Ecolab EVP Benjamin Clark files Form 3 disclosing options and RSUs
Rhea-AI Filing Summary
Benjamin M. Clark, Executive Vice President - Global Supply Chain of Ecolab Inc. (ECL), filed a Form 3 reporting initial beneficial ownership following an 08/07/2025 event. He directly owns 80.637 shares of common stock and holds employee stock options to buy 1,786 shares (exercisable from 12/06/2024 at $191.03) and 1,711 shares (exercisable from 12/04/2025 at $247.495), plus 8,843 restricted stock units that vest 11/02/2026. The form was signed by Corinne Lawson as attorney-in-fact on 08/22/2025.
Positive
- None.
Negative
- None.
Insights
TL;DR: Routine initial disclosure by an officer showing direct holdings and standard equity compensation arrangements.
The Form 3 documents an officer-level insider's initial report of holdings: a small direct common stock position, two graded employee stock options with defined exercise prices and schedules, and time-based restricted stock units vesting on a stated date. This filing meets Section 16(a) disclosure requirements and provides transparency on the officer's immediate equity stake and future potential ownership as options vest and RSUs convert.
TL;DR: Equity award structure is typical: multi-year vesting options and RSUs aligned with retention incentives.
The awards include two options with multi-year cliff/cumulative vesting and strike prices disclosed, plus RSUs that vest 100% on the third anniversary. The size of the grants is stated but no dollar-value aggregation or benchmarking is provided in this filing, so assessment of generosity relative to peers cannot be made from this document alone.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Employee Stock Option (Right to Buy) | -- | -- | -- |
| holding | Employee Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- The option, originally for a total of 2,678 shares, became and will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant. The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on November 2, 2026, which is the third anniversary of the date of grant.
