Ecolab Inc SEC Filings

Ecolab director Suzanne M. Vautrinot reported option exercise, share sale and share withholding transactions. On 08/14/2025 she exercised a non-employee stock option to acquire 2,300 shares at an exercise price of $115.075 per share; the option had a first vesting date of 08/05/2016 and expires 05/05/2026. The exercise was satisfied by delivering or withholding shares per Rule 16b-3, reflected as a disposition of 946 shares at $279.65. On 08/19/2025 she sold 1,354 shares at a weighted average price of $283.162, reducing her direct beneficial ownership to 11,199.2 shares. The Form 4 is signed by an attorney-in-fact on 08/19/2025.

Form 144 notice for Ecolab, Inc. (ECL) reports a proposed sale of 1,354 shares of common stock through Wells Fargo Clearing Services on the New York Stock Exchange, with an approximate aggregate market value of $383,394.79. The filer acquired these shares on 08/14/2025 via stock options granted by the issuer and indicates payment by check on the acquisition date. The filing shows 283,624,912 shares outstanding and lists an approximate sale date of 08/19/2025. No other securities were reported sold in the past three months.

Ecolab Inc. is offering senior unsecured notes via a preliminary prospectus supplement; specific dollar amounts, interest rate and maturity are redacted in this document. The notes will be issued in registered book-entry form in $2,000 denominations and will rank equally with other senior indebtedness while remaining unsecured and effectively junior to secured creditors and to certain subsidiary liabilities. Interest is payable semi-annually and holders have a repurchase right at 101% upon a qualifying change of control. Net proceeds may be used for general corporate purposes, including partial funding of the announced acquisition of Ovivo Inc.'s Electronics business for approximately $1.8 billion, expected to close in Q1 2026 subject to approvals. As of June 30, 2025, consolidated indebtedness was approximately $8.2 billion (pro forma adjustments noted), with $27.1 million of subsidiary indebtedness structurally senior to the notes.

David W. MacLennan, a director of Ecolab Inc. (ECL), reported a purchase of 600 shares of Ecolab common stock on 08/13/2025 at a reported price of $278.513 per share. The Form 4 indicates the filing was executed by an attorney-in-fact on 08/15/2025. The report lists 20,253.49 shares as the amount of securities beneficially owned following the transaction in a direct capacity. The filing also discloses indirect holdings of 3,500 shares by the Kathleen F. MacLennan Revocable Trust and 709 shares by sibling's trusts. No derivative transactions or additional explanations are included in the form.

Jennifer J. Bradway, SVP & Corporate Controller of Ecolab Inc. (ECL), reported Section 16 transactions dated 08/13/2025. On that date she acquired 993 shares through an employee stock option at an exercise/conversion price of $117.73, and she sold 807 shares at a price of $279.28. Following the acquisition the filing lists her beneficial ownership as 5,132.95 shares, and after the reported sale it lists 4,325.95 shares, both shown as direct ownership. The Form 4 includes an explanatory note that the option relates to the Ecolab Inc. 2010 Stock Incentive Plan and describes the option vesting schedule.

Ecolab, Inc. (ECL) submitted a Form 144 proposing the sale of 807 shares of common stock with an aggregate market value of $223,232, to be offered on or about 08/13/2025 on the NYSE. The filing states the shares were acquired on 08/13/2025 through an employee stock option exercise, with 993 shares acquired and payment made via a broker-assisted cashless exercise. The broker listed is Morgan Stanley Smith Barney LLC - Executive Services. The filing reports 283,624,912 shares outstanding and notes Nothing to Report for securities sold in the past three months. The notice includes the seller's representation that they do not possess undisclosed material adverse information and references Rule 10b5-1 trading plans.

A Form 144 for Ecolab reports a proposed Rule 144 sale of 12,951 common shares through Merrill Lynch on the NYSE with an aggregate market value of $3,525,480.00. The filing lists total shares outstanding as 283,624,912 and an approximate sale date of 08/14/2025.

The shares were acquired as RSUs from Ecolab on 11/30/2018 and the payment is listed as cash. The filing reports no securities sold in the past three months and includes the standard attestation that the seller does not possess undisclosed material adverse information.