases, he directly holds 1,506,785 shares"

Form 4 Insider Transactions: What Each Field Means →

05/18/2026 - 03:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FRIES ROBERT H

(Last)

(First)

(Middle)

800 FILLMORE ST

(Street)

DENVER

COLORADO

80206

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ENCISION INC [ ecia ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
common stock	04/15/2026		P		155,535	A	$0.14	1,495,535	D
common stock	04/16/2026		P		11,250	A	$0.2	1,506,785	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	Mala M Ray	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ENCISION INC (ECIA) report for its CEO?

ENCISION INC reported that CEO and director Robert H. Fries bought additional common stock in two open-market transactions. These purchases increased his direct holdings to 1,506,785 shares, signaling a larger personal stake in the company’s equity.

How many ENCISION INC (ECIA) shares did the CEO purchase in the latest Form 4?

Robert H. Fries purchased a total of 166,785 ENCISION INC common shares. This includes 155,535 shares bought on April 15, 2026, and 11,250 shares bought on April 16, 2026, as disclosed in the Form 4 filing.

At what prices did ENCISION INC (ECIA) CEO Robert H. Fries buy shares?

Robert H. Fries bought 155,535 ENCISION INC common shares at $0.14 per share on April 15, 2026, and 11,250 shares at $0.20 per share on April 16, 2026. Both were reported as open-market purchases.

How many ENCISION INC (ECIA) shares does the CEO own after these transactions?

After the reported open-market purchases, CEO Robert H. Fries directly owns 1,506,785 ENCISION INC common shares. This figure reflects his position following the April 15 and April 16, 2026, transactions shown in the Form 4.

Were the ENCISION INC (ECIA) CEO’s recent transactions buys or sells?

Both transactions reported for ENCISION INC CEO Robert H. Fries were open-market purchases of common stock. The Form 4 shows two buy entries and no sales, with a net acquisition of 166,785 shares over the two days.